DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tower Arch Capital
Legal name Tower Arch Capital, L.P.
Latest filing Mar 31, 2026
First filing on the tape Jun 1, 2015 · 19 filings
SEC status approved since Jun 26, 2015
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 29, 2016$321M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)24 as of Mar 31, 2026
Mar 29, 201611 then
Private funds7 as of Mar 31, 2026
Mar 29, 20162 then
RAUM +13% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $303MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tower Arch Partners II (Q), LP | Private Equity Fund | $765M | 62 | Mar 29, 2019 |
| Tower Arch Partners III (Q), LP | Private Equity Fund | $726M | 90 | Mar 21, 2024 |
| Tower Arch Partners II, LP | Private Equity Fund | $130M | 29 | Mar 29, 2019 |
| Tower Arch Infolinks Media, LP | Private Equity Fund | $89.5M | 242 | Mar 28, 2022 |
| Tower Arch Partners III, LP | Private Equity Fund | $82.5M | 19 | Mar 21, 2024 |
| Tower Arch Partners I (Q), LP | Private Equity Fund | $64.3M | 326 | Mar 30, 2015 |
| Tower Arch Partners I, LP | Private Equity Fund | $37.7M | 68 | Nov 8, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Clark Thomas Feveryear · Chief Financial Officercontrolsince 06/2015 · owns less than 5%
- Williams Christian Little · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Paul Rhett Neuenschwander · Limited Partnercontrolsince 12/2013 · owns 10% to 25%
- S David Parkin · Limited Partnercontrolsince 12/2013 · owns 10% to 25%
- Jonathan Ryan Stratton · Limited Partnercontrolsince 12/2013 · owns 10% to 25%
- Ernest David Topham · Limited Partnercontrolsince 12/2013 · owns 10% to 25%
- Paul Rhett Neuenschwander · Managing Membercontrolsince 12/2013 · owns 25% to 50% of Tower Arch Capital, LLC
- S David Parkin · Managing Membercontrolsince 12/2013 · owns 25% to 50% of Tower Arch Capital, LLC
- Jonathan Ryan Stratton · Managing Membercontrolsince 12/2013 · owns 25% to 50% of Tower Arch Capital, LLC
- Ernest David Topham · Managing Membercontrolsince 12/2013 · owns 25% to 50% of Tower Arch Capital, LLC
Entity owners
- Tower Arch Capital, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Tower Arch Capital, LLCinvestment advisery
- Tower Arch Infolinks Media Gp, LPpooled vehicle sponsorn
- Tower Arch Partners I Gp, LLCpooled vehicle sponsorn
- Tower Arch Partners II Gp, LPpooled vehicle sponsorn
- Tower Arch Partners III Gp, LPpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 19 to 21Mar 29, 2025 to Mar 31, 2026
- Employees · 22 to 24Mar 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $2.1BMar 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $2.1BMar 29, 2025 to Mar 31, 2026
- RAUM · $1.9B to $2.1BMar 29, 2025 to Mar 31, 2026
- Employees · 21 to 22Mar 21, 2024 to Mar 29, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 29, 2025
- Discretionary RAUM · $1.9B to $1.9BMar 21, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $1.9B to $1.9BMar 21, 2024 to Mar 29, 2025
- RAUM · $1.9B to $1.9BMar 21, 2024 to Mar 29, 2025
- Accounts · 5 to 7Mar 24, 2023 to Mar 21, 2024
- Advisory employees · 15 to 19Mar 24, 2023 to Mar 21, 2024
- Pooled vehicle clients · 5 to 7Mar 24, 2023 to Mar 21, 2024
- Employees · 17 to 21Mar 24, 2023 to Mar 21, 2024
- Private funds · 5 to 7Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $891M to $1.9BMar 24, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $891M to $1.9BMar 24, 2023 to Mar 21, 2024
- RAUM · $891M to $1.9BMar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $830M to $891MMar 28, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $830M to $891MMar 28, 2022 to Mar 24, 2023
- RAUM · $830M to $891MMar 28, 2022 to Mar 24, 2023
- Accounts · 4 to 5Jan 13, 2022 to Mar 28, 2022
- Advisory employees · 16 to 15Jan 13, 2022 to Mar 28, 2022
- Pooled vehicle clients · 4 to 5Jan 13, 2022 to Mar 28, 2022
- Employees · 18 to 17Jan 13, 2022 to Mar 28, 2022
- Private funds · 4 to 5Jan 13, 2022 to Mar 28, 2022
- Discretionary RAUM · $883M to $830MJan 13, 2022 to Mar 28, 2022
- Pooled vehicle RAUM · $883M to $830MJan 13, 2022 to Mar 28, 2022
- RAUM · $883M to $830MJan 13, 2022 to Mar 28, 2022
- Discretionary RAUM · $934M to $883MMay 13, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $934M to $883MMay 13, 2020 to Mar 29, 2021
- RAUM · $934M to $883MMay 13, 2020 to Mar 29, 2021
- Advisory employees · 13 to 16Mar 29, 2019 to Mar 26, 2020
- Employees · 15 to 18Mar 29, 2019 to Mar 26, 2020
- Discretionary RAUM · $370M to $934MMar 29, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $370M to $934MMar 29, 2019 to Mar 26, 2020
- RAUM · $370M to $934MMar 29, 2019 to Mar 26, 2020
- Accounts · 2 to 4Feb 27, 2019 to Mar 29, 2019
- Advisory employees · 11 to 13Feb 27, 2019 to Mar 29, 2019
- Pooled vehicle clients · 2 to 4Feb 27, 2019 to Mar 29, 2019
Signals
4 dated events
- Tower Arch Capital reported RAUM $1.9B, up 113% from $890.8M (2023-03-24 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Williams Christian Little (Chief Compliance Officer / Tax Manager) appeared on Schedule A of Tower Arch CapitalJan 13, 2022 · Control person joined · fact
- Tower Arch Capital reported RAUM $934.2M, up 153% from $369.9M (2019-03-29 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Tower Arch Capital filed its initial SEC registration (Form ADV)Jun 1, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Tower Arch Capital · Independent Sponsorsshared crd · capital_provider
- Tower Arch Capital · Private Equityshared crd · organization
- Tower Arch Capital · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TOWER-ARCH-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TOWERARCH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-997-5808reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026