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Former SEC-registered adviser

V••••• H••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 169305SEC 801-100419IAPD
Latest filing Mar 28, 2018
First filing on the tape Jun 18, 2015 · 4 filings
RAUM
$204M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$204M gross assets
History
4 filings and snapshots on the tape
RAUM$204M as of Mar 28, 2018
Mar 28, 2016$178M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2018
Mar 28, 20160 then
Employees (5.A)3 as of Mar 28, 2018
Mar 28, 20164 then
Private funds1 as of Mar 28, 2018
Mar 28, 20161 then
RAUM +9.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$67.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$204M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$204M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$204M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••••• M••••• F•••• L•••Hedge Fund$204M13Feb 11, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • R••••••• H••• · Managing Member Of V••••• Gp, LLCcontrol
        since 08/2013 · owns 75% or more
      • R•••• A••• · Principal Of V••••• Gp, LLCcontrol
        since 08/2013 · owns 25% to 50%
      • J••••••• E• · Chief Compliance Officer
        since 12/2013 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · unset to 3.0
        Mar 30, 2017 to Mar 28, 2018
      • Assets in custody · $186M to $204M
        Mar 30, 2017 to Mar 28, 2018
      • Employees · 4 to 3
        Mar 30, 2017 to Mar 28, 2018
      • Other offices · unset to 1.0
        Mar 30, 2017 to Mar 28, 2018
      • Discretionary RAUM · $186M to $204M
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 203671543.0
        Mar 30, 2017 to Mar 28, 2018
      • RAUM · $186M to $204M
        Mar 30, 2017 to Mar 28, 2018
      • Assets in custody · $178M to $186M
        Mar 28, 2016 to Mar 30, 2017
      • Discretionary RAUM · $178M to $186M
        Mar 28, 2016 to Mar 30, 2017
      • RAUM · $178M to $186M
        Mar 28, 2016 to Mar 30, 2017
      • Assets in custody · $171M to $178M
        Jun 18, 2015 to Mar 28, 2016
      • Financial planning clients · 0 to unset
        Jun 18, 2015 to Mar 28, 2016
      • Private funds · 2 to 1
        Jun 18, 2015 to Mar 28, 2016
      • Discretionary RAUM · $171M to $178M
        Jun 18, 2015 to Mar 28, 2016
      • RAUM · $171M to $178M
        Jun 18, 2015 to Mar 28, 2016
      Signals
      1 dated events
      • ••• Locked
        Jun 18, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026