DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

L••••• C•••••• A•••••••• L••

Other adviserLos Angeles, CaliforniaCRD 168906SEC 801-120296websiteIAPD
Latest filing May 15, 2026
First filing on the tape Jan 8, 2021 · 17 filings
SEC status approved since Feb 8, 2021
RAUM
$305M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.7%
$2.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$305M as of May 15, 2026
Mar 30, 2022$175M then
HNW client RAUM$2.3M as of May 15, 2026
Mar 30, 2022$1.2M then
State-registered IARs (5.B.3)2 as of May 15, 2026
Mar 30, 20222 then
Employees (5.A)9 as of May 15, 2026
Mar 30, 20226 then
Private funds4 as of May 15, 2026
Mar 30, 20223 then
RAUM -42% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
RAUM per advisor
$152MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.5derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-42%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$305M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$174M57%
  • Pooled investment vehicles$123M40%
  • Corporations and businesses$4.7M1.5%
  • High-net-worth individuals$2.3M0.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$305M for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.01 fund_share=0.4 institutional_share=0.57 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W•••• N•• H••••••••Los Angeles, CaAug 27, 202527 y1
P•••••• J••••• R••••Los Angeles, CaOct 29, 202515 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
4 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
  • H••••••••• W••••• N•• · Managing Partner And Ciocontrol
    since 10/2011 · owns 10% to 25%
  • T••••••••• I••• J•••••• A•••••• · Ceo & Ccocontrol
    since 01/2021 · owns less than 5%
  • Z•••••• J•••••••• N•• · Partner & Coocontrol
    since 09/2021 · owns 5% to 10%
  • H••••••••• W••••• N•• · Beneficiarycontrol
    since 07/2007 · owns 50% to 75% of H•••••••• G••• T•••• 2•••
  • M••••••• T••••••• B•••• · Managing Membercontrol
    since 08/2023 · owns 75% or more of T••• H•••••••• L••
  • T••••••••• I••• J•••••• A•••••• · Managing Membercontrol
    since 01/2021 · owns 75% or more of L•• H••••••• L••
  • G••••••••• S•••••• L•• · Non-Voting Profits Interest Recipient
    since 09/2021 · owns 5% to 10%
  • M••••••• J•••••• J••••• · Partner, Chief Strategy Officer
    since 12/2023 · owns less than 5%
  • R••••• P••••••• J••••• · Partner
    since 10/2011 · owns 5% to 10%
  • T••••••• L•••••• B••••••• · Non-Voting Profits Interest Participant
    since 11/2018 · owns less than 5%
  • T•••••• D••••• W••• · Partner
    since 09/2017 · owns 5% to 10%
Entity owners
  • L•• H••••••• L•• · Partner
    direct · owns 10% to 25%
  • R••••• H•••••••• L•• · Partner
    direct · owns 25% to 50%
  • H•••••••• G••• T•••• 2••• · Member
    indirect · owns 25% to 50% of R••••• H•••••••• L••
  • T••• H•••••••• L•• · Partner
    direct · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Los Angeles, Ca · principal210
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • institutional asset share shiftChange between filings · filing Mar 18, 2026
    institutional share of RAUM moved from 0.0% to 59.0% between the annual amendments of 2025-03-27 and 2026-03-18
    peers: other advisers, $100M to $500M (212)
  • RAUM down 25 %Change between filings · filing Mar 18, 2026
    RAUM (Item 5.F) moved from $522,637,576 to $304,619,172 (-42.0%) between the annual amendments of 2025-03-27 and 2026-03-18; the peer median change was +8.0% (161 comparable advisers, 4.0th percentile of changes)
    peers: other advisers, $100M to $500M (161) · 4.4% percentile
What changed
consecutive filings, newest first
  • Accounts · 5 to 11
    May 7, 2025 to Mar 18, 2026
  • Assets in custody · $541M to $305M
    May 7, 2025 to Mar 18, 2026
  • Employees · 8 to 9
    May 7, 2025 to Mar 18, 2026
  • Private funds · 5 to 4
    May 7, 2025 to Mar 18, 2026
  • Discretionary RAUM · $541M to $305M
    May 7, 2025 to Mar 18, 2026
  • HNW RAUM · unset to 2281794.0
    May 7, 2025 to Mar 18, 2026
  • Pooled vehicle RAUM · $541M to $123M
    May 7, 2025 to Mar 18, 2026
  • RAUM · $541M to $305M
    May 7, 2025 to Mar 18, 2026
  • Assets in custody · $523M to $541M
    Mar 27, 2025 to May 7, 2025
  • Financial planning clients · unset to
    Mar 27, 2025 to May 7, 2025
  • Discretionary RAUM · $523M to $541M
    Mar 27, 2025 to May 7, 2025
  • Pooled vehicle RAUM · $523M to $541M
    Mar 27, 2025 to May 7, 2025
  • RAUM · $523M to $541M
    Mar 27, 2025 to May 7, 2025
  • Assets in custody · $320M to $523M
    Mar 20, 2024 to Mar 27, 2025
  • Other offices · 1 to 2
    Mar 20, 2024 to Mar 27, 2025
  • Private funds · 4 to 5
    Mar 20, 2024 to Mar 27, 2025
  • Discretionary RAUM · $320M to $523M
    Mar 20, 2024 to Mar 27, 2025
  • Pooled vehicle RAUM · $320M to $523M
    Mar 20, 2024 to Mar 27, 2025
  • RAUM · $320M to $523M
    Mar 20, 2024 to Mar 27, 2025
  • Accounts · 7 to 5
    Mar 30, 2023 to Mar 20, 2024
  • Pooled vehicle clients · 7 to 5
    Mar 30, 2023 to Mar 20, 2024
  • Assets in custody · $118M to $320M
    Mar 30, 2023 to Mar 20, 2024
  • Discretionary RAUM · $218M to $320M
    Mar 30, 2023 to Mar 20, 2024
  • Pooled vehicle RAUM · $218M to $320M
    Mar 30, 2023 to Mar 20, 2024
  • RAUM · $218M to $320M
    Mar 30, 2023 to Mar 20, 2024
  • Accounts · 6 to 7
    Oct 12, 2022 to Mar 30, 2023
  • Advisory employees · 3 to 4
    Oct 12, 2022 to Mar 30, 2023
  • Advisory activities · 1 to 3
    Oct 12, 2022 to Mar 30, 2023
  • Pooled vehicle clients · 6 to 7
    Oct 12, 2022 to Mar 30, 2023
  • Employees · 6 to 8
    Oct 12, 2022 to Mar 30, 2023
  • Other offices · 0 to 1
    Oct 12, 2022 to Mar 30, 2023
  • Private funds · 3 to 4
    Oct 12, 2022 to Mar 30, 2023
  • Discretionary RAUM · $144M to $218M
    Oct 12, 2022 to Mar 30, 2023
  • Pooled vehicle RAUM · $144M to $218M
    Oct 12, 2022 to Mar 30, 2023
  • RAUM · $144M to $218M
    Oct 12, 2022 to Mar 30, 2023
  • Accounts · 7 to 6
    Jul 22, 2022 to Oct 12, 2022
  • Advisory activities · 3 to 1
    Jul 22, 2022 to Oct 12, 2022
  • Pooled vehicle clients · 4 to 6
    Jul 22, 2022 to Oct 12, 2022
  • Assets in custody · $175M to $118M
    Jul 22, 2022 to Oct 12, 2022
  • Financial planning clients · 0 to unset
    Jul 22, 2022 to Oct 12, 2022
Signals
7 dated events
  • L••••• C•••••• A•••••••• L•• reported RAUM $304.6M, down 44% from $541.0M (2025-05-07 to 2026-03-18)
    Mar 18, 2026 · RAUM change · derived
  • L••••• C•••••• A•••••••• L•• reported RAUM $522.6M, up 63% from $319.8M (2024-03-20 to 2025-03-27)
    Mar 27, 2025 · RAUM change · derived
  • L••••• C•••••• A•••••••• L•• reported RAUM $319.8M, up 47% from $217.7M (2023-03-30 to 2024-03-20)
    Mar 20, 2024 · RAUM change · derived
  • Boldt Tiffany Mcguirk (Managing Member) appeared on Schedule A of L••••• C•••••• A•••••••• L••
    Mar 20, 2024 · Control person joined · fact
  • E••••• E••• B••• left L••••• C•••••• A•••••••• L•• for B••• C•••••• M••••••••• L•• (registered 2025-11-05)
    Jul 27, 2022 · Advisor changed firm · fact
  • Anthony Joseph Tagliaferro (Chief Operating Officer And General Counsel) appeared on Schedule A of L••••• C•••••• A•••••••• L••
    May 3, 2021 · Control person joined · fact
  • L••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Jan 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/logica-capital-advisers-llcreportedpublic record, Form ADV, Sep 18, 2026
Website
logicawealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
424-652-9500reportedpublic record, Form ADV, May 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$152Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026