DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V•••••••• I••••••••• L•••••
Latest filing Mar 25, 2026
First filing on the tape Mar 21, 2023 · 9 filings
SEC status approved since Apr 20, 2023
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$113M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$39.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$118M as of Mar 25, 2026
Mar 25, 2024$123M then
HNW client RAUM$83.2M as of Mar 25, 2026
Mar 25, 2024$109M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 25, 20243 then
Employees (5.A)3 as of Mar 25, 2026
Mar 25, 20243 then
Private funds: no history
RAUM +9.1% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $39.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $901,724derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $75.8M, 276 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$83.2M70%
- Individuals$29.4M25%
- Charitable organizations$5.1M4.3%
- Corporations and businesses$355,4860.3%
- Individual clients
- 99reported
- HNW clients
- 25reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 131reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $75.8M for 276 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A••• V••••••••Certified Financial Planner, Chartered Financial Analyst | Caledonia, Mi | Dec 12, 2013 | 13 y | 0 |
| R•••••• T•••Chartered Financial Analyst | Caledonia, Mi | Apr 6, 2021 | 10 y | 0 |
| N••• F•••••••• H••••••• | Caledonia, Mi | Nov 7, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••••• M•••• A••• · President And Chief Compliance Officercontrolsince 05/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Caledonia, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 543.0 to 131.0 (-76.0%) between the annual amendments of 2025-03-26 and 2026-03-25; the peer median change was +5.0% (3686 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,686) · 0.5% percentile
- custody status changedChange between filings · filing Mar 25, 2026custody of client assets (Item 9.A): no on the filing of 2025-05-23, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,678)
- compensation changedChange between filings · filing Mar 25, 2026hourly charges (Item 5.E.2): no on the filing of 2025-05-23, yes on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 543 to 131May 23, 2025 to Mar 25, 2026
- Corporate clients · 0 to 3May 23, 2025 to Mar 25, 2026
- HNW clients · 21 to 25May 23, 2025 to Mar 25, 2026
- Individual clients · 84 to 99May 23, 2025 to Mar 25, 2026
- Assets in custody · unset to 75825975.0May 23, 2025 to Mar 25, 2026
- Custody of client assets · false to trueMay 23, 2025 to Mar 25, 2026
- Discretionary RAUM · $108M to $118MMay 23, 2025 to Mar 25, 2026
- HNW RAUM · $82.5M to $83.2MMay 23, 2025 to Mar 25, 2026
- Individual RAUM · $19.8M to $29.4MMay 23, 2025 to Mar 25, 2026
- RAUM · $108M to $118MMay 23, 2025 to Mar 25, 2026
- Financial planning clients · 26-50 to 26-50Mar 26, 2025 to May 23, 2025
- Accounts · 488 to 543Oct 11, 2024 to Mar 26, 2025
- HNW clients · 16 to 21Oct 11, 2024 to Mar 26, 2025
- Individual clients · 68 to 84Oct 11, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 26-50Oct 11, 2024 to Mar 26, 2025
- Discretionary RAUM · $123M to $108MOct 11, 2024 to Mar 26, 2025
- HNW RAUM · $109M to $82.5MOct 11, 2024 to Mar 26, 2025
- Individual RAUM · $11.6M to $19.8MOct 11, 2024 to Mar 26, 2025
- RAUM · $123M to $108MOct 11, 2024 to Mar 26, 2025
- Accounts · 399 to 488Jun 13, 2023 to Mar 25, 2024
- Individual clients · 70 to 68Jun 13, 2023 to Mar 25, 2024
- HQ city · BYRON CENTER to CALEDONIAJun 13, 2023 to Mar 25, 2024
- Discretionary RAUM · $123M to $123MJun 13, 2023 to Mar 25, 2024
- HNW RAUM · $112M to $109MJun 13, 2023 to Mar 25, 2024
- Individual RAUM · $9.0M to $11.6MJun 13, 2023 to Mar 25, 2024
- RAUM · $123M to $123MJun 13, 2023 to Mar 25, 2024
Signals
1 dated events
- V•••••••• I••••••••• L••••• filed its initial SEC registration (Form ADV)Mar 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 616-236-2715reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 616-315-2550reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/vanderpol-investmentsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- vanderpolinvestments.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (616) 315-2550reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- vanderpolinvestments.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026