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Former SEC-registered adviser

M••••• C•••••• A•••••••• L••

Former SEC-registered adviserCoral Gables, FloridaCRD 168398SEC 801-100481IAPD
Latest filing Mar 30, 2023
First filing on the tape Jun 29, 2015 · 10 filings
RAUM
$2.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$2.9M gross assets
History
10 filings and snapshots on the tape
RAUM$2.9M as of Mar 30, 2023
Mar 30, 2016$187M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 30, 20160 then
Employees (5.A)7 as of Mar 30, 2023
Mar 30, 201611 then
Private funds2 as of Mar 30, 2023
Mar 30, 20161 then
RAUM -99% over the last fiscal year-76% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.9M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.9M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.9M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••• C•••••• F••• I•• L••Private Equity Fund$2.7M74Mar 31, 2018
      M••••• C•••••• F•••• L•Private Equity Fund$125,23672Aug 2, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• M•••••• D• · Managing Partnercontrol
        since 12/2012 · owns less than 5%
      • R••••••••• R•••• A• · Chief Financial Officer And Chief Compliance Officercontrol
        since 12/2012 · owns less than 5%
      • M•••••• M•••••• D• · Managing Partnercontrol
        since 12/2012 · owns 75% or more of M••••• C•••••• P•••••••• I•••
      Entity owners
      • M••••• C•••••• P•••••••• I••• · Holding Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • M••••• C•••••• F••• G•• L••
        pooled vehicle sponsorn
      • M••••• C•••••• F••• M••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $310M to $2.9M
        Mar 15, 2022 to Mar 30, 2023
      • Discretionary RAUM · $310M to $2.9M
        Mar 15, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $310M to $2.9M
        Mar 15, 2022 to Mar 30, 2023
      • RAUM · $310M to $2.9M
        Mar 15, 2022 to Mar 30, 2023
      • Assets in custody · $182M to $310M
        Mar 31, 2021 to Mar 15, 2022
      • Discretionary RAUM · $182M to $310M
        Mar 31, 2021 to Mar 15, 2022
      • Pooled vehicle RAUM · $182M to $310M
        Mar 31, 2021 to Mar 15, 2022
      • RAUM · $182M to $310M
        Mar 31, 2021 to Mar 15, 2022
      • Assets in custody · $174M to $182M
        Mar 31, 2020 to Mar 31, 2021
      • Discretionary RAUM · $210M to $182M
        Mar 31, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $210M to $182M
        Mar 31, 2020 to Mar 31, 2021
      • RAUM · $210M to $182M
        Mar 31, 2020 to Mar 31, 2021
      • Discretionary RAUM · $174M to $210M
        Apr 3, 2019 to Mar 31, 2020
      • Pooled vehicle RAUM · $174M to $210M
        Apr 3, 2019 to Mar 31, 2020
      • RAUM · $174M to $210M
        Apr 3, 2019 to Mar 31, 2020
      • Assets in custody · $169M to $174M
        Mar 31, 2018 to Mar 29, 2019
      • Discretionary RAUM · $169M to $174M
        Mar 31, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $169M to $174M
        Mar 31, 2018 to Mar 29, 2019
      • RAUM · $169M to $174M
        Mar 31, 2018 to Mar 29, 2019
      • Accounts · 1 to 2
        Mar 28, 2017 to Mar 31, 2018
      • Advisory employees · 8 to 5
        Mar 28, 2017 to Mar 31, 2018
      • Pooled vehicle clients · unset to 2.0
        Mar 28, 2017 to Mar 31, 2018
      • Assets in custody · $189M to $169M
        Mar 28, 2017 to Mar 31, 2018
      • Employees · 11 to 7
        Mar 28, 2017 to Mar 31, 2018
      • Other offices · unset to 0.0
        Mar 28, 2017 to Mar 31, 2018
      • Private funds · 1 to 2
        Mar 28, 2017 to Mar 31, 2018
      • Discretionary RAUM · $189M to $169M
        Mar 28, 2017 to Mar 31, 2018
      • Pooled vehicle RAUM · unset to 169302781.0
        Mar 28, 2017 to Mar 31, 2018
      • RAUM · $189M to $169M
        Mar 28, 2017 to Mar 31, 2018
      • Assets in custody · $187M to $189M
        Mar 30, 2016 to Mar 28, 2017
      • Discretionary RAUM · $187M to $189M
        Mar 30, 2016 to Mar 28, 2017
      • RAUM · $187M to $189M
        Mar 30, 2016 to Mar 28, 2017
      • Assets in custody · $180M to $187M
        Jun 29, 2015 to Mar 30, 2016
      • Employees · 15 to 11
        Jun 29, 2015 to Mar 30, 2016
      • Private funds · 2 to 1
        Jun 29, 2015 to Mar 30, 2016
      • Discretionary RAUM · $180M to $187M
        Jun 29, 2015 to Mar 30, 2016
      • RAUM · $180M to $187M
        Jun 29, 2015 to Mar 30, 2016
      Signals
      3 dated events
      • M••••• C•••••• A•••••••• L•• reported RAUM $2.9M, down 99% from $310.5M (2022-03-15 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • M••••• C•••••• A•••••••• L•• reported RAUM $310.5M, up 71% from $182.0M (2021-03-31 to 2022-03-15)
        Mar 15, 2022 · RAUM change · derived
      • M••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026