DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••••• • W•••• W••••• M••••••••• G••••
Legal name V••••••••• • W•••• W••••• M••••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2021 · 10 filings
SEC status approved since Feb 1, 2022
RAUM
$279M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
75%
$209M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$55.7M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$279M as of Mar 31, 2026
Mar 23, 2023$177M then
HNW client RAUM$146M as of Mar 31, 2026
Mar 23, 2023$75.6M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 23, 20232 then
Employees (5.A)4 as of Mar 31, 2026
Mar 23, 20234 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $55.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $780,273derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M53%
- Pension and profit-sharing plans$70.0M25%
- Individuals$62.1M22%
- Individual clients
- 255reported
- HNW clients
- 79reported
- Pension plan clients
- 23reported
- Charitable clients
- n/areported
- Accounts
- 357reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• J••••• W••••Certified Financial Planner | Phoenixville, Pa | Sep 13, 2013 | 23 y | 2 |
| R••• L•• V••••••••• | Phoenixville, Pa | Sep 13, 2013 | 20 y | 2 |
| R••••• P• D••••••• J• | Phoenixville, Pa | Jun 10, 2014 | 27 y | 0 |
| C•••••• L••• B••••• | Phoenixville, Pa | Jun 10, 2014 | 15 y | 0 |
| M••• E•••••••• M••••••••• | Phoenixville, Pa | Jul 16, 2021 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• J••••• W•••• from S•••• C•••••• M•••••••••Sep 13, 2013 · Other
- R••• L•• V••••••••• from S•••• C•••••• M•••••••••Sep 13, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••••• R•••• L•• · Manager And Ccocontrolsince 06/2013 · owns less than 5%
- W••••• B••••• J••••• · Managercontrolsince 06/2013 · owns less than 5%
Entity owners
- B• F••••••••• I••• · Memberdirect · owns 50% to 75%
- R• F••••••••• I••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- B•••• W••••real estatey
- R••• V•••••••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Phoenixville, Pa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Radnor, PA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 873.0 to 357.0 (-59.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +5.0% (3687 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 873 to 357Mar 27, 2025 to Mar 31, 2026
- HNW clients · 57 to 79Mar 27, 2025 to Mar 31, 2026
- Individual clients · 248 to 255Mar 27, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $171M to $209MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $111M to $146MMar 27, 2025 to Mar 31, 2026
- Individual RAUM · $60.2M to $62.1MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $60.0M to $70.0MMar 27, 2025 to Mar 31, 2026
- Pension RAUM · $60.0M to $70.0MMar 27, 2025 to Mar 31, 2026
- RAUM · $231M to $279MMar 27, 2025 to Mar 31, 2026
- Accounts · 825 to 873Mar 29, 2024 to Mar 27, 2025
- HNW clients · 35 to 57Mar 29, 2024 to Mar 27, 2025
- Individual clients · 271 to 248Mar 29, 2024 to Mar 27, 2025
- Pension plan clients · 21 to 23Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $153M to $171MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $81.6M to $111MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $71.8M to $60.2MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $50.0M to $60.0MMar 29, 2024 to Mar 27, 2025
- Pension RAUM · $50.0M to $60.0MMar 29, 2024 to Mar 27, 2025
- RAUM · $203M to $231MMar 29, 2024 to Mar 27, 2025
- Accounts · 749 to 825Jun 26, 2023 to Mar 29, 2024
- HNW clients · 41 to 35Jun 26, 2023 to Mar 29, 2024
- Individual clients · 257 to 271Jun 26, 2023 to Mar 29, 2024
- Pension plan clients · 20 to 21Jun 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $129M to $153MJun 26, 2023 to Mar 29, 2024
- HNW RAUM · $75.6M to $81.6MJun 26, 2023 to Mar 29, 2024
- Individual RAUM · $53.8M to $71.8MJun 26, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $47.2M to $50.0MJun 26, 2023 to Mar 29, 2024
- Pension RAUM · $47.2M to $50.0MJun 26, 2023 to Mar 29, 2024
- RAUM · $177M to $203MJun 26, 2023 to Mar 29, 2024
- Accounts · 684 to 749Dec 21, 2022 to Mar 23, 2023
- HNW clients · 40 to 41Dec 21, 2022 to Mar 23, 2023
- Individual clients · 230 to 257Dec 21, 2022 to Mar 23, 2023
- Pension plan clients · 21 to 20Dec 21, 2022 to Mar 23, 2023
- State-registered IARs · 4 to 2Dec 21, 2022 to Mar 23, 2023
- Discretionary RAUM · $103M to $129MDec 21, 2022 to Mar 23, 2023
- HNW RAUM · $44.8M to $75.6MDec 21, 2022 to Mar 23, 2023
- Individual RAUM · $58.1M to $53.8MDec 21, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $49.1M to $47.2MDec 21, 2022 to Mar 23, 2023
Signals
1 dated events
- V••••••••• • W•••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 484-318-8727reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-977-2098reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-977-2098reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026