DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••• C•••••• M••••••••• L•
Latest filing Apr 8, 2026
First filing on the tape Feb 11, 2014 · 26 filings
SEC status approved since Feb 24, 2014
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$5.1B as of Apr 8, 2026
Mar 11, 2016$94.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 8, 2026
Mar 31, 20150 then
Employees (5.A)29 as of Apr 8, 2026
Mar 31, 20154 then
Private funds15 as of Apr 8, 2026
Mar 31, 20151 then
RAUM +11% over the last fiscal year+28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $342MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••• V••••••• I• L• | Private Equity Fund | $1.0B | 49 | Mar 29, 2022 |
| N•••• S•••••• S••••••••• I••• L••• | Private Equity Fund | $760M | 272 | Mar 30, 2021 |
| N•••• S•••••• S••••••••• I•• L••• | Private Equity Fund | $302M | 105 | Jan 2, 2018 |
| G•••••• H••••••••• H••••••• L• | Private Equity Fund | $198M | 14 | Mar 29, 2022 |
| D••••••• C•••••••• L• | Private Equity Fund | $166M | 8 | Mar 23, 2020 |
| G•••••• I••••••• H••••••• L• | Private Equity Fund | $166M | 2 | Mar 31, 2023 |
| W••••• C•••••••• L• | Private Equity Fund | $129M | 12 | Mar 23, 2020 |
| G•••••• L••• I••••••••• L• | Private Equity Fund | $30.1M | 2 | Mar 27, 2024 |
| T••• L•••• A•• L• | Private Equity Fund | $22.3M | 13 | Mar 27, 2019 |
| G•••••• P•• M•••••• L••• | Private Equity Fund | $8.1M | 2 | Jan 2, 2018 |
| E••••• C•• H•••••••• L• | Private Equity Fund | $5.0M | 14 | Jan 2, 2018 |
| V••• M•••••• H••••••• L•no longer reported | Private Equity Fund | $898,906 | 5 | Mar 23, 2020 |
| N•••• S•••••••• O••••••••• F•••• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• R••••• · Chief Financial Officer & Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- C••••• M••••••• S•••• · Founding Partner And Managing Member Of General Partner To The General Partner Of The Registrantcontrolsince 09/2014 · owns less than 5%
- F••••• D•••••• E••••• · Managing Member Of General Partnercontrolsince 02/2018 · owns 25% to 50%
- G••••••••• D•••••• J••••• · Founding Partner And Managing Member Of General Partner To The General Partner Of The Registrantcontrolsince 07/2013 · owns less than 5%
- C••••• M••••••• S•••• · Managing Membercontrolsince 09/2014 · owns 25% to 50% of N•••• P••••••• L••
- C••••• M••••••• S•••• · Limited Partnercontrolsince 02/2015 · owns 25% to 50% of N•••• P••••••• G• L•
- G••••••••• D•••••• J••••• · Managing Membercontrolsince 07/2013 · owns 25% to 50% of N•••• P••••••• L••
- G••••••••• D•••••• J••••• · Limited Partnercontrolsince 02/2015 · owns 25% to 50% of N•••• P••••••• G• L•
- F••••• D•••••• E••••• · Managing Membersince 02/2018 · owns 25% to 50% of N•••• P••••••• L••
Entity owners
- N•••• P••••••• G• L• · General Partner To The Registrantdirect · owns less than 5%
- N•••• P••••••• L•• · General Partner To The General Partner Of The Registrant And Limited Partner To The Registrantdirect · owns 75% or more
Related persons
Schedule D 7.A
- D••••••• C••••••• G•• L••pooled vehicle sponsory
- E••••• C•• H••••••• G•• L••bankpooled vehicle sponsorn
- G•••••• G• P••• L•••bankpooled vehicle sponsory
- G•••••• H••••••••• G•• L••pooled vehicle sponsory
- G•••••• L••• I••••••••• G•• L••pooled vehicle sponsory
- N•••• P••••••• G• L•pooled vehicle sponsorn
- N•••• P••••••• I••• L••pooled vehicle sponsory
- N•••• P••••••• L••pooled vehicle sponsory
- N•••• S•••••• S••••••••• G• I•• L•••bankpooled vehicle sponsory
- N•••• S•••••• S••••••••• G• I••• L•••pooled vehicle sponsory
- N•••• S•••••• S••••••••• G• I•• L•pooled vehicle sponsory
- R••••••• V••••••• I• G•• L•pooled vehicle sponsory
- W••••• C••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $4.9B to $5.1BMar 23, 2026 to Apr 8, 2026
- Pooled vehicle RAUM · $4.9B to $5.1BMar 23, 2026 to Apr 8, 2026
- RAUM · $4.9B to $5.1BMar 23, 2026 to Apr 8, 2026
- Accounts · 14 to 15Jul 9, 2025 to Mar 23, 2026
- Pooled vehicle clients · 14 to 15Jul 9, 2025 to Mar 23, 2026
- Employees · 28 to 29Jul 9, 2025 to Mar 23, 2026
- Discretionary RAUM · $4.6B to $4.9BJul 9, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $4.6B to $4.9BJul 9, 2025 to Mar 23, 2026
- RAUM · $4.6B to $4.9BJul 9, 2025 to Mar 23, 2026
- Financial planning clients · unset to Jun 29, 2025 to Jul 9, 2025
- Accounts · 11 to 14Jul 2, 2024 to Mar 31, 2025
- Advisory employees · 22 to 21Jul 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 14Jul 2, 2024 to Mar 31, 2025
- Employees · 22 to 28Jul 2, 2024 to Mar 31, 2025
- Private funds · 11 to 15Jul 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $4.6BJul 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.5B to $4.6BJul 2, 2024 to Mar 31, 2025
- RAUM · $2.5B to $4.6BJul 2, 2024 to Mar 31, 2025
- Related bank · true to falseJul 2, 2024 to Mar 31, 2025
- Advisory employees · 12 to 22Aug 23, 2023 to Mar 27, 2024
- Accounts · 10 to 11Aug 23, 2023 to Mar 27, 2024
- Pooled vehicle clients · 10 to 11Aug 23, 2023 to Mar 27, 2024
- Employees · 16 to 22Aug 23, 2023 to Mar 27, 2024
- Private funds · 10 to 11Aug 23, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.4B to $2.5BAug 23, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.4B to $2.5BAug 23, 2023 to Mar 27, 2024
- RAUM · $2.4B to $2.5BAug 23, 2023 to Mar 27, 2024
- Employees · 15 to 16Aug 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.3B to $2.4BAug 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.3B to $2.4BAug 9, 2022 to Mar 31, 2023
- RAUM · $2.3B to $2.4BAug 9, 2022 to Mar 31, 2023
- Accounts · 11 to 10Mar 30, 2021 to Mar 29, 2022
- Advisory employees · 10 to 12Mar 30, 2021 to Mar 29, 2022
- Pooled vehicle clients · 11 to 10Mar 30, 2021 to Mar 29, 2022
- Employees · 12 to 15Mar 30, 2021 to Mar 29, 2022
- Private funds · 8 to 10Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.8B to $2.3BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $2.8B to $2.3BMar 30, 2021 to Mar 29, 2022
- RAUM · $2.8B to $2.3BMar 30, 2021 to Mar 29, 2022
- Accounts · 10 to 11May 5, 2020 to Mar 30, 2021
Signals
7 dated events
- N•••• C•••••• M••••••••• L• reported RAUM $4.6B, up 85% from $2.5B (2024-07-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- N•••• C•••••• M••••••••• L• reported RAUM $2.8B, up 137% from $1.2B (2020-05-05 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Edward Daniel Flesh (Partner) appeared on Schedule A of N•••• C•••••• M••••••••• L•Mar 30, 2021 · Control person joined · fact
- N•••• C•••••• M••••••••• L• reported RAUM $1.2B, up 47% from $801.6M (2019-03-27 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- N•••• C•••••• M••••••••• L• reported RAUM $801.6M, up 65% from $487.3M (2018-03-27 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- N•••• C•••••• M••••••••• L• reported RAUM $428.7M, up 231% from $129.3M (2017-05-16 to 2018-01-02)Jan 2, 2018 · RAUM change · derived
- N•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Feb 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- N•••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/4818987reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-496-2300reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026