DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fourthstone LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 26, 2019 · 12 filings
SEC status approved since Jul 29, 2019
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Mar 30, 2020$271M then
HNW client RAUM$7.1M as of Mar 28, 2023
Mar 30, 2020$5.4M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20206 then
Employees (5.A)12 as of Mar 30, 2026
Mar 30, 20207 then
Private funds3 as of Mar 30, 2026
Mar 30, 20202 then
RAUM +28% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $244MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fourthstone Master Opportunity Fund Ltd. | Hedge Fund | $558M | 122 | Jun 26, 2019 |
| Fourthstone Qp Opportunity Fund LP | Hedge Fund | $185M | 88 | Jun 26, 2019 |
| Fourthstone Small-Cap Financials Fund LP | Hedge Fund | $20.3M | 13 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Morris Amy Stone · Ceocontrolsince 02/2022 · owns less than 5%
- Phillip Louis Stone · Managing Membercontrolsince 09/2013 · owns 75% or more
- Stanley Robin Anderson · Chief Financial Officer, Chief Compliance Officersince 02/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
- Fourthstone Gp LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $958M to $1.2BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $958M to $1.2BMar 27, 2025 to Mar 30, 2026
- RAUM · $958M to $1.2BMar 27, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 26, 2024 to Mar 27, 2025
- Employees · 10 to 12Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $769M to $958MMar 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $769M to $958MMar 26, 2024 to Mar 27, 2025
- RAUM · $769M to $958MMar 26, 2024 to Mar 27, 2025
- Accounts · 6 to 5Mar 28, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 0Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $614M to $769MMar 28, 2023 to Mar 26, 2024
- HNW RAUM · 7116821.0 to unsetMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $607M to $769MMar 28, 2023 to Mar 26, 2024
- RAUM · $614M to $769MMar 28, 2023 to Mar 26, 2024
- Advisory employees · 3 to 6Nov 3, 2022 to Mar 28, 2023
- Employees · 7 to 10Nov 3, 2022 to Mar 28, 2023
- Discretionary RAUM · $420M to $614MNov 3, 2022 to Mar 28, 2023
- HNW RAUM · $7.5M to $7.1MNov 3, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $413M to $607MNov 3, 2022 to Mar 28, 2023
- RAUM · $420M to $614MNov 3, 2022 to Mar 28, 2023
- Discretionary RAUM · $253M to $420MMar 31, 2021 to Mar 29, 2022
- HNW RAUM · $5.2M to $7.5MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $248M to $413MMar 31, 2021 to Mar 29, 2022
- RAUM · $253M to $420MMar 31, 2021 to Mar 29, 2022
- Accounts · 3 to 6Jun 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 2 to 5Jun 30, 2020 to Mar 31, 2021
- State-registered IARs · 6 to 5Jun 30, 2020 to Mar 31, 2021
- Private funds · 2 to 3Jun 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $275M to $253MJun 30, 2020 to Mar 31, 2021
- HNW RAUM · $5.4M to $5.2MJun 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $270M to $248MJun 30, 2020 to Mar 31, 2021
- RAUM · $275M to $253MJun 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $271M to $275MMar 30, 2020 to Apr 29, 2020
- Pooled vehicle RAUM · $266M to $270MMar 30, 2020 to Apr 29, 2020
- RAUM · $271M to $275MMar 30, 2020 to Apr 29, 2020
- State-registered IARs · 4 to 6Aug 15, 2019 to Mar 30, 2020
- Discretionary RAUM · $175M to $271MAug 15, 2019 to Mar 30, 2020
- HNW RAUM · $5.6M to $5.4MAug 15, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $170M to $266MAug 15, 2019 to Mar 30, 2020
Signals
5 dated events
- Fourthstone Llc reported RAUM $1.2B, up 28% from $957.5M (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Fourthstone Llc reported RAUM $768.8M, up 25% from $614.4M (2023-03-28 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Fourthstone Llc reported RAUM $614.4M, up 46% from $420.0M (2022-11-03 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Fourthstone Llc reported RAUM $420.0M, up 66% from $252.9M (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Fourthstone Llc filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/Fourthstonereportedpublic record, Form ADV, Sep 17, 2026
- Website
- 4THSTONE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (800) 771-8071reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026