DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

8•• W••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Lake Oswego, OregonCRD 168417SEC 801-117086websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Jun 28, 2019 · 11 filings
SEC status approved since Jul 26, 2019
RAUM
$516M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$516M as of Mar 30, 2026
Mar 27, 2020$466M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20200 then
Employees (5.A)4 as of Mar 30, 2026
Mar 27, 20203 then
Private funds4 as of Mar 30, 2026
Mar 27, 20205 then
RAUM +13% over the last fiscal year+2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$86.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$457M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$516M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$457M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• S••••• M•••••• · Managing Membercontrol
        since 05/2013 · owns 25% to 50%
      • M••••••• J•••••••• E••••• · Managing Member, Chief Compliance Officercontrol
        since 05/2013 · owns 25% to 50%
      • V••••••••• C••••• M•••••• · Ownercontrol
        since 01/2016 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $405M to $457M
        Jun 23, 2025 to Mar 30, 2026
      • Discretionary RAUM · $458M to $516M
        Jun 23, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $458M to $516M
        Jun 23, 2025 to Mar 30, 2026
      • RAUM · $458M to $516M
        Jun 23, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 20, 2025 to Jun 23, 2025
      • Assets in custody · $416M to $405M
        Jul 3, 2024 to Mar 20, 2025
      • Discretionary RAUM · $465M to $458M
        Jul 3, 2024 to Mar 20, 2025
      • Pooled vehicle RAUM · $465M to $458M
        Jul 3, 2024 to Mar 20, 2025
      • RAUM · $465M to $458M
        Jul 3, 2024 to Mar 20, 2025
      • Assets in custody · $482M to $416M
        Jul 10, 2023 to Mar 28, 2024
      • Discretionary RAUM · $482M to $465M
        Jul 10, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $482M to $465M
        Jul 10, 2023 to Mar 28, 2024
      • RAUM · $482M to $465M
        Jul 10, 2023 to Mar 28, 2024
      • Accounts · 7 to 6
        Mar 25, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 7 to 6
        Mar 25, 2022 to Mar 30, 2023
      • Assets in custody · $555M to $482M
        Mar 25, 2022 to Mar 30, 2023
      • Private funds · 5 to 4
        Mar 25, 2022 to Mar 30, 2023
      • Discretionary RAUM · $555M to $482M
        Mar 25, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $555M to $482M
        Mar 25, 2022 to Mar 30, 2023
      • RAUM · $555M to $482M
        Mar 25, 2022 to Mar 30, 2023
      • Assets in custody · $609M to $555M
        Mar 31, 2021 to Mar 25, 2022
      • HQ city · PORTLAND to LAKE OSWEGO
        Mar 31, 2021 to Mar 25, 2022
      • Discretionary RAUM · $609M to $555M
        Mar 31, 2021 to Mar 25, 2022
      • Pooled vehicle RAUM · $609M to $555M
        Mar 31, 2021 to Mar 25, 2022
      • RAUM · $609M to $555M
        Mar 31, 2021 to Mar 25, 2022
      • Accounts · 6 to 7
        Mar 27, 2020 to Mar 31, 2021
      • Advisory employees · 3 to 4
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 6 to 7
        Mar 27, 2020 to Mar 31, 2021
      • Assets in custody · $466M to $609M
        Mar 27, 2020 to Mar 31, 2021
      • Employees · 3 to 4
        Mar 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $466M to $609M
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $466M to $609M
        Mar 27, 2020 to Mar 31, 2021
      • RAUM · $466M to $609M
        Mar 27, 2020 to Mar 31, 2021
      • Related bank · true to false
        Mar 27, 2020 to Mar 31, 2021
      • Accounts · 4 to 6
        Jun 28, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 4 to 6
        Jun 28, 2019 to Mar 27, 2020
      • Assets in custody · $410M to $466M
        Jun 28, 2019 to Mar 27, 2020
      • Private funds · 6 to 5
        Jun 28, 2019 to Mar 27, 2020
      • Discretionary RAUM · $410M to $466M
        Jun 28, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $410M to $466M
        Jun 28, 2019 to Mar 27, 2020
      Signals
      2 dated events
      • 8•• W••• C•••••• M••••••••• L•• reported RAUM $608.7M, up 31% from $466.1M (2020-03-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • 8•• W••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 28, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      801W•••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      503-548-1730reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026