DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kopernik Global Investors, LLC
Latest filing Jul 27, 2026
First filing on the tape Aug 23, 2013 · 28 filings
SEC status approved since Sep 6, 2013
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$10B as of Jul 27, 2026
Mar 28, 2014$559M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 28, 20140 then
Employees (5.A)44 as of Jul 27, 2026
Mar 28, 201431 then
Private funds3 as of Jul 27, 2026
Mar 28, 20143 then
RAUM +85% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $783MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +85%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $881M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B44%
- Investment companies$4.4B43%
- Pension and profit-sharing plans$838M8.2%
- Other investment advisers$493M4.8%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $881M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kopernik Global All-Cap Master Fund, LP | Hedge Fund | $354M | 57 | Aug 23, 2013 |
| Kopernik Global Long-Term Opportunities Fund, LP | Private Equity Fund | $30.2M | 22 | Aug 24, 2022 |
| Kopernik Global Long-Term Opportunities Fund, LPno longer reported | Private Equity Fund | $24.0M | 8 | Aug 23, 2013 |
| Kopernik Global Unconstrained Master Fund, LP | Hedge Fund | $9.6M | 13 | Aug 23, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Lynn Sarah Bertrand · General Counsel And Chief Compliance Officercontrolsince 05/2018 · owns less than 5%
- Bernhard David Iben · Manager, Chief Investment Officercontrolsince 06/2013 · owns less than 5%
- Isabel Satra · Chief Financial Officercontrolsince 06/2013 · owns less than 5%
- Neda Yarich · Presidentcontrolsince 05/2014 · owns less than 5%
- Bernhard David Iben · Managercontrolsince 01/2014 · owns 50% to 75% of Kopernik Holdings, LLC
Entity owners
- Kopernik Holdings, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,515,697,989 to $10,176,761,958 (+85.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 94.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 94% percentile
What changed
consecutive filings, newest first
- Advisory employees · 20 to 22Oct 1, 2025 to Mar 31, 2026
- BD registered reps · 8 to 9Oct 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Oct 1, 2025 to Mar 31, 2026
- Assets in custody · $395M to $881MOct 1, 2025 to Mar 31, 2026
- Employees · 45 to 44Oct 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.5B to $10BOct 1, 2025 to Mar 31, 2026
- Pension RAUM · $522M to $838MOct 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $4.5BOct 1, 2025 to Mar 31, 2026
- RAUM · $5.5B to $10BOct 1, 2025 to Mar 31, 2026
- Advisory employees · 19 to 20Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $394M to $395MMar 28, 2024 to Mar 28, 2025
- Employees · 42 to 45Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.5B to $5.5BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $510M to $522MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.8B to $1.9BMar 28, 2024 to Mar 28, 2025
- RAUM · $5.5B to $5.5BMar 28, 2024 to Mar 28, 2025
- Accounts · 14 to 13Apr 29, 2023 to Mar 28, 2024
- BD registered reps · 9 to 8Apr 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 6Apr 29, 2023 to Mar 28, 2024
- Assets in custody · $375M to $394MApr 29, 2023 to Mar 28, 2024
- Employees · 43 to 42Apr 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.7B to $5.5BApr 29, 2023 to Mar 28, 2024
- Pension RAUM · $543M to $510MApr 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.0B to $1.8BApr 29, 2023 to Mar 28, 2024
- RAUM · $5.7B to $5.5BApr 29, 2023 to Mar 28, 2024
- BD registered reps · 8 to 9Aug 24, 2022 to Mar 30, 2023
- Assets in custody · $386M to $375MAug 24, 2022 to Mar 30, 2023
- Employees · 41 to 43Aug 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.2B to $5.7BAug 24, 2022 to Mar 30, 2023
- Pension RAUM · $559M to $543MAug 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.2B to $2.0BAug 24, 2022 to Mar 30, 2023
- RAUM · $6.2B to $5.7BAug 24, 2022 to Mar 30, 2023
- Accounts · 15 to 14Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $297M to $386MMar 31, 2021 to Mar 31, 2022
- Employees · 36 to 41Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.3B to $6.2BMar 31, 2021 to Mar 31, 2022
- Pension RAUM · $343M to $559MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.7B to $2.2BMar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- Kopernik Global Investors, Llc reported RAUM $10.2B, up 85% from $5.5B (2025-10-01 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Kopernik Global Investors, Llc reported RAUM $6.2B, up 45% from $4.3B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Kopernik Global Investors, Llc reported RAUM $4.3B, up 56% from $2.8B (2020-05-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Kopernik Global Investors, Llc filed its initial SEC registration (Form ADV)Aug 23, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Kopernik Global Investors, LLC · Independent Sponsorsshared crd · capital_provider
- Kopernik Global Investors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/KOPERNIK-GLOBAL-INVESTORS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KOPERNIKGLOBAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 813-314-6100reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026