DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

484wall Capital Management LLC

Former SEC-registered adviserNew York, New YorkCRD 169156SEC 801-78679IAPD
Latest filing Apr 1, 2014
First filing on the tape Oct 4, 2013 · 5 filings
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$2.2B gross assets
History
5 filings and snapshots on the tape
RAUM$2.2B as of Apr 1, 2014
Mar 31, 2014$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2014
Oct 4, 20130 then
Employees (5.A)6 as of Apr 1, 2014
Oct 4, 20134 then
Private funds1 as of Apr 1, 2014
Mar 31, 20141 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.2B, 2 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.2B for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      484wall Global Liquid Rates Master Fund, LtdHedge Fund$2.2B3Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • George Edward Fisher · Managing Membercontrol
        since 09/2013 · owns less than 5%
      • James Timothy Hughes · Chief Compliance Officer/Chief Financial Officercontrol
        since 12/2013 · owns less than 5%
      Entity owners
      • Bny Mellon Alternative Investments Holdings LLC · Managing Member
        direct · owns 75% or more
      • The Bank Of New York Mellon Corporation · Managing Member
        indirect · owns 75% or more of Bny Mellon Alternative Investments Holdings LLC · public reporting company
      Related persons
      Schedule D 7.A
      • Acn 003 231 829 Limited
        broker-dealern
      • Benefit Street Partners Limited
        investment adviserpooled vehicle sponsornRAUM $23B
      • Alcentra Management (Ireland) Limited
        investment advisern
      • Bsp Ny LLC
        investment adviserpooled vehicle sponsornRAUM $14B
      • Arx Investimentos Ltda
        investment adviserbanknRAUM $1.9B
      • Bny Mellon Administracao De Ativos Ltda.
        investment advisern
      • Bny Mellon Alocacao De Patrimonio Ltda
        investment advisern
      • Bny Mellon Asset Management (Uk) Limited
        investment advisern
      • Bny Mellon Asset Management Canada Limited
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Bny Mellon Investment Management Japan Limited
        investment advisernRAUM $32B
      • Bny Mellon Banco S.A.
        n
      • Bny Mellon Capital Markets Emea Limited
        broker-dealerinvestment adviserbankn
      • Bny Mellon Capital Markets, LLC
        broker-dealern
      • Bny Mellon Fund Managers Limited
        investment adviserpooled vehicle sponsorn
      • Bny Mellon Global Management Limited
        investment adviserpooled vehicle sponsorn
      • Bny Mellon Im Korea Limited
        investment advisern
      • Bny Mellon International Management Limited
        investment adviserpooled vehicle sponsorn
      • Bny Mellon Investment Management Australia Limited
        broker-dealerinvestment advisern
      • Bny Mellon Investment Management Cayman Ltd
        investment advisernRAUM $10B
      • Bny Mellon Investment Management Emea Limited
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Bny Mellon Investment Management Hong Kong Limited
        broker-dealerinvestment advisern
      • Bny Mellon Investment Management Singapore Pte. Limited
        investment advisernRAUM $78.5M
      • Bny Mellon Managed Investments Limited
        investment advisern
      • Bny Mellon National Association
        investment advisern
      • Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (Dtvm) S.A.
        broker-dealerinvestment advisern
      • Bny Mellon Transition Management Advisors, LLC
        investment advisern
      • Bny Mellon Trust Company Of Illinois
        n
      • Bny Mellon Trust Of Delaware
        investment advisern
      • Bny Mellon Wealth Management, Advisory Services, Inc.
        broker-dealerinvestment adviserbankpooled vehicle sponsorn
      • Bny Mellon Western Fund Management Co., Ltd.
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 1.0
        Oct 8, 2013 to Mar 31, 2014
      • Assets in custody · unset to 2193955514.0
        Oct 8, 2013 to Mar 31, 2014
      • Custody of client assets · false to true
        Oct 8, 2013 to Mar 31, 2014
      • Employees · 4 to 6
        Oct 8, 2013 to Mar 31, 2014
      • Private funds · unset to 1
        Oct 8, 2013 to Mar 31, 2014
      • Discretionary RAUM · unset to 2193955514.0
        Oct 8, 2013 to Mar 31, 2014
      • Non-discretionary RAUM · unset to 0.0
        Oct 8, 2013 to Mar 31, 2014
      • RAUM · unset to 2193955514.0
        Oct 8, 2013 to Mar 31, 2014
      Signals
      1 dated events
      • 484Wall Capital Management Llc filed its initial SEC registration (Form ADV)
        Oct 4, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026