DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• A•••• M•••••••••
Legal name D••••• A•••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 15, 2015 · 19 filings
SEC status approved since Apr 22, 2015
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.0%
$15.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.4B as of Mar 24, 2026
Mar 30, 2016$210M then
HNW client RAUM$15.1M as of Mar 24, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 30, 20160 then
Employees (5.A)10 as of Mar 24, 2026
Mar 30, 20165 then
Private funds2 as of Mar 24, 2026
Mar 30, 20162 then
RAUM +12% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.1MderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$861M60%
- Charitable organizations$569M39%
- High-net-worth individuals$15.1M1.0%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 5reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.6 institutional_share=0.39 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• S•• I• L• | Hedge Fund | $481M | 3 | Mar 30, 2016 |
| G••••• M••• F•••• L• | Hedge Fund | $191M | 51 | Apr 15, 2015 |
| G••••• M••• O••••••• F•••• L• | Hedge Fund | $15.4M | 2 | Mar 24, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• P••••••• W••••••• · Portfolio Manager, Managing Membercontrolsince 07/2013 · owns less than 5%
- H•••••••• M••••••• P•••••• · Coo/Cfo/Ccocontrolsince 03/2016 · owns less than 5%
- D•••••• P••••••• W••••••• · Managing Membercontrolsince 06/2021 · owns 75% or more of W•••• T•••• L••
- H•••••••• M••••••• P•••••• · Trusteecontrolsince 12/2019 · owns F of H••••••• F••••• D••••••••• O• T•••• D•••• D••••••• 1•• 2•••
- J••••••• R•••••• W••••• · Managing Membercontrolsince 06/2021 · owns 75% or more of O••••• B••• L••
Entity owners
- W•••• T•••• L•• · Direct Ownerdirect · owns 75% or more
- H••••••• F••••• D••••••••• O• T•••• D•••• D••••••• 1•• 2••• · Managing Memberindirect · owns 75% or more of L•••••••• P•••• L••
- L•••••••• P•••• L•• · Direct Ownerdirect · owns 5% to 10%
- O••••• B••• L•• · Direct Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- G••••• M••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 9Mar 28, 2025 to Mar 24, 2026
- Advisory employees · 6 to 8Mar 28, 2025 to Mar 24, 2026
- Charity clients · 6 to 5Mar 28, 2025 to Mar 24, 2026
- Employees · 8 to 10Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.3B to $1.4BMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $12.4M to $15.1MMar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $749M to $861MMar 28, 2025 to Mar 24, 2026
- RAUM · $1.3B to $1.4BMar 28, 2025 to Mar 24, 2026
- Accounts · 11 to 10Mar 22, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Mar 22, 2024 to Mar 28, 2025
- Charity clients · 7 to 6Mar 22, 2024 to Mar 28, 2025
- Employees · 7 to 8Mar 22, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 28, 2025
- Private funds · 3 to 2Mar 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.3BMar 22, 2024 to Mar 28, 2025
- HNW RAUM · $10.2M to $12.4MMar 22, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $672M to $749MMar 22, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.3BMar 22, 2024 to Mar 28, 2025
- Accounts · 12 to 11Mar 29, 2023 to Mar 22, 2024
- Charity clients · 8 to 7Mar 29, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.0B to $1.1BMar 29, 2023 to Mar 22, 2024
- HNW RAUM · $7.3M to $10.2MMar 29, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $553M to $672MMar 29, 2023 to Mar 22, 2024
- RAUM · $1.0B to $1.1BMar 29, 2023 to Mar 22, 2024
- Accounts · 10 to 12Mar 23, 2022 to Mar 29, 2023
- Advisory employees · 4 to 5Mar 23, 2022 to Mar 29, 2023
- Charity clients · 7 to 8Mar 23, 2022 to Mar 29, 2023
- HNW clients · 0 to 1Mar 23, 2022 to Mar 29, 2023
- Employees · 5 to 7Mar 23, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.3B to $1.0BMar 23, 2022 to Mar 29, 2023
- HNW RAUM · $0 to $7.3MMar 23, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $820M to $553MMar 23, 2022 to Mar 29, 2023
- RAUM · $1.3B to $1.0BMar 23, 2022 to Mar 29, 2023
- Accounts · 6 to 10Nov 10, 2021 to Mar 23, 2022
- Advisory employees · 5 to 4Nov 10, 2021 to Mar 23, 2022
- Charity clients · 3 to 7Nov 10, 2021 to Mar 23, 2022
- Employees · 6 to 5Nov 10, 2021 to Mar 23, 2022
- Discretionary RAUM · $1.3B to $1.3BNov 10, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $1.1B to $820MNov 10, 2021 to Mar 23, 2022
- RAUM · $1.3B to $1.3BNov 10, 2021 to Mar 23, 2022
Signals
5 dated events
- D••••• A•••• M••••••••• reported RAUM $1.3B, up 92% from $688.3M (2020-03-27 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- D••••• A•••• M••••••••• reported RAUM $688.3M, up 31% from $525.8M (2019-09-11 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- D••••• A•••• M••••••••• reported RAUM $525.8M, up 37% from $383.4M (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- D••••• A•••• M••••••••• reported RAUM $383.4M, up 55% from $247.5M (2017-03-24 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- D••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Apr 15, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dorsey-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- D•••••ASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-982-2543reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026