DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A•••• V••••••• M••••••••• L•••
Latest filing Sep 29, 2022
First filing on the tape Jan 29, 2014 · 20 filings
RAUM
$501M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
$496M gross assets
History
20 filings and snapshots on the tape
RAUM$501M as of Mar 30, 2022
Mar 31, 2015$250M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 30, 2022
Mar 31, 20150 then
Employees (5.A)9 as of Mar 30, 2022
Mar 31, 20156 then
Private funds12 as of Mar 30, 2022
Mar 31, 201512 then
RAUM +19% over the last fiscal year+36% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Sep 29, 2022; every figure names its basis
- RAUM per advisor
- $100MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $159M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$501M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $159M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• T•••••• I• L••• | Venture Capital Fund | $167M | 102 | Feb 21, 2020 |
| A•••• T•••••• I•• L••• | Venture Capital Fund | $42.3M | 61 | May 1, 2023 |
| A•••• V••••••••• S•• L• | Venture Capital Fund | $40.9M | 35 | Mar 30, 2016 |
| A•••• N••••• S•••••• S••• L•••no longer reported | Venture Capital Fund | $36.2M | 18 | Apr 1, 2013 |
| A•••• V••••••• I•• L••• | Venture Capital Fund | $35.7M | 84 | Jan 29, 2014 |
| A•••• V••••••• I• L•no longer reported | Venture Capital Fund | $31.0M | 60 | Feb 6, 2012 |
| A•••• D••••• C••••••••• L•••no longer reported | Venture Capital Fund | $24.7M | 64 | Jan 29, 2014 |
| A•••• V••••••• X•• S••• L••• | Venture Capital Fund | $22.9M | 66 | Mar 30, 2018 |
| A•••• V••••••• S•• X•• L••• | Venture Capital Fund | $22.2M | 44 | Dec 9, 2016 |
| A•••• T•••••• I• ••••••••• L••• | Venture Capital Fund | $21.9M | 23 | Mar 31, 2021 |
| A•••• T•••••• I• ••••••••• L••• | Venture Capital Fund | $18.9M | 25 | May 1, 2023 |
| A• • M••••• S••• L••• | Venture Capital Fund | $16.7M | 21 | Oct 28, 2016 |
| A•••• V••••••• X••• S••• L••• | Venture Capital Fund | $15.6M | 22 | Mar 30, 2018 |
| A•••• T•••••• M••••••••• S••• L••• | Venture Capital Fund | $13.3M | 62 | Mar 25, 2024 |
| A•••• V••••••• X•• S••• L••• | Venture Capital Fund | $10.6M | 62 | Mar 30, 2022 |
| A•••• V••••••• X••• S••• L••• | Venture Capital Fund | $8.6M | 44 | Mar 30, 2022 |
| A•••• V••••••• F•••• L••no longer reported | Venture Capital Fund | $8.5M | 1 | Apr 1, 2013 |
| A•••• L•••no longer reported | Venture Capital Fund | $7.7M | 12 | Feb 6, 2012 |
| A•••• D••••• C••••••••• L•••no longer reported | Venture Capital Fund | $7.4M | 43 | Jan 29, 2014 |
| A•••• V••••••• X• S••• L••• | Venture Capital Fund | $4.9M | 31 | Mar 30, 2022 |
| A•••• B•••••• C•••••••• S••• L•••no longer reported | Venture Capital Fund | $4.5M | 28 | Mar 30, 2016 |
| A•••• P••••••• F••••• S••• L•no longer reported | Venture Capital Fund | $3.0M | 14 | Apr 1, 2013 |
| A•••• J•••• S••• L•••no longer reported | Venture Capital Fund | $2.3M | 52 | Mar 31, 2015 |
| A•••• P••••••• F••••• S•• I••• L•••no longer reported | Venture Capital Fund | $816,984 | 47 | Jul 30, 2014 |
| A•••• P••••••• F••••• S•• I•• L•••no longer reported | Venture Capital Fund | $774,779 | 16 | Jan 29, 2014 |
| A•••• P•••••• G••••• P•••••••• L•••no longer reported | Venture Capital Fund | $362,454 | 63 | Feb 6, 2012 |
| A•••• P•••••• G••••• P••••••• E••••••••• F•••• L•••no longer reported | Venture Capital Fund | $314,784 | 10 | Feb 6, 2012 |
| A• • M••••• S••• L•••no longer reported | Venture Capital Fund | $108,246 | 4 | Oct 28, 2016 |
| A•••••• S••• L•••no longer reported | Venture Capital Fund | $82,823 | 5 | Oct 28, 2016 |
| A•••• V••••••• X•• S••• L••• | Venture Capital Fund | $8,387 | 36 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- P•••••••• S•••••• L••••••• · President, Limited Partnercontrolsince 05/2013 · owns 75% or more
- R•••••• R•••••• A•••• · Chief Operating Officer, Chief Compliance Officercontrolsince 05/2013 · owns less than 5%
- P•••••••• S•••••• L••••••• · Manager/ Membercontrolsince 05/2013 · owns 75% or more of A•••• V••••••• M••••••••• G•• L••
Entity owners
- A•••• V••••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••• P•••••• G••••• M••••••••• L••investment adviserpooled vehicle sponsorn
- A•••• V••••••• M••••••••• I• L••investment adviserpooled vehicle sponsorn
- A•••• V••••••• M••••••••• I•• L••investment adviserpooled vehicle sponsorn
- A•••• V••••••• M••••••••• I••• L••investment adviserpooled vehicle sponsorn
Advisers that list A•••• V••••••• M••••••••• L••• as a related person
- 130612 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 12Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 4 to 5Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 9 to 12Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $103M to $159MMar 31, 2021 to Mar 30, 2022
- Private funds · 9 to 12Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $422M to $501MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $422M to $501MMar 31, 2021 to Mar 30, 2022
- RAUM · $422M to $501MMar 31, 2021 to Mar 30, 2022
- Accounts · 11 to 9May 4, 2020 to Mar 31, 2021
- Pooled vehicle clients · 11 to 9May 4, 2020 to Mar 31, 2021
- Assets in custody · $324M to $103MMay 4, 2020 to Mar 31, 2021
- Private funds · 11 to 9May 4, 2020 to Mar 31, 2021
- Discretionary RAUM · $324M to $422MMay 4, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $324M to $422MMay 4, 2020 to Mar 31, 2021
- RAUM · $324M to $422MMay 4, 2020 to Mar 31, 2021
- Accounts · 12 to 11Feb 18, 2020 to Feb 21, 2020
- BD registered reps · 3 to 2Feb 18, 2020 to Feb 21, 2020
- Pooled vehicle clients · 12 to 11Feb 18, 2020 to Feb 21, 2020
- Assets in custody · $199M to $324MFeb 18, 2020 to Feb 21, 2020
- Employees · 6 to 9Feb 18, 2020 to Feb 21, 2020
- Private funds · 12 to 11Feb 18, 2020 to Feb 21, 2020
- Discretionary RAUM · $199M to $324MFeb 18, 2020 to Feb 21, 2020
- Pooled vehicle RAUM · $199M to $324MFeb 18, 2020 to Feb 21, 2020
- RAUM · $199M to $324MFeb 18, 2020 to Feb 21, 2020
- Accounts · 19 to 12Mar 30, 2018 to Mar 30, 2019
- Advisory employees · 2 to 4Mar 30, 2018 to Mar 30, 2019
- BD registered reps · 1 to 3Mar 30, 2018 to Mar 30, 2019
- Pooled vehicle clients · 19 to 12Mar 30, 2018 to Mar 30, 2019
- Assets in custody · $293M to $199MMar 30, 2018 to Mar 30, 2019
- Private funds · 19 to 12Mar 30, 2018 to Mar 30, 2019
- Discretionary RAUM · $293M to $199MMar 30, 2018 to Mar 30, 2019
- Pooled vehicle RAUM · $293M to $199MMar 30, 2018 to Mar 30, 2019
- RAUM · $293M to $199MMar 30, 2018 to Mar 30, 2019
- Related adviser · false to trueMar 30, 2018 to Mar 30, 2019
- Accounts · 17 to 19Mar 31, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 19.0Mar 31, 2017 to Mar 30, 2018
- Assets in custody · $410M to $293MMar 31, 2017 to Mar 30, 2018
- Other offices · unset to 0.0Mar 31, 2017 to Mar 30, 2018
- Private funds · 17 to 19Mar 31, 2017 to Mar 30, 2018
- Discretionary RAUM · $410M to $293MMar 31, 2017 to Mar 30, 2018
Signals
3 dated events
- A•••• V••••••• M••••••••• L••• reported RAUM $323.5M, up 63% from $199.0M (2020-02-18 to 2020-02-21)Feb 21, 2020 · RAUM change · derived
- A•••• V••••••• M••••••••• L••• reported RAUM $293.2M, down 29% from $410.2M (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- A•••• V••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jan 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• V••••••• M••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A••••-VENTURESreportedpublic record, Form ADV, Sep 18, 2026
- Website
- AV.COreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026