DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2015 · 25 filings
SEC status approved since Jul 2, 2015
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
19 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.7B as of Mar 31, 2026
Mar 29, 2016$362M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)30 as of Mar 31, 2026
Mar 29, 20165 then
Private funds1 as of Mar 31, 2026
Mar 29, 20161 then
RAUM -15% over the last fiscal year-5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.7B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.7B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• C•••••• M••••• F•••• L••• | Hedge Fund | $5.9B | 410 | Oct 3, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••• Y••••••••• M••••••• · Chief Compliance Officer And Deputy Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- B•••• S•••••• J••••• · Managing Membercontrolsince 05/2012 · owns 75% or more
- C••••••• A••••••• J••••• · Chief Financial Officercontrolsince 05/2012 · owns less than 5%
- R••••••• M••••••• M••••• · Chief Operating Officercontrolsince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
- A•••••••• C•••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
- Southampton, NY1 employees
What changed
consecutive filings, newest first
- Assets in custody · $5.5B to $4.7BOct 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.5B to $4.7BOct 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.5B to $4.7BOct 27, 2025 to Mar 31, 2026
- RAUM · $5.5B to $4.7BOct 27, 2025 to Mar 31, 2026
- Advisory employees · 17 to 19May 31, 2024 to Mar 31, 2025
- Assets in custody · $5.9B to $5.5BMay 31, 2024 to Mar 31, 2025
- Employees · 28 to 30May 31, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.9B to $5.5BMay 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.9B to $5.5BMay 31, 2024 to Mar 31, 2025
- RAUM · $5.9B to $5.5BMay 31, 2024 to Mar 31, 2025
- Related adviser · false to trueMay 31, 2024 to Mar 31, 2025
- Advisory employees · 12 to 17Oct 11, 2023 to Mar 28, 2024
- Assets in custody · $5.6B to $5.9BOct 11, 2023 to Mar 28, 2024
- Employees · 25 to 28Oct 11, 2023 to Mar 28, 2024
- Other offices · 1 to 2Oct 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.6B to $5.9BOct 11, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.6B to $5.9BOct 11, 2023 to Mar 28, 2024
- RAUM · $5.6B to $5.9BOct 11, 2023 to Mar 28, 2024
- Assets in custody · $5.5B to $5.6BApr 21, 2022 to Mar 31, 2023
- Employees · 20 to 25Apr 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.5B to $5.6BApr 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.5B to $5.6BApr 21, 2022 to Mar 31, 2023
- RAUM · $5.5B to $5.6BApr 21, 2022 to Mar 31, 2023
- Advisory employees · 9 to 12Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $3.0B to $5.5BMar 31, 2021 to Mar 31, 2022
- Employees · 14 to 20Mar 31, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.1B to $5.5BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.1B to $5.5BMar 31, 2021 to Mar 31, 2022
- RAUM · $3.1B to $5.5BMar 31, 2021 to Mar 31, 2022
- Accounts · 4 to 3Feb 1, 2021 to Mar 31, 2021
- Advisory employees · 8 to 9Feb 1, 2021 to Mar 31, 2021
- Pooled vehicle clients · 4 to 3Feb 1, 2021 to Mar 31, 2021
- Assets in custody · $2.0B to $3.0BFeb 1, 2021 to Mar 31, 2021
- Employees · 12 to 14Feb 1, 2021 to Mar 31, 2021
- Discretionary RAUM · $2.0B to $3.1BFeb 1, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $2.0B to $3.1BFeb 1, 2021 to Mar 31, 2021
- RAUM · $2.0B to $3.1BFeb 1, 2021 to Mar 31, 2021
- Advisory employees · 6 to 8May 8, 2019 to Mar 30, 2020
Signals
17 dated events
- Mackay Matthew Russell (Chief Operating Officer) appeared on Schedule A of A•••••••• C•••••• L••May 31, 2024 · Control person joined · fact
- (Nmn) Samuel Bezek (Chief Compliance Officer) no longer on Schedule A of A•••••••• C•••••• L•• (listed 2024-03-28, absent 2024-05-31)May 31, 2024 · Control person left · inference
- Mallonga Jose Yldefonso Bautista (Chief Compliance Officer And Deputy Chief Financial Officer) appeared on Schedule A of A•••••••• C•••••• L••May 31, 2024 · Control person joined · fact
- Mackay Matthew Russell (Chief Operating Officer) appeared on Schedule A of A•••••••• C•••••• L••Mar 28, 2024 · Control person joined · fact
- Lee Kenneth Seiler (Chief Compliance Officer & Counsel) no longer on Schedule A of A•••••••• C•••••• L•• (listed 2023-03-31, absent 2023-10-11)Oct 11, 2023 · Control person left · inference
- (Nmn) Samuel Bezek (Chief Compliance Officer) appeared on Schedule A of A•••••••• C•••••• L••Oct 11, 2023 · Control person joined · fact
- Lee Kenneth Seiler (Chief Compliance Officer & Counsel) appeared on Schedule A of A•••••••• C•••••• L••Mar 31, 2023 · Control person joined · fact
- Theodore Brian Kohn (Chief Compliance Officer And General Counsel) no longer on Schedule A of A•••••••• C•••••• L•• (listed 2022-04-21, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- A•••••••• C•••••• L•• reported RAUM $5.5B, up 80% from $3.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•••••••• C•••••• L•• reported RAUM $3.1B, up 51% from $2.0B (2021-02-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Theodore Brian Kohn (Chief Compliance Officer And General Counsel) appeared on Schedule A of A•••••••• C•••••• L••Oct 27, 2020 · Control person joined · fact
- Scott Daniel Radden (General Counsel And Chief Compliance Officer) no longer on Schedule A of A•••••••• C•••••• L•• (listed 2020-05-20, absent 2020-10-27)Oct 27, 2020 · Control person left · inference
- A•••••••• C•••••• L•• reported RAUM $2.0B, up 38% from $1.5B (2019-05-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Scott Daniel Radden (General Counsel And Chief Compliance Officer) appeared on Schedule A of A•••••••• C•••••• L••May 8, 2019 · Control person joined · fact
- Steve Tohuan Chen (Chief Compliance Officer/ Controller) no longer on Schedule A of A•••••••• C•••••• L•• (listed 2018-09-12, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- A•••••••• C•••••• L•• reported RAUM $1.2B, up 147% from $506.0M (2017-07-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- A•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/armistice-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-231-4930reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026