DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

R• S•••••• C••••••

Former SEC-registered adviserNew York, New YorkCRD 168432SEC 801-78694IAPD

Legal name R• S•••••• C•••••• M••••••••• L•••

Latest filing Mar 20, 2018

First filing on the tape Oct 8, 2013 · 12 filings

RAUM

$31.7M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$31.7M as of Mar 20, 2018

Feb 21, 2014$51.4M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 20, 2018

Feb 21, 20140 then

Employees (5.A)8 as of Mar 20, 2018

Feb 21, 201411 then

Private funds: no history

RAUM +33% over the last fiscal year-13% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 20, 2018; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $31.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +33%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$31.7M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

P•••• R••••••• C•••••• · Chairman/Co-Founder/Limited Partnercontrol
since 05/2013 · owns 25% to 50%
P••••••••• H••••• D•••• · Limited Partner/Analystcontrol
since 05/2013 · owns 5% to 10%
W••••••••• E••••• M••••••• · Chief Operations Officer/Chief Compliance Officer/Limited Partnercontrol
since 05/2013 · owns 5% to 10%
P•••• R••••••• C•••••• · Managing Membercontrol
since 04/2013 · owns 75% or more of R• S•••••• G• L••
N•••••• J••••••• •••• · Portfolio Manager/Limited Partner
since 05/2013 · owns 10% to 25%

Entity owners

R• S•••••• G• L•• · General Partner
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 6 to 5
Mar 30, 2017 to Mar 20, 2018
Employees · 9 to 8
Mar 30, 2017 to Mar 20, 2018
Other offices · unset to 0.0
Mar 30, 2017 to Mar 20, 2018
Discretionary RAUM · $23.7M to $31.7M
Mar 30, 2017 to Mar 20, 2018
RAUM · $23.7M to $31.7M
Mar 30, 2017 to Mar 20, 2018
Discretionary RAUM · $49.5M to $23.7M
Jun 29, 2016 to Mar 30, 2017
RAUM · $49.5M to $23.7M
Jun 29, 2016 to Mar 30, 2017
Discretionary RAUM · $48.2M to $49.5M
Oct 22, 2015 to Mar 23, 2016
RAUM · $48.2M to $49.5M
Oct 22, 2015 to Mar 23, 2016
Discretionary RAUM · $51.4M to $48.2M
Jan 6, 2015 to Feb 26, 2015
RAUM · $51.4M to $48.2M
Jan 6, 2015 to Feb 26, 2015
Advisory employees · 7 to 6
Oct 20, 2014 to Jan 6, 2015
Employees · 10 to 9
Oct 20, 2014 to Jan 6, 2015
Advisory employees · 8 to 7
Feb 21, 2014 to Oct 20, 2014
Employees · 11 to 10
Feb 21, 2014 to Oct 20, 2014
Discretionary RAUM · $8.6M to $51.4M
Oct 21, 2013 to Feb 21, 2014
RAUM · $8.6M to $51.4M
Oct 21, 2013 to Feb 21, 2014
Business name · R•••••••• C•••••• to R• S•••••• C••••••
Oct 8, 2013 to Oct 21, 2013
Legal name · R•••••••• C•••••• MANAGEMENT L.P. to R• S•••••• C•••••• M••••••••• L•••
Oct 8, 2013 to Oct 8, 2013

Signals

1 dated events

R•••••••• C•••••• filed its initial SEC registration (Form ADV)
Oct 8, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026