DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J•••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 168547SEC 801-78836websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Nov 14, 2013 · 29 filings
SEC status approved since Dec 17, 2013
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$11B as of Mar 26, 2026
Mar 21, 2014$738M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 21, 20140 then
Employees (5.A)65 as of Mar 26, 2026
Mar 21, 201411 then
Private funds1 as of Mar 26, 2026
Mar 21, 20141 then
RAUM +9.5% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.6BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$11B, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$11B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$11B for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J•••• M••••• F••• L•••Hedge Fund$8.8B387Nov 14, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• D•••••• J••• · Executive Committee Membercontrol
        since 08/2024 · owns less than 5%
      • G•••••••• R••••••• M••••• · President / Chief Financial Officer / Executive Committee Membercontrol
        since 04/2013 · owns less than 5%
      • K•••• B••••• C••••••••• · Chief Operating Officercontrol
        since 09/2023 · owns less than 5%
      • P••••••• J••••• C••••••• · Chief Executive Officer / Executive Committee Member / Limited Partnercontrol
        since 04/2013 · owns 75% or more
      • T•••• D•••••• P••••• · Chief Compliance Officer / General Counselcontrol
        since 03/2020 · owns less than 5%
      • T••••••••• A••••• D•••• · Executive Committee Membercontrol
        since 08/2024 · owns less than 5%
      • P••••••• J••••• C••••••• · Membercontrol
        since 06/2013 · owns 75% or more of J•••• G• L••
      Entity owners
      • J•••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • J•••• C•••••• P••••••• G• L••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Remsenburg, NY
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Mar 27, 2025 to Mar 26, 2026
      • Advisory employees · 16 to 20
        Mar 27, 2025 to Mar 26, 2026
      • Pooled vehicle clients · 3 to 4
        Mar 27, 2025 to Mar 26, 2026
      • Assets in custody · $9.6B to $11B
        Mar 27, 2025 to Mar 26, 2026
      • Employees · 59 to 65
        Mar 27, 2025 to Mar 26, 2026
      • Discretionary RAUM · $9.6B to $11B
        Mar 27, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $9.6B to $11B
        Mar 27, 2025 to Mar 26, 2026
      • RAUM · $9.6B to $11B
        Mar 27, 2025 to Mar 26, 2026
      • Advisory employees · 17 to 16
        Jan 7, 2025 to Mar 27, 2025
      • Assets in custody · $8.8B to $9.6B
        Jan 7, 2025 to Mar 27, 2025
      • Employees · 60 to 59
        Jan 7, 2025 to Mar 27, 2025
      • Financial planning clients · unset to
        Jan 7, 2025 to Mar 27, 2025
      • Discretionary RAUM · $8.8B to $9.6B
        Jan 7, 2025 to Mar 27, 2025
      • Pooled vehicle RAUM · $8.8B to $9.6B
        Jan 7, 2025 to Mar 27, 2025
      • RAUM · $8.8B to $9.6B
        Jan 7, 2025 to Mar 27, 2025
      • Advisory employees · 15 to 17
        Jan 26, 2024 to Mar 27, 2024
      • Assets in custody · $7.6B to $8.8B
        Jan 26, 2024 to Mar 27, 2024
      • Employees · 51 to 60
        Jan 26, 2024 to Mar 27, 2024
      • Discretionary RAUM · $7.6B to $8.8B
        Jan 26, 2024 to Mar 27, 2024
      • Pooled vehicle RAUM · $7.6B to $8.8B
        Jan 26, 2024 to Mar 27, 2024
      • RAUM · $7.6B to $8.8B
        Jan 26, 2024 to Mar 27, 2024
      • Advisory employees · 13 to 15
        Jan 12, 2023 to Mar 28, 2023
      • Assets in custody · $6.2B to $7.6B
        Jan 12, 2023 to Mar 28, 2023
      • Employees · 43 to 51
        Jan 12, 2023 to Mar 28, 2023
      • Discretionary RAUM · $6.2B to $7.6B
        Jan 12, 2023 to Mar 28, 2023
      • Pooled vehicle RAUM · $6.2B to $7.6B
        Jan 12, 2023 to Mar 28, 2023
      • RAUM · $6.2B to $7.6B
        Jan 12, 2023 to Mar 28, 2023
      • Accounts · 2 to 3
        Mar 30, 2021 to Mar 30, 2022
      • Advisory employees · 11 to 13
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 2 to 3
        Mar 30, 2021 to Mar 30, 2022
      • Assets in custody · $5.2B to $6.2B
        Mar 30, 2021 to Mar 30, 2022
      • Employees · 35 to 43
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $5.2B to $6.2B
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $5.2B to $6.2B
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $5.2B to $6.2B
        Mar 30, 2021 to Mar 30, 2022
      • Advisory employees · 9 to 11
        Jun 1, 2020 to Mar 30, 2021
      • Assets in custody · $4.2B to $5.2B
        Jun 1, 2020 to Mar 30, 2021
      • Employees · 23 to 35
        Jun 1, 2020 to Mar 30, 2021
      • Discretionary RAUM · $4.2B to $5.2B
        Jun 1, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $4.2B to $5.2B
        Jun 1, 2020 to Mar 30, 2021
      Signals
      10 dated events
      • David Aaron Teitelbaum (Executive Committee Member) appeared on Schedule A of J•••• C•••••• M••••••••• L•
        Aug 14, 2024 · Control person joined · fact
      • John Daniel Cahill (Executive Committee Member) appeared on Schedule A of J•••• C•••••• M••••••••• L•
        Aug 14, 2024 · Control person joined · fact
      • Christopher Brian Kumf (Chief Operating Officer) appeared on Schedule A of J•••• C•••••• M••••••••• L•
        Oct 11, 2023 · Control person joined · fact
      • Carmine Andrew Sedia (Chief Financial Officer) no longer on Schedule A of J•••• C•••••• M••••••••• L• (listed 2022-03-30, absent 2023-01-12)
        Jan 12, 2023 · Control person left · inference
      • J•••• C•••••• M••••••••• L• reported RAUM $4.2B, up 28% from $3.3B (2019-08-13 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Philip Daniel Taub (Chief Compliance Officer/General Counsel) appeared on Schedule A of J•••• C•••••• M••••••••• L•
        Mar 27, 2020 · Control person joined · fact
      • Carmine Andrew Sedia (Chief Financial Officer) appeared on Schedule A of J•••• C•••••• M••••••••• L•
        Aug 13, 2019 · Control person joined · fact
      • J•••• C•••••• M••••••••• L• reported RAUM $3.3B, up 45% from $2.3B (2018-03-28 to 2019-03-21)
        Mar 21, 2019 · RAUM change · derived
      • Gert Stephanie Rosen (Chief Financial Officer) no longer on Schedule A of J•••• C•••••• M••••••••• L• (listed 2018-03-28, absent 2019-03-21)
        Mar 21, 2019 · Control person left · inference
      • J•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Nov 14, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      J••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-409-1900reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026