DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• C•••••• M••••••••• L•
Latest filing May 5, 2026
First filing on the tape Jun 23, 2016 · 18 filings
SEC status approved since Jul 5, 2016
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.7B as of May 5, 2026
Mar 30, 2017$218M then
HNW client RAUM$0 as of May 5, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 30, 20170 then
Employees (5.A)7 as of May 5, 2026
Mar 30, 20173 then
Private funds5 as of May 5, 2026
Mar 30, 20174 then
RAUM +11% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $216MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.7B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••• C••••••• L••• | Hedge Fund | $947M | 82 | Jun 20, 2013 |
| E••••• C•••••• O••••••• F•••• L••• | Hedge Fund | $218M | 24 | Mar 31, 2014 |
| E••••• J•• C••••••• L••• | Hedge Fund | $118M | 3 | Jun 20, 2013 |
| E••••• A•••••• C••••••• L• | Hedge Fund | $105M | 3 | Mar 8, 2016 |
| E••••• L••• C••••••• L• | Hedge Fund | $93.7M | 3 | Mar 23, 2023 |
| P• E••••• L•••no longer reported | Hedge Fund | $7.3M | 1 | Apr 2, 2015 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• A••••• · Managercontrolsince 02/2018 · owns 75% or more
- D••••••••• M•••• S•••••• · Chief Financial Officer/Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- A•••••• A••••• · Ownercontrolsince 02/2018 · owns 75% or more of E••••• C•••••• M••••••••• G•• L••
Entity owners
- E••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- E••••• I••••••••• I•• L••bankpooled vehicle sponsorn
- E••••• I••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Sep 8, 2025 to Mar 27, 2026
- Assets in custody · $1.6B to $1.7BSep 8, 2025 to Mar 27, 2026
- Employees · 6 to 7Sep 8, 2025 to Mar 27, 2026
- Private funds · 6 to 5Sep 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.6B to $1.7BSep 8, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.6B to $1.7BSep 8, 2025 to Mar 27, 2026
- RAUM · $1.6B to $1.7BSep 8, 2025 to Mar 27, 2026
- Accounts · 5 to 8Mar 24, 2025 to Sep 8, 2025
- Pooled vehicle clients · 5 to 8Mar 24, 2025 to Sep 8, 2025
- Financial planning clients · 0 to 0Mar 24, 2025 to Sep 8, 2025
- Private funds · 5 to 6Mar 24, 2025 to Sep 8, 2025
- Assets in custody · $1.3B to $1.6BNov 4, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.3B to $1.6BNov 4, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.3B to $1.6BNov 4, 2024 to Mar 24, 2025
- RAUM · $1.3B to $1.6BNov 4, 2024 to Mar 24, 2025
- Assets in custody · $797M to $1.3BMay 3, 2023 to Mar 26, 2024
- Employees · 5 to 6May 3, 2023 to Mar 26, 2024
- Discretionary RAUM · $899M to $1.3BMay 3, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $899M to $1.3BMay 3, 2023 to Mar 26, 2024
- RAUM · $899M to $1.3BMay 3, 2023 to Mar 26, 2024
- Accounts · 4 to 5Mar 15, 2022 to Mar 23, 2023
- Advisory activities · 2 to 1Mar 15, 2022 to Mar 23, 2023
- Pooled vehicle clients · 4 to 5Mar 15, 2022 to Mar 23, 2023
- Assets in custody · $521M to $797MMar 15, 2022 to Mar 23, 2023
- Private funds · 4 to 5Mar 15, 2022 to Mar 23, 2023
- Discretionary RAUM · $608M to $899MMar 15, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $608M to $899MMar 15, 2022 to Mar 23, 2023
- RAUM · $608M to $899MMar 15, 2022 to Mar 23, 2023
- Corporate clients · unset to 0.0Mar 29, 2021 to Mar 15, 2022
- Assets in custody · $317M to $521MMar 29, 2021 to Mar 15, 2022
- Discretionary RAUM · $370M to $608MMar 29, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $370M to $608MMar 29, 2021 to Mar 15, 2022
- RAUM · $370M to $608MMar 29, 2021 to Mar 15, 2022
- Advisory employees · 2 to 3Mar 30, 2020 to Mar 29, 2021
- Assets in custody · $329M to $317MMar 30, 2020 to Mar 29, 2021
- Employees · 4 to 5Mar 30, 2020 to Mar 29, 2021
- Financial planning clients · unset to 0Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $329M to $370MMar 30, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $329M to $370MMar 30, 2020 to Mar 29, 2021
- RAUM · $329M to $370MMar 30, 2020 to Mar 29, 2021
Signals
5 dated events
- E••••• C•••••• M••••••••• L• reported RAUM $1.3B, up 41% from $898.8M (2023-05-03 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- E••••• C•••••• M••••••••• L• reported RAUM $898.8M, up 48% from $608.2M (2022-03-15 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- E••••• C•••••• M••••••••• L• reported RAUM $608.2M, up 64% from $369.8M (2021-03-29 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- E••••• C•••••• M••••••••• L• reported RAUM $328.7M, up 56% from $211.0M (2019-06-10 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- E••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- e••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 392-8863reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026