DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• C•••••• M•••••••••
Legal name S•••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 28, 2014 · 23 filings
SEC status approved since Jun 4, 2014
RAUM
$513M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$513M as of Mar 27, 2026
Feb 13, 2015$75.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 13, 20150 then
Employees (5.A)7 as of Mar 27, 2026
Feb 13, 20153 then
Private funds6 as of Mar 27, 2026
Mar 29, 20182 then
RAUM -14% over the last fiscal year+1.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $356M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$356M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $356M for 6 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.7 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• A••••••••• H•••••• C••••• O••••••••• F••• I•• L• | Private Equity Fund | $308M | 5 | Mar 31, 2021 |
| S•••••• A••••••••• H•••••• F•••••• F••• I• L• | Private Equity Fund | $39.8M | 4 | Mar 30, 2022 |
| S•••••• A••••••••• H•••••• F•••••• F••• I• L••no longer reported | Private Equity Fund | $35.2M | 4 | Mar 31, 2021 |
| S•••••• S••••••••• H•••••• O••••••••• F••• I• L• | Private Equity Fund | $26.1M | 3 | Mar 30, 2020 |
| S•••••• S••• D••• O••••••••• F••• L•• | Private Equity Fund | $22.8M | 11 | Dec 19, 2017 |
| S•••••• S••• D••• O••••••••• F••• L•• | Private Equity Fund | $14.2M | 1 | Dec 19, 2017 |
| S••• T••• I• L•• | Private Equity Fund | $6.7M | 3 | Mar 31, 2021 |
| S••• T••• I•• L•no longer reported | Private Equity Fund | $5.4M | 3 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- V••••••• J•••• N••••••• · Chief Executive Officer, Managing Membercontrolsince 08/2010 · owns 75% or more
- V••••••• J•••• N••••••• · Managing Membercontrolsince 12/2018 · owns 75% or more of A••• H••••••• I• L••
- O••••••• C••••• •••• · Chief Compliance Officer And Chief Financial Officersince 08/2019 · owns less than 5%
Entity owners
- A••• H••••••• I• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $422M to $356MAug 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $494M to $414MAug 7, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $101M to $98.8MAug 7, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $422M to $356MAug 7, 2025 to Mar 27, 2026
- RAUM · $595M to $513MAug 7, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 14, 2025
- Assets in custody · $417M to $422MMar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $469M to $494MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $110M to $101MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $417M to $422MMar 27, 2024 to Mar 28, 2025
- RAUM · $579M to $595MMar 27, 2024 to Mar 28, 2025
- Assets in custody · $394M to $418MJun 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $384M to $469MJun 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $108M to $110MJun 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $394M to $417MJun 30, 2023 to Mar 27, 2024
- RAUM · $492M to $579MJun 30, 2023 to Mar 27, 2024
- Assets in custody · $418M to $417MMar 27, 2024 to Mar 27, 2024
- Advisory employees · 8 to 7Mar 30, 2022 to Mar 25, 2023
- Assets in custody · $427M to $394MMar 30, 2022 to Mar 25, 2023
- Employees · 9 to 7Mar 30, 2022 to Mar 25, 2023
- Discretionary RAUM · $377M to $384MMar 30, 2022 to Mar 25, 2023
- Non-discretionary RAUM · $132M to $108MMar 30, 2022 to Mar 25, 2023
- Pooled vehicle RAUM · $427M to $394MMar 30, 2022 to Mar 25, 2023
- RAUM · $508M to $492MMar 30, 2022 to Mar 25, 2023
- Advisory employees · 9 to 8Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $415M to $427MMar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $387M to $377MMar 31, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $119M to $132MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $415M to $427MMar 31, 2021 to Mar 30, 2022
- RAUM · $506M to $508MMar 31, 2021 to Mar 30, 2022
- Accounts · 5 to 7Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 6 to 9Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 4 to 6Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $78.8M to $415MMar 30, 2020 to Mar 31, 2021
- Employees · 6 to 9Mar 30, 2020 to Mar 31, 2021
- Private funds · 4 to 6Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $0 to $387MMar 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $179M to $119MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $78.8M to $415MMar 30, 2020 to Mar 31, 2021
- RAUM · $179M to $506MMar 30, 2020 to Mar 31, 2021
Signals
2 dated events
- S•••••• C•••••• M••••••••• reported RAUM $505.7M, up 183% from $178.8M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- S•••••• C•••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/systima-capital-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-481-7229reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026