DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• L••
Latest filing Mar 2, 2026
First filing on the tape Sep 12, 2018 · 12 filings
SEC status approved since Oct 12, 2018
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.3B as of Mar 2, 2026
Mar 30, 2019$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2026
Mar 30, 20190 then
Employees (5.A)7 as of Mar 2, 2026
Mar 30, 20193 then
Private funds4 as of Mar 2, 2026
Mar 30, 20192 then
RAUM +7.0% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $269MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B95%
- Investment companies$71.3M5.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• C•••••• I••••••••• I••••••••• L••• | Hedge Fund | $495M | 9 | Mar 30, 2020 |
| S••••••• C•••••• I••••••••• L••• | Hedge Fund | $356M | 66 | Oct 29, 2013 |
| S••••••• C•••••• S•• I• L••no longer reported | Other Private Fund | $20.6M | 6 | Sep 12, 2018 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• H•••••••• W••••• · Managing Membercontrolsince 03/2013 · owns 75% or more
- R••••••••• J•••• C•••• · Special Member, Chief Operating Officer, Chief Compliance Officercontrolsince 03/2013 · owns 10% to 25%
Related persons
Schedule D 7.A
- S••••••• C•••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 6 to 7Feb 25, 2025 to Mar 2, 2026
- Discretionary RAUM · $1.3B to $1.3BFeb 25, 2025 to Mar 2, 2026
- Pooled vehicle RAUM · $1.2B to $1.3BFeb 25, 2025 to Mar 2, 2026
- RAUM · $1.3B to $1.3BFeb 25, 2025 to Mar 2, 2026
- Accounts · 3 to 5Jun 4, 2024 to Feb 25, 2025
- Pooled vehicle clients · 2 to 4Jun 4, 2024 to Feb 25, 2025
- Financial planning clients · unset to Jun 4, 2024 to Feb 25, 2025
- Private funds · 2 to 4Jun 4, 2024 to Feb 25, 2025
- Discretionary RAUM · $921M to $1.3BJun 4, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $851M to $1.2BJun 4, 2024 to Feb 25, 2025
- RAUM · $921M to $1.3BJun 4, 2024 to Feb 25, 2025
- Accounts · 5 to 3Mar 13, 2023 to Feb 20, 2024
- Pooled vehicle clients · 3 to 2Mar 13, 2023 to Feb 20, 2024
- Assets in custody · $20.6M to $0Mar 13, 2023 to Feb 20, 2024
- Custody of client assets · true to falseMar 13, 2023 to Feb 20, 2024
- Other offices · 2 to 1Mar 13, 2023 to Feb 20, 2024
- Private funds · 3 to 2Mar 13, 2023 to Feb 20, 2024
- Discretionary RAUM · $509M to $921MMar 13, 2023 to Feb 20, 2024
- Pooled vehicle RAUM · $462M to $851MMar 13, 2023 to Feb 20, 2024
- RAUM · $509M to $921MMar 13, 2023 to Feb 20, 2024
- Assets in custody · $32.6M to $20.6MMar 24, 2022 to Mar 13, 2023
- Discretionary RAUM · $1.1B to $509MMar 24, 2022 to Mar 13, 2023
- Pooled vehicle RAUM · $954M to $462MMar 24, 2022 to Mar 13, 2023
- RAUM · $1.1B to $509MMar 24, 2022 to Mar 13, 2023
- Assets in custody · $11.7M to $32.6MMar 18, 2021 to Mar 24, 2022
- Employees · 5 to 6Mar 18, 2021 to Mar 24, 2022
- Other offices · 3 to 2Mar 18, 2021 to Mar 24, 2022
- Discretionary RAUM · $765M to $1.1BMar 18, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $603M to $954MMar 18, 2021 to Mar 24, 2022
- RAUM · $765M to $1.1BMar 18, 2021 to Mar 24, 2022
- Advisory employees · 3 to 4May 4, 2020 to Mar 18, 2021
- Assets in custody · $6.7M to $11.7MMay 4, 2020 to Mar 18, 2021
- Employees · 4 to 5May 4, 2020 to Mar 18, 2021
- Discretionary RAUM · $376M to $765MMay 4, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $270M to $603MMay 4, 2020 to Mar 18, 2021
- RAUM · $376M to $765MMay 4, 2020 to Mar 18, 2021
- Accounts · 4 to 5Mar 30, 2019 to Mar 30, 2020
- Advisory employees · 2 to 3Mar 30, 2019 to Mar 30, 2020
- Pooled vehicle clients · 2 to 3Mar 30, 2019 to Mar 30, 2020
- Assets in custody · $5.0M to $6.7MMar 30, 2019 to Mar 30, 2020
Signals
7 dated events
- S••••••• C•••••• L•• reported RAUM $1.3B, up 36% from $920.5M (2024-06-04 to 2025-02-25)Feb 25, 2025 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $920.5M, up 81% from $509.4M (2023-03-13 to 2024-02-20)Feb 20, 2024 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $509.4M, down 53% from $1.1B (2022-03-24 to 2023-03-13)Mar 13, 2023 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $1.1B, up 42% from $764.7M (2021-03-18 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $764.7M, up 104% from $375.6M (2020-05-04 to 2021-03-18)Mar 18, 2021 · RAUM change · derived
- S••••••• C•••••• L•• reported RAUM $375.6M, up 154% from $147.7M (2019-03-30 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/strategy-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-917-8700reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026