DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• I••••••••• M•••••••••
Legal name G•••••• I••••••••• M••••••••• L••
Latest filing May 8, 2026
First filing on the tape Oct 3, 2013 · 18 filings
SEC status approved since Oct 17, 2013
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$136M as of May 8, 2026
Feb 19, 2014$99.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 8, 2026
Feb 19, 20140 then
Employees (5.A)3 as of May 8, 2026
Feb 19, 20144 then
Private funds5 as of May 8, 2026
Feb 19, 20143 then
RAUM +9.5% over the last fiscal year+8.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $127M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$136M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $127M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• T•••• R••••• F••• U• L• | Hedge Fund | $99.0M | 95 | Oct 3, 2013 |
| G•••••• T•••• R••••• F••• L• | Hedge Fund | $78.9M | 79 | Oct 3, 2013 |
| G•••••• E••••••• O••••••••• L• | Hedge Fund | $43.8M | 20 | Mar 26, 2021 |
| G•••••• I••••••••• F••• S•• S•••••••• | Hedge Fund | $18.0M | 10 | Oct 31, 2014 |
| G•••••• T•••• R••••• O••••••• F••• L••• | Hedge Fund | $13.5M | 12 | Oct 3, 2013 |
| G•••••• C••••••••• M••••• L• | Hedge Fund | $3.6M | 2 | Mar 28, 2024 |
| G•••••• C••••••••• L• | Hedge Fund | $1.9M | 4 | Mar 28, 2024 |
| G•••••• C••••••••• L••• | Hedge Fund | $1.1M | 4 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• O••••• L••• · Managing Partner - G•••••• I••••••••• M••••••••• L••controlsince 09/2005 · owns 75% or more
- A•••••••• O••••• L••• · Managing Partnercontrolsince 09/2005 · owns 75% or more of A•••••••• O••••• L•••
- A•••••••• D•••• · Owner - G•••••• I••••••••• M••••••••• ••••••• L•since 09/2005 · owns 25% to 50%
- G•••••••• R•••• · Owner - G•••••• I••••••••• M••••••••• ••••••• L•since 09/2005 · owns 25% to 50%
- S••••• N••••• · Chief Compliance Officersince 09/2013 · owns less than 5%
Entity owners
- C••••• S••••• L•• · General Partner - G•••••• I••••••••• M••••••••• ••••••• L•direct · owns 75% or more
Related persons
Schedule D 7.A
- G•••••• C••••••••• G• L••pooled vehicle sponsorn
- G•••••• E••••••• O••••••••• G•• L••pooled vehicle sponsorn
- G•••••• I••••••••• M••••••••• ••••••• L•investment advisern
- G•••••• L•• G• S•••••••investment adviserbankpooled vehicle sponsory
- G•••••• T•••• R••••• A••••••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $113M to $127MMar 26, 2025 to Mar 26, 2026
- Private funds · 8 to 5Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $125M to $136MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $125M to $136MMar 26, 2025 to Mar 26, 2026
- RAUM · $125M to $136MMar 26, 2025 to Mar 26, 2026
- Accounts · 7 to 5Mar 28, 2024 to Mar 26, 2025
- Pooled vehicle clients · 7 to 5Mar 28, 2024 to Mar 26, 2025
- Assets in custody · $115M to $113MMar 28, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $122M to $125MMar 28, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $122M to $125MMar 28, 2024 to Mar 26, 2025
- RAUM · $122M to $125MMar 28, 2024 to Mar 26, 2025
- Accounts · 5 to 7Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 7Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $108M to $115MMar 28, 2023 to Mar 28, 2024
- Private funds · 5 to 8Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $108M to $122MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $108M to $122MMar 28, 2023 to Mar 28, 2024
- RAUM · $108M to $122MMar 28, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Mar 31, 2022 to Mar 28, 2023
- Assets in custody · $74.7M to $108MMar 31, 2022 to Mar 28, 2023
- Employees · 4 to 3Mar 31, 2022 to Mar 28, 2023
- Discretionary RAUM · $121M to $108MMar 31, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $121M to $108MMar 31, 2022 to Mar 28, 2023
- RAUM · $121M to $108MMar 31, 2022 to Mar 28, 2023
- Accounts · 4 to 5Aug 3, 2021 to Mar 31, 2022
- Assets in custody · $81.0M to $74.7MAug 3, 2021 to Mar 31, 2022
- Employees · 5 to 4Aug 3, 2021 to Mar 31, 2022
- Discretionary RAUM · $125M to $121MAug 3, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $125M to $121MAug 3, 2021 to Mar 31, 2022
- RAUM · $125M to $121MAug 3, 2021 to Mar 31, 2022
- Advisory employees · 2 to 3Mar 10, 2020 to Mar 26, 2021
- Assets in custody · $84.8M to $81.0MMar 10, 2020 to Mar 26, 2021
- Employees · 4 to 5Mar 10, 2020 to Mar 26, 2021
- Private funds · 4 to 5Mar 10, 2020 to Mar 26, 2021
- Discretionary RAUM · $123M to $125MMar 10, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $123M to $125MMar 10, 2020 to Mar 26, 2021
- RAUM · $123M to $125MMar 10, 2020 to Mar 26, 2021
- Assets in custody · $83.2M to $84.8MMar 28, 2019 to Mar 10, 2020
- Other offices · 2 to 0Mar 28, 2019 to Mar 10, 2020
Signals
1 dated events
- G•••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)Oct 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••••INVESTMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-308-2891reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026