DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B••••••• C•••••• M••••••••• L••
Latest filing May 20, 2026
First filing on the tape Mar 20, 2019 · 14 filings
SEC status approved since Apr 22, 2019
RAUM
$45.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$42.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$22.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$45.4M as of May 20, 2026
Feb 4, 2020$138M then
HNW client RAUM$39.7M as of May 20, 2026
Feb 4, 2020$137M then
State-registered IARs (5.B.3)2 as of May 20, 2026
Feb 4, 20202 then
Employees (5.A)2 as of May 20, 2026
Feb 4, 20203 then
Private funds: no history
RAUM -52% over the last fiscal year-32% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- $22.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $368,724derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -56%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +38%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$39.7M88%
- Individuals$2.6M5.6%
- Pension and profit-sharing plans$2.4M5.3%
- Corporations and businesses$719,3711.6%
- Individual clients
- 14reported
- HNW clients
- 22reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 123reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• D•••••• B••••••• | Sisters, Or | Oct 23, 2013 | 23 y | 1 |
| D•••• J•••• B••••••• | Sisters, Or | Sep 26, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• D•••••• B••••••• from P••••••••• A••••••• S••••••• L••Oct 23, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S••••• D•••••• · Managing Member And Ccocontrolsince 09/2013 · owns 75% or more
Related persons
Schedule D 7.A
- S•••• D•••••• B•••••••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sisters, Or | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
What changed
consecutive filings, newest first
- Accounts · 108 to 123Apr 20, 2026 to May 20, 2026
- Corporate clients · 6 to 8Apr 20, 2026 to May 20, 2026
- HNW clients · 12 to 22Apr 20, 2026 to May 20, 2026
- Individual clients · 17 to 14Apr 20, 2026 to May 20, 2026
- Pension plan clients · 1.0 to unsetApr 20, 2026 to May 20, 2026
- Discretionary RAUM · $41.6M to $45.4MApr 20, 2026 to May 20, 2026
- HNW RAUM · $36.4M to $39.7MApr 20, 2026 to May 20, 2026
- Individual RAUM · $2.5M to $2.6MApr 20, 2026 to May 20, 2026
- Pension RAUM · $2.2M to $2.4MApr 20, 2026 to May 20, 2026
- RAUM · $41.6M to $45.4MApr 20, 2026 to May 20, 2026
- Assets in custody · 5397745.0 to unsetMar 31, 2026 to Apr 20, 2026
- Custody of client assets · true to falseMar 31, 2026 to Apr 20, 2026
- Accounts · 103 to 108Feb 24, 2025 to Feb 17, 2026
- Corporate clients · 8 to 6Feb 24, 2025 to Feb 17, 2026
- Individual clients · 9 to 17Feb 24, 2025 to Feb 17, 2026
- Pension plan clients · 0 to 1Feb 24, 2025 to Feb 17, 2026
- Assets in custody · $5.2M to $5.4MFeb 24, 2025 to Feb 17, 2026
- Discretionary RAUM · $93.8M to $41.6MFeb 24, 2025 to Feb 17, 2026
- HNW RAUM · $90.6M to $36.4MFeb 24, 2025 to Feb 17, 2026
- Individual RAUM · $1.0M to $2.5MFeb 24, 2025 to Feb 17, 2026
- Pension RAUM · $0 to $2.2MFeb 24, 2025 to Feb 17, 2026
- RAUM · $93.8M to $41.6MFeb 24, 2025 to Feb 17, 2026
- Accounts · 97 to 103Aug 12, 2024 to Feb 24, 2025
- Charity clients · 1.0 to unsetAug 12, 2024 to Feb 24, 2025
- Corporate clients · 1 to 8Aug 12, 2024 to Feb 24, 2025
- HNW clients · 9 to 12Aug 12, 2024 to Feb 24, 2025
- Assets in custody · $3.2M to $5.2MAug 12, 2024 to Feb 24, 2025
- Financial planning clients · 0 to 0Aug 12, 2024 to Feb 24, 2025
- HQ city · unset to Aug 12, 2024 to Feb 24, 2025
- HQ state · unset to Aug 12, 2024 to Feb 24, 2025
- Discretionary RAUM · $168M to $93.8MAug 12, 2024 to Feb 24, 2025
- HNW RAUM · $164M to $90.6MAug 12, 2024 to Feb 24, 2025
- Individual RAUM · $2.1M to $1.0MAug 12, 2024 to Feb 24, 2025
- RAUM · $168M to $93.8MAug 12, 2024 to Feb 24, 2025
- Accounts · 86 to 97Jan 25, 2023 to Jan 26, 2024
- Corporate clients · 2 to 1Jan 25, 2023 to Jan 26, 2024
- HNW clients · 11 to 9Jan 25, 2023 to Jan 26, 2024
- Individual clients · 7 to 9Jan 25, 2023 to Jan 26, 2024
- Assets in custody · $4.5M to $3.2MJan 25, 2023 to Jan 26, 2024
- Discretionary RAUM · $144M to $168MJan 25, 2023 to Jan 26, 2024
Signals
2 dated events
- B••••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $45.4M)Jul 1, 2026 · Left the SEC roster · derived
- B••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••••••CM.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026