DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Jan 3, 2014 · 35 filings
SEC status approved since Jan 23, 2014
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.3%
$62.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
8
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$4.9B as of Mar 12, 2026
Mar 23, 2015$477M then
HNW client RAUM$62.2M as of Mar 12, 2026
Mar 27, 2018$577M then
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 23, 20152 then
Employees (5.A)12 as of Mar 12, 2026
Mar 23, 20157 then
Private funds8 as of Mar 12, 2026
Mar 23, 20154 then
RAUM +11% over the last fiscal year+2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.4MderivedHNW RAUM over HNW clients
- Average account
- $308MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $4.1B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.0B81%
- Pooled investment vehicles$853M17%
- High-net-worth individuals$62.2M1.3%
- Individual clients
- n/areported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.1B for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.17 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• G• P••••••• L•• | Private Equity Fund | $327M | 122 | Nov 12, 2014 |
| C••••••• G• P••••••• L•• | Private Equity Fund | $182M | 114 | Mar 23, 2015 |
| C•••••• L•• | Private Equity Fund | $101M | 0 | Mar 22, 2022 |
| M••••••• L•• | Private Equity Fund | $48.3M | 36 | Mar 22, 2022 |
| R••••• G• P••••••• L•• | Private Equity Fund | $36.9M | 54 | Mar 21, 2016 |
| G•••••• V•• C••••••••• F••• L•• | Private Equity Fund | $12.1M | 5 | Jun 9, 2014 |
| C•••• G• P••••••• L•• | Private Equity Fund | $7.8M | 15 | Nov 12, 2014 |
| R••••• G• P••••••• O••••••• L•••••• | Private Equity Fund | $1.7M | 0 | Mar 21, 2016 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M•••• F••••• · Chief Operating Officer / Chief Compliance Officercontrolsince 08/2020 · owns less than 5%
- W•••••• A•••••• C•••••• · Managing Membercontrolsince 08/2013 · owns less than 5%
- P••••• D••••• C• · Grantor, Trustee, And Beneficiary Of The Trustcontrolsince 06/1993 · owns 75% or more of D•••• C• P•••• R•••••••• T••••
- W•••••• A•••••• C•••••• · Managing Membercontrolsince 08/2013 · owns 25% to 50% of G•••••• M••••••••• H••••••• L••
Entity owners
- G•••••• M••••••••• H••••••• L•• · Holding Company Parentdirect · owns 75% or more
- A• H•••••••• L•• · Memberindirect · owns 25% to 50% of G•••••• M••••••••• H••••••• L••
- D•••• C• P•••• R•••••••• T•••• · Sole Memberindirect · owns 75% or more of A• H•••••••• L••
Related persons
Schedule D 7.A
- C••••••• G• M••••••••• L••investment adviserpooled vehicle sponsorn
- C•••••• M••••••••• L••investment advisern
- G•••••• M••••••••• H••••••• L••n
Offices
Schedule D 1.F, the 25 largest
- East Windsor, NJ4 employees
- St. Louis, MO1 employees
- Vero Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 148 to 16Mar 4, 2025 to Mar 12, 2026
- Assets in custody · $3.7B to $4.1BMar 4, 2025 to Mar 12, 2026
- Discretionary RAUM · $4.4B to $4.9BMar 4, 2025 to Mar 12, 2026
- HNW RAUM · $114M to $62.2MMar 4, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $772M to $853MMar 4, 2025 to Mar 12, 2026
- RAUM · $4.4B to $4.9BMar 4, 2025 to Mar 12, 2026
- Accounts · 145 to 148Jan 9, 2025 to Mar 4, 2025
- Advisory employees · 11 to 10Jan 9, 2025 to Mar 4, 2025
- HNW clients · 17 to 6Jan 9, 2025 to Mar 4, 2025
- Assets in custody · $4.9B to $3.7BJan 9, 2025 to Mar 4, 2025
- Employees · 14 to 12Jan 9, 2025 to Mar 4, 2025
- Financial planning clients · unset to Jan 9, 2025 to Mar 4, 2025
- Other offices · 3 to 2Jan 9, 2025 to Mar 4, 2025
- Discretionary RAUM · $4.9B to $4.4BJan 9, 2025 to Mar 4, 2025
- HNW RAUM · $939M to $114MJan 9, 2025 to Mar 4, 2025
- Pooled vehicle RAUM · $729M to $772MJan 9, 2025 to Mar 4, 2025
- RAUM · $4.9B to $4.4BJan 9, 2025 to Mar 4, 2025
- Accounts · 142 to 145Nov 6, 2023 to Feb 27, 2024
- Advisory employees · 8 to 11Nov 6, 2023 to Feb 27, 2024
- HNW clients · 16 to 17Nov 6, 2023 to Feb 27, 2024
- Assets in custody · $4.6B to $4.9BNov 6, 2023 to Feb 27, 2024
- Employees · 12 to 14Nov 6, 2023 to Feb 27, 2024
- Discretionary RAUM · $4.6B to $4.9BNov 6, 2023 to Feb 27, 2024
- HNW RAUM · $887M to $939MNov 6, 2023 to Feb 27, 2024
- Pooled vehicle RAUM · $706M to $729MNov 6, 2023 to Feb 27, 2024
- RAUM · $4.6B to $4.9BNov 6, 2023 to Feb 27, 2024
- Accounts · 150 to 142Dec 2, 2022 to Mar 10, 2023
- Assets in custody · $3.9B to $4.6BDec 2, 2022 to Mar 10, 2023
- Discretionary RAUM · $4.4B to $4.6BDec 2, 2022 to Mar 10, 2023
- HNW RAUM · $581M to $887MDec 2, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $570M to $706MDec 2, 2022 to Mar 10, 2023
- RAUM · $4.4B to $4.6BDec 2, 2022 to Mar 10, 2023
- Accounts · 127 to 150Apr 9, 2021 to Mar 22, 2022
- Advisory employees · 7 to 8Apr 9, 2021 to Mar 22, 2022
- Pooled vehicle clients · 5 to 9Apr 9, 2021 to Mar 22, 2022
- Assets in custody · $3.3B to $3.9BApr 9, 2021 to Mar 22, 2022
- Other offices · 0 to 3Apr 9, 2021 to Mar 22, 2022
- Private funds · 6 to 8Apr 9, 2021 to Mar 22, 2022
- Discretionary RAUM · $3.6B to $4.4BApr 9, 2021 to Mar 22, 2022
- HNW RAUM · $660M to $581MApr 9, 2021 to Mar 22, 2022
Signals
7 dated events
- C. David Pratt (Grantor, Trustee, And Beneficiary Of The Trust) appeared on Schedule A of G•••••• M••••••••• L••Aug 29, 2024 · Control person joined · fact
- Frances Geraldine Mcmanus (Managing Member) no longer on Schedule A of G•••••• M••••••••• L•• (listed 2024-02-27, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- G•••••• M••••••••• L•• reported RAUM $4.4B, up 25% from $3.6B (2021-04-09 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- G•••••• M••••••••• L•• reported RAUM $3.6B, up 359% from $773.1M (2020-09-02 to 2021-03-02)Mar 2, 2021 · RAUM change · derived
- Massimo Devellis (Chief Operating Officer / Chief Compliance Officer) no longer on Schedule A of G•••••• M••••••••• L•• (listed 2020-06-25, absent 2020-08-03)Aug 3, 2020 · Control person left · inference
- Farell Marc Blieden (Chief Operating Officer / Chief Compliance Officer) appeared on Schedule A of G•••••• M••••••••• L••Aug 3, 2020 · Control person joined · fact
- G•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- G••••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 658-0400reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026