DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V•••••• A•••• M••••••••• L••

Former SEC-registered adviserCoppell, TexasCRD 169295SEC 801-79077IAPD
Latest filing Apr 11, 2016
First filing on the tape Jan 8, 2014 · 5 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 28, 2016
Mar 31, 20150 then
Employees (5.A)4 as of Mar 28, 2016
Mar 31, 20154 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Apr 11, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• A••••••• F•••••• · Managing Memebr/Chief Compliance Officer/Cfocontrol
        since 01/2013 · owns 75% or more
      • B••••• R•••• J••••• · Managing Memebr/Presidentcontrol
        since 01/2013 · owns 10% to 25%
      • S••••••••• J•••••• F•••••• · Managing Member/Vice Presidentcontrol
        since 01/2013 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      Advisers that list V•••••• A•••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 3
        May 18, 2015 to Mar 28, 2016
      • Accounts · 1.0 to unset
        May 18, 2015 to Mar 28, 2016
      • Advisory activities · 2 to 1
        May 18, 2015 to Mar 28, 2016
      • Insurance-licensed employees · 0 to 3
        May 18, 2015 to Mar 28, 2016
      • State-registered IARs · 0 to 3
        May 18, 2015 to Mar 28, 2016
      • Discretionary RAUM · 0.0 to unset
        May 18, 2015 to Mar 28, 2016
      • Non-discretionary RAUM · 11400000.0 to unset
        May 18, 2015 to Mar 28, 2016
      • RAUM · 11400000.0 to unset
        May 18, 2015 to Mar 28, 2016
      • Accounts · unset to 1.0
        Mar 31, 2015 to May 18, 2015
      • Discretionary RAUM · unset to 0.0
        Mar 31, 2015 to May 18, 2015
      • Non-discretionary RAUM · unset to 11400000.0
        Mar 31, 2015 to May 18, 2015
      • RAUM · unset to 11400000.0
        Mar 31, 2015 to May 18, 2015
      • Advisory activities · 1 to 2
        Jan 8, 2014 to Mar 31, 2015
      • Employees · 3 to 4
        Jan 8, 2014 to Mar 31, 2015
      • Insurance-licensed employees · 2 to 0
        Jan 8, 2014 to Mar 31, 2015
      • Financial planning clients · unset to 0
        Jan 8, 2014 to Mar 31, 2015
      • State-registered IARs · 2 to 0
        Jan 8, 2014 to Mar 31, 2015
      Signals
      1 dated events
      • V•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 8, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026