DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• A•••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Sep 24, 2013 · 18 filings
SEC status approved since Oct 4, 2013
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$300M as of Mar 25, 2026
Mar 6, 2014$60.4M then
HNW client RAUM$0 as of Mar 25, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 6, 20140 then
Employees (5.A)4 as of Mar 25, 2026
Mar 6, 20143 then
Private funds1 as of Mar 25, 2026
Mar 6, 20141 then
RAUM +48% over the last fiscal year-7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $150MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $285M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$300M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $285M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••••• P•••••••• L• | Hedge Fund | $281M | 164 | Sep 24, 2013 |
| K••••••••• O••••••• F•••• L••no longer reported | Hedge Fund | $79.1M | 30 | Apr 1, 2015 |
| K••••••••• P••••••• T••• L• | Hedge Fund | $29.8M | 25 | Mar 18, 2016 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• M••••••• P••• · Managing Member/Chief Executive Officercontrolsince 03/2008 · owns 75% or more
- P••••••• P•••• J••••• · Chief Financial Officercontrolsince 10/2013 · owns less than 5%
Related persons
Schedule D 7.A
- K••••••••• A••••••• T••• L••pooled vehicle sponsorn
- K••••••••• A•••••••• L••pooled vehicle sponsorn
- P••• J• P••••••• C••insurancen
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $203M to $285MAug 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $203M to $300MAug 29, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $203M to $300MAug 29, 2025 to Mar 25, 2026
- RAUM · $203M to $300MAug 29, 2025 to Mar 25, 2026
- Accounts · 3 to 2Mar 26, 2025 to Aug 29, 2025
- Pooled vehicle clients · 3 to 2Mar 26, 2025 to Aug 29, 2025
- Private funds · 2 to 1Mar 26, 2025 to Aug 29, 2025
- Assets in custody · $311M to $203MMar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $311M to $203MMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $311M to $203MMar 27, 2024 to Mar 26, 2025
- RAUM · $311M to $203MMar 27, 2024 to Mar 26, 2025
- Assets in custody · $377M to $311MMar 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $377M to $311MMar 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $377M to $311MMar 7, 2023 to Mar 27, 2024
- RAUM · $377M to $311MMar 7, 2023 to Mar 27, 2024
- Assets in custody · $315M to $377MMar 4, 2022 to Mar 7, 2023
- Discretionary RAUM · $315M to $377MMar 4, 2022 to Mar 7, 2023
- Pooled vehicle RAUM · $315M to $377MMar 4, 2022 to Mar 7, 2023
- RAUM · $315M to $377MMar 4, 2022 to Mar 7, 2023
- Assets in custody · $347M to $315MApr 22, 2021 to Mar 4, 2022
- Employees · 5 to 4Apr 22, 2021 to Mar 4, 2022
- Discretionary RAUM · $347M to $315MApr 22, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $347M to $315MApr 22, 2021 to Mar 4, 2022
- RAUM · $347M to $315MApr 22, 2021 to Mar 4, 2022
- Assets in custody · $322M to $347MMar 13, 2020 to Mar 2, 2021
- Discretionary RAUM · $322M to $347MMar 13, 2020 to Mar 2, 2021
- Pooled vehicle RAUM · $322M to $347MMar 13, 2020 to Mar 2, 2021
- RAUM · $322M to $347MMar 13, 2020 to Mar 2, 2021
- Assets in custody · $331M to $322MMar 8, 2019 to Mar 13, 2020
- Discretionary RAUM · $331M to $322MMar 8, 2019 to Mar 13, 2020
- Pooled vehicle RAUM · $331M to $322MMar 8, 2019 to Mar 13, 2020
- RAUM · $331M to $322MMar 8, 2019 to Mar 13, 2020
- Advisory employees · 2 to 3Nov 19, 2018 to Mar 8, 2019
- BD registered reps · 1 to 0Nov 19, 2018 to Mar 8, 2019
- Assets in custody · $371M to $331MNov 19, 2018 to Mar 8, 2019
- Employees · 4 to 5Nov 19, 2018 to Mar 8, 2019
- Private funds · 3 to 2Nov 19, 2018 to Mar 8, 2019
- Discretionary RAUM · $371M to $331MNov 19, 2018 to Mar 8, 2019
- Pooled vehicle RAUM · $371M to $331MNov 19, 2018 to Mar 8, 2019
Signals
4 dated events
- K••••••••• A•••• M••••••••• L•• reported RAUM $203.3M, down 35% from $310.7M (2024-03-27 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Franci Kelly Ireland (Chief Compliance Officer) no longer on Schedule A of K••••••••• A•••• M••••••••• L•• (listed 2021-03-02, absent 2021-04-22)Apr 22, 2021 · Control person left · inference
- Franci Kelly Ireland (Chief Compliance Officer) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Mar 8, 2019 · Control person joined · fact
- K••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- K•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 888-1582reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026