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R•• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· Newport Beach, Californiawebsite

Asset manager (funds and pooled vehicles), based in Newport Beach, California, reporting $2.5B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$2.5B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+0.6%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 168336 · SEC 801-78326 · 18 filingsShow
CRD 168336SEC 801-78326First filing on the tape Jul 2, 2013, latest Mar 31, 2026SEC status approved since Jul 15, 2013IAPD
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.5B as of Mar 31, 2026
Mar 26, 2014$117M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20140 then
Employees (5.A)20 as of Mar 31, 2026
Mar 26, 20148 then
Private funds4 as of Mar 31, 2026
Mar 26, 20142 then
RAUM +0.6% over the last fiscal year+3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$182MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.5B, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.3B91%
  • Corporations and businesses$218M8.6%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.91 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•• D••••••••• F•••• L•Hedge Fund$920M82Jul 2, 2013
      R•• D••••••••• 2• F•••• L•Hedge Fund$703M48Mar 22, 2017
      R•• C••••••• F••• L••no longer reportedHedge Fund$12.9M6Jul 2, 2013
      R•• R• F•••• L•Hedge Fund$9.5M2Mar 28, 2019
      G••••• P••• F••• • R•• A•••• M••••••••• M••••• F••• ••••Other Private Fund$1.3M3Mar 27, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• S•••••• · Chief Operating Officercontrol
        since 02/2023 · owns less than 5%
      • N•••••• M•••••• A•• · Chief Financial Officercontrol
        since 12/2019 · owns less than 5%
      • O•••••• R•••• M••••• · Ceo And Managing Membercontrol
        since 07/2010 · owns less than 5%
      • P•••••• L•••••• A•• · Chief Compliance Officercontrol
        since 01/2015 · owns less than 5%
      • W•••••• J••••••• J••••• · President And Co-Foundercontrol
        since 07/2010 · owns less than 5%
      • O•••••• R•••• M••••• · L•••••• P•••••• O• R•• H•••••••• L•control
        since 07/2018 · owns 50% to 75% of R•• H•••••••• L•
      • O•••••• R•••• M••••• · M••••••• M••••• O• R•• H••••••• G•• L••control
        since 07/2018 · owns F of R•• H••••••• G•• L••
      • W•••••• J••••••• J••••• · M••••••• M••••• O• R•• H••••••• G•• L••control
        since 07/2018 · owns F of R•• H••••••• G•• L••
      Entity owners
      • R•• H•••••••• L• · Sole Owner
        direct · owns 75% or more
      • R•• H••••••• G•• L•• · G•••••• P•••••• O• R•• H•••••••• L•
        indirect · owns F of R•• H•••••••• L•
      Related persons
      Schedule D 7.A
      • R•• G•••••• P••••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY6 employees
      What changed
      consecutive filings, newest first
      • Accounts · 13 to 14
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 9 to 10
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 11 to 12
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $1.6B to $1.5B
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 19 to 20
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.5B to $2.5B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.3B to $2.3B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $2.5B to $2.5B
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 8 to 9
        Mar 28, 2024 to Mar 31, 2025
      • Assets in custody · $1.6B to $1.6B
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 17 to 19
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $2.4B to $2.5B
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $2.2B to $2.3B
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $2.4B to $2.5B
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 7 to 8
        Mar 29, 2023 to Mar 28, 2024
      • Assets in custody · $1.5B to $1.6B
        Mar 29, 2023 to Mar 28, 2024
      • Employees · 18 to 17
        Mar 29, 2023 to Mar 28, 2024
      • Discretionary RAUM · $2.3B to $2.4B
        Mar 29, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $2.1B to $2.2B
        Mar 29, 2023 to Mar 28, 2024
      • RAUM · $2.3B to $2.4B
        Mar 29, 2023 to Mar 28, 2024
      • Assets in custody · $1.4B to $1.5B
        Mar 30, 2022 to Mar 29, 2023
      • Employees · 14 to 18
        Mar 30, 2022 to Mar 29, 2023
      • Discretionary RAUM · $2.0B to $2.3B
        Mar 30, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $1.9B to $2.1B
        Mar 30, 2022 to Mar 29, 2023
      • RAUM · $2.0B to $2.3B
        Mar 30, 2022 to Mar 29, 2023
      • Assets in custody · $1.2B to $1.4B
        Mar 25, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.9B to $2.0B
        Mar 25, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.7B to $1.9B
        Mar 25, 2021 to Mar 30, 2022
      • RAUM · $1.9B to $2.0B
        Mar 25, 2021 to Mar 30, 2022
      • Advisory employees · 6 to 7
        Aug 5, 2020 to Mar 25, 2021
      • Assets in custody · $786M to $1.2B
        Aug 5, 2020 to Mar 25, 2021
      • Discretionary RAUM · $1.4B to $1.9B
        Aug 5, 2020 to Mar 25, 2021
      • Pooled vehicle RAUM · $1.3B to $1.7B
        Aug 5, 2020 to Mar 25, 2021
      • RAUM · $1.4B to $1.9B
        Aug 5, 2020 to Mar 25, 2021
      • Accounts · 15 to 13
        Mar 28, 2019 to Mar 24, 2020
      • Advisory employees · 5 to 6
        Mar 28, 2019 to Mar 24, 2020
      • Advisory activities · 3 to 2
        Mar 28, 2019 to Mar 24, 2020
      • Pooled vehicle clients · 12 to 11
        Mar 28, 2019 to Mar 24, 2020
      • Assets in custody · $599M to $786M
        Mar 28, 2019 to Mar 24, 2020
      Signals
      7 dated events
      • ••• Locked
        Mar 29, 2023 · Control person joined · fact
      • ••• Locked
        Mar 25, 2021 · RAUM change · derived
      • ••• Locked
        Mar 24, 2020 · Control person joined · fact
      • ••• Locked
        Mar 24, 2020 · Control person left · inference
      • ••• Locked
        Mar 28, 2019 · Control person left · inference
      • ••• Locked
        Mar 27, 2018 · RAUM change · derived
      • ••• Locked
        Jul 2, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026