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B••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Greenwich, Connecticut

Former SEC-registered adviser, based in Greenwich, Connecticut, reporting $294M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$294M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-5.0%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 8 Form ADV filings for this adviser, the latest 11.2 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 168341 · SEC 801-78392 · 8 filingsShow
CRD 168341SEC 801-78392First filing on the tape Jul 25, 2013, latest Sep 17, 2015IAPD
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$275M gross assets
History
8 filings and snapshots on the tape
RAUM$258M as of Mar 31, 2015
Mar 31, 2014$309M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Mar 31, 20140 then
Employees (5.A)13 as of Mar 31, 2015
Mar 31, 201417 then
Private funds: 1
RAUM -5.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 17, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$97.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••• C•••••• P••••••• 1• L••Hedge Fund$275M7May 23, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • F••••• N•••••• W••••• · Limited Partnercontrol
        since 03/2011 · owns 10% to 25%
      • G•••••• C••••••• F• · Limited Partnercontrol
        since 03/2011 · owns 10% to 25%
      • L••• C•••••••• •••••• · Chief Financial Officer / Chief Compliance Officercontrol
        since 07/2015 · owns less than 5%
      • W••••••• M••••••• S•••••• · Limited Partnercontrol
        since 05/2012 · owns 10% to 25%
      • C••••• C••••••• P•••• · Co-Managing Membercontrol
        since 12/2013 · owns F of H• T••• G••••• L••; H• T••••••••• L••; H• T••• H•••••••• L••
      • F••••• N•••••• W••••• · Managing Membercontrol
        since 12/2013 · owns F of B••••• G• L••
      • G•••••• C••••••• F• · Managing Membercontrol
        since 12/2013 · owns F of B••••• G• L••
      • N•••••••• J••••• · Ownercontrol
        since 12/2013 · owns 50% to 75% of H• T••• H•••••••• L••
      • N•••••••• J••••• · Co-Managing Membercontrol
        since 12/2013 · owns F of H• T••• G••••• L••; H• T••••••••• L••; H• T••• H•••••••• L••
      • W••••••• M••••••• S•••••• · Managing Membercontrol
        since 12/2013 · owns F of B••••• G• L••
      Entity owners
      • B••••• G• L•• · General Partner
        direct · owns less than 5%
      • H• T••••••••• L•• · Limited Partner
        direct · owns 25% to 50%
      • C•••••• P• C•••• T•••• · Owner
        indirect · owns 25% to 50% of H• T••• H•••••••• L••
      • H• T••• G••••• L•• · Owner
        indirect · owns 75% or more of H• T••••••••• L••
      • H• T••• H•••••••• L•• · Owner
        indirect · owns 75% or more of H• T••• G••••• L••
      • H• T••••••••• L•• · Managing Member
        indirect · owns 25% to 50% of B••••• G• L••
      Related persons
      Schedule D 7.A
      • B••••• G• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY
      What changed
      consecutive filings, newest first
      • BD registered reps · 0 to 2
        Jul 27, 2015 to Sep 17, 2015
      • Assets in custody · 258166547.0 to unset
        Jul 27, 2015 to Sep 17, 2015
      • Custody of client assets · true to false
        Jul 27, 2015 to Sep 17, 2015
      • Employees · 13 to 12
        Jul 27, 2015 to Sep 17, 2015
      • Discretionary RAUM · $258M to $294M
        Jul 27, 2015 to Sep 17, 2015
      • RAUM · $258M to $294M
        Jul 27, 2015 to Sep 17, 2015
      • Accounts · 2 to 3
        May 23, 2014 to Mar 31, 2015
      • BD registered reps · 4 to 0
        May 23, 2014 to Mar 31, 2015
      • Assets in custody · $419M to $258M
        May 23, 2014 to Mar 31, 2015
      • Employees · 14 to 13
        May 23, 2014 to Mar 31, 2015
      • Discretionary RAUM · $419M to $258M
        May 23, 2014 to Mar 31, 2015
      • RAUM · $419M to $258M
        May 23, 2014 to Mar 31, 2015
      • Advisory employees · 6 to 4
        Mar 31, 2014 to May 23, 2014
      • Advisory activities · 3 to 1
        Mar 31, 2014 to May 23, 2014
      • Business name · B••••• L•• to B••••• L•
        Mar 31, 2014 to May 23, 2014
      • Assets in custody · unset to 418929795.0
        Mar 31, 2014 to May 23, 2014
      • Custody of client assets · false to true
        Mar 31, 2014 to May 23, 2014
      • Employees · 17 to 14
        Mar 31, 2014 to May 23, 2014
      • Legal name · B••••• L•• to B••••• L•
        Mar 31, 2014 to May 23, 2014
      • Private funds · unset to 1
        Mar 31, 2014 to May 23, 2014
      • Discretionary RAUM · $309M to $419M
        Mar 31, 2014 to May 23, 2014
      • RAUM · $309M to $419M
        Mar 31, 2014 to May 23, 2014
      • Succession · true to false
        Mar 31, 2014 to May 23, 2014
      • Advisory employees · 7 to 6
        Oct 21, 2013 to Mar 31, 2014
      • Advisory activities · 2 to 3
        Oct 21, 2013 to Mar 31, 2014
      • Employees · 16 to 17
        Oct 21, 2013 to Mar 31, 2014
      • Organization form · Limited Liability Company to Limited Partnership
        Oct 21, 2013 to Mar 31, 2014
      • Discretionary RAUM · $540M to $309M
        Oct 21, 2013 to Mar 31, 2014
      • RAUM · $540M to $309M
        Oct 21, 2013 to Mar 31, 2014
      • Related adviser · true to false
        Oct 21, 2013 to Mar 31, 2014
      • Succession · false to true
        Oct 21, 2013 to Mar 31, 2014
      • Accounts · 0 to 2
        Jul 25, 2013 to Oct 21, 2013
      • Employees · 13 to 16
        Jul 25, 2013 to Oct 21, 2013
      • Discretionary RAUM · $0 to $540M
        Jul 25, 2013 to Oct 21, 2013
      • RAUM · $0 to $540M
        Jul 25, 2013 to Oct 21, 2013
      Signals
      2 dated events
      • ••• Locked
        Mar 31, 2014 · Succession (Item 4) · fact
      • ••• Locked
        Jul 25, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026