DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wavefront Capital

Former SEC-registered adviserSan Francisco, CaliforniaCRD 168746SEC 801-81070IAPD
Legal name Wavefront Capital Management, LP
Latest filing Feb 6, 2017
First filing on the tape Feb 25, 2015 · 5 filings
RAUM
$13.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$6.6M gross assets
History
5 filings and snapshots on the tape
RAUM$13.8M as of Feb 6, 2017
Mar 30, 2016$18.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 6, 2017
Mar 30, 20164 then
Employees (5.A)3 as of Feb 6, 2017
Mar 30, 20166 then
Private funds2 as of Feb 6, 2017
Mar 30, 20162 then
RAUM -26% over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Feb 6, 2017; every figure names its basis
RAUM per advisor
$6.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$918,532derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-26%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$8.8M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$8.8M for 3 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Wavefront China Fund, LPHedge Fund$4.8M14Feb 25, 2015
Wavefront Emerging Markets Fund, LPno longer reportedHedge Fund$4.1M14Feb 25, 2015
Wavefront Emerging Markets Fund II, LPHedge Fund$1.8M5Mar 30, 2016
Owners and control persons
Schedule A and B, latest filing
  • Griffith Mark Adams · Portfolio Manager, Founding Principalcontrol
    since 05/2013 · owns 10% to 25%
  • A Martin Jansen · Chief Compliance Officercontrol
    since 12/2016 · owns less than 5%
  • (Nmn) Victor Koloshuk · Executivecontrol
    since 12/2016 · owns 50% to 75%
  • Joseph Patrick Macdonald · Chief Executive Officercontrol
    since 08/2016 · owns 5% to 10%
  • (Nmn) Victor Koloshuk · Partnercontrol
    since 12/2016 · owns 50% to 75% of Wavefront Capital Management, LP
  • Joseph Patrick Macdonald · Partnercontrol
    since 08/2016 · owns F of Wavefront Capital Holdings, LLC
  • Wayne Keith Abell · Economic Advisory Board Member
    since 01/2015 · owns 5% to 10%
  • Richard Sanford Robertson · Limited Partner
    since 03/2014 · owns 5% to 10%
Entity owners
  • Wavefront Capital Holdings, LLC · General Partner
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 4 to 15
    Mar 30, 2016 to Feb 6, 2017
  • Employees · 6 to 3
    Mar 30, 2016 to Feb 6, 2017
  • State-registered IARs · 4 to 2
    Mar 30, 2016 to Feb 6, 2017
  • Discretionary RAUM · $18.7M to $13.8M
    Mar 30, 2016 to Feb 6, 2017
  • RAUM · $18.7M to $13.8M
    Mar 30, 2016 to Feb 6, 2017
  • Accounts · 5 to 4
    Mar 25, 2015 to Mar 30, 2016
  • Assets in custody · $8.4M to $8.8M
    Mar 25, 2015 to Mar 30, 2016
  • Discretionary RAUM · $13.4M to $18.7M
    Mar 25, 2015 to Mar 30, 2016
  • RAUM · $13.4M to $18.7M
    Mar 25, 2015 to Mar 30, 2016
Signals
1 dated events
  • Wavefront Capital filed its initial SEC registration (Form ADV)
    Feb 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026