DFX Intelligence

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SEC-registered adviser

C•••• C•• C••••••• L•

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 169234SEC 801-127894website IAPD

Latest filing Mar 31, 2026

First filing on the tape Mar 31, 2023 · 10 filings

SEC status approved since May 3, 2023

RAUM

$548M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.2%

$1.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$548M as of Mar 31, 2026

Mar 27, 2024$203M then

HNW client RAUM$1.0M as of Mar 31, 2026

Mar 27, 2024$1.7M then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 27, 20242 then

Employees (5.A)3 as of Mar 31, 2026

Mar 27, 20242 then

Private funds1 as of Mar 31, 2026

Mar 27, 20241 then

RAUM +115% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $36.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +115%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$547M100%
High-net-worth individuals$1.0M0.2%
Corporations and businesses$100,0000.0%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 15reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F•••••••• F••••• L•	Hedge Fund	$196M	118	Mar 31, 2023

Owners and control persons

Schedule A and B, latest filing

M••••••••• A••••• Y•••• · Ownercontrol
since 09/2013 · owns 50% to 75%
M••••••••• J••••• H••• · Owner And Portfolio Managercontrol
since 09/2013 · owns 50% to 75%
E•••••• E•••• H••••• · Chief Operating Officer & Cco
since 01/2023 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $254,645,000 to $548,315,000 (+115.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 95.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 18 to 15
Mar 28, 2025 to Mar 31, 2026
Advisory employees · 2 to 3
Mar 28, 2025 to Mar 31, 2026
Employees · 2 to 3
Mar 28, 2025 to Mar 31, 2026
Discretionary RAUM · $255M to $548M
Mar 28, 2025 to Mar 31, 2026
HNW RAUM · $1.4M to $1.0M
Mar 28, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $253M to $547M
Mar 28, 2025 to Mar 31, 2026
RAUM · $255M to $548M
Mar 28, 2025 to Mar 31, 2026
Accounts · 21 to 18
Feb 11, 2025 to Mar 28, 2025
Assets in custody · 196157000.0 to unset
Feb 11, 2025 to Mar 28, 2025
Custody of client assets · true to false
Feb 11, 2025 to Mar 28, 2025
Financial planning clients · unset to
Feb 11, 2025 to Mar 28, 2025
State-registered IARs · 2 to 0
Feb 11, 2025 to Mar 28, 2025
Discretionary RAUM · $198M to $255M
Feb 11, 2025 to Mar 28, 2025
HNW RAUM · $1.7M to $1.4M
Feb 11, 2025 to Mar 28, 2025
Pooled vehicle RAUM · $196M to $253M
Feb 11, 2025 to Mar 28, 2025
RAUM · $198M to $255M
Feb 11, 2025 to Mar 28, 2025
Succession · true to false
Jan 21, 2025 to Feb 11, 2025
Business name · C•••• C•• C•••••• L•• to C•••• C•• C••••••• L•
May 3, 2024 to Jan 21, 2025
Legal name · C•••• C•• C•••••• L•• to C•••• C•• C••••••• L•
May 3, 2024 to Jan 21, 2025
Organization form · Limited Liability Company to Limited Partnership
May 3, 2024 to Jan 21, 2025
Succession · false to true
May 3, 2024 to Jan 21, 2025
Assets in custody · $201M to $196M
Mar 27, 2024 to May 3, 2024
Discretionary RAUM · $203M to $198M
Mar 27, 2024 to May 3, 2024
Pooled vehicle RAUM · $201M to $196M
Mar 27, 2024 to May 3, 2024
RAUM · $203M to $198M
Mar 27, 2024 to May 3, 2024
Accounts · 31 to 21
Oct 31, 2023 to Mar 27, 2024
Advisory employees · 3 to 2
Oct 31, 2023 to Mar 27, 2024
Charity clients · 0.0 to unset
Oct 31, 2023 to Mar 27, 2024
HNW clients · 11.0 to unset
Oct 31, 2023 to Mar 27, 2024
Pension plan clients · 0.0 to unset
Oct 31, 2023 to Mar 27, 2024
Assets in custody · $206M to $201M
Oct 31, 2023 to Mar 27, 2024
Employees · 3 to 2
Oct 31, 2023 to Mar 27, 2024
State-registered IARs · 3 to 2
Oct 31, 2023 to Mar 27, 2024
Discretionary RAUM · $207M to $203M
Oct 31, 2023 to Mar 27, 2024
HNW RAUM · $1.0M to $1.7M
Oct 31, 2023 to Mar 27, 2024
Individual RAUM · 100000.0 to unset
Oct 31, 2023 to Mar 27, 2024
Pension RAUM · 0.0 to unset
Oct 31, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $206M to $201M
Oct 31, 2023 to Mar 27, 2024
RAUM · $207M to $203M
Oct 31, 2023 to Mar 27, 2024

Signals

3 dated events

••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Jan 21, 2025 · Succession (Item 4) · fact
••• Locked
Mar 31, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/3552737reportedpublic record, Form ADV, Mar 31, 2026
Website: C••••CARCAPITAL.COMreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: 415-857-1965reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026