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Former SEC-registered adviser

G••••••••• A••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 168990SEC 801-80062IAPD
Latest filing Mar 30, 2016
First filing on the tape Oct 9, 2013 · 6 filings
RAUM
$250M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$250M as of Mar 30, 2016
Mar 19, 2015$300M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 19, 20150 then
Employees (5.A)0 as of Mar 30, 2016
Mar 19, 20150 then
Private funds: no history
RAUM -17% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$125MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••••• P••••••• L•••••• D••• · Managing Directorcontrol
        since 10/2013 · owns less than 5%
      • K•••• J••••• B••••••• · Managing Directorcontrol
        since 10/2013 · owns less than 5%
      • P••••• D••••• A••• · Managing Director, Chief Compliance Officercontrol
        since 10/2013 · owns less than 5%
      • W••••••• K••••••• M••• · Managing Directorcontrol
        since 10/2013 · owns less than 5%
      • Z••••••• B••••• S•••• · Managing Directorcontrol
        since 10/2013 · owns less than 5%
      Entity owners
      • T•• G••••••••• G•••• L•• · Member
        direct · owns 75% or more
      • G••••••••• H••••••• L•• · Member
        indirect · owns 75% or more of T•• G••••••••• G•••• L••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Jun 1, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $300M to $250M
        Jun 1, 2015 to Mar 30, 2016
      • RAUM · $300M to $250M
        Jun 1, 2015 to Mar 30, 2016
      • Accounts · unset to 1.0
        Jul 1, 2014 to Nov 7, 2014
      • Business name · G••••••••• A•••• M••••••••• L•• to G••••••••• A••••••• L••
        Jul 1, 2014 to Nov 7, 2014
      • Discretionary RAUM · unset to 0.0
        Jul 1, 2014 to Nov 7, 2014
      • Non-discretionary RAUM · unset to 300000000.0
        Jul 1, 2014 to Nov 7, 2014
      • RAUM · unset to 300000000.0
        Jul 1, 2014 to Nov 7, 2014
      • Assets in custody · 0.0 to unset
        Oct 9, 2013 to Jul 1, 2014
      • Legal name · G••••••••• A•••• M••••••••• L•• to G••••••••• A••••••• L••
        Oct 9, 2013 to Jul 1, 2014
      Signals
      1 dated events
      • G••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Oct 9, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026