DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E• A•••••••• G••••• E•••• S•••••••
Legal name A•••••••• E••••••• G•••••••
Latest filing Feb 25, 2026
First filing on the tape Oct 17, 2013 · 16 filings
SEC status approved since Nov 13, 2013
RAUM
$7.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$7.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$7.8M as of Feb 25, 2026
Apr 24, 2014$22.0M then
HNW client RAUM$3.2M as of Feb 25, 2026
Mar 27, 2018$3.6M then
State-registered IARs (5.B.3)0 as of Feb 25, 2026
Apr 24, 20140 then
Employees (5.A)0 as of Feb 25, 2026
Apr 24, 20141 then
Private funds: no history
RAUM +7.8% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $520,376derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.6M59%
- High-net-worth individuals$3.2M41%
- Individual clients
- 14reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• E•••••••• G••••••• · Sole Proprietor And Ccocontrolsince 07/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 15Mar 4, 2025 to Feb 25, 2026
- HNW clients · unset to 1.0Mar 4, 2025 to Feb 25, 2026
- Individual clients · 13 to 14Mar 4, 2025 to Feb 25, 2026
- Discretionary RAUM · $7.2M to $7.8MMar 4, 2025 to Feb 25, 2026
- HNW RAUM · $3.3M to $3.2MMar 4, 2025 to Feb 25, 2026
- Individual RAUM · $3.9M to $4.6MMar 4, 2025 to Feb 25, 2026
- RAUM · $7.2M to $7.8MMar 4, 2025 to Feb 25, 2026
- Accounts · 11 to 13Feb 20, 2024 to Mar 4, 2025
- Individual clients · 11 to 13Feb 20, 2024 to Mar 4, 2025
- Financial planning clients · unset to Feb 20, 2024 to Mar 4, 2025
- HQ state · unset to Feb 20, 2024 to Mar 4, 2025
- Discretionary RAUM · $8.1M to $7.2MFeb 20, 2024 to Mar 4, 2025
- HNW RAUM · $2.7M to $3.3MFeb 20, 2024 to Mar 4, 2025
- Individual RAUM · $5.4M to $3.9MFeb 20, 2024 to Mar 4, 2025
- RAUM · $8.1M to $7.2MFeb 20, 2024 to Mar 4, 2025
- Employees · 1 to 0Mar 20, 2023 to Feb 20, 2024
- Discretionary RAUM · $8.0M to $8.1MMar 20, 2023 to Feb 20, 2024
- HNW RAUM · $2.7M to $2.7MMar 20, 2023 to Feb 20, 2024
- Individual RAUM · $5.3M to $5.4MMar 20, 2023 to Feb 20, 2024
- RAUM · $8.0M to $8.1MMar 20, 2023 to Feb 20, 2024
- Individual clients · 10 to 11Mar 22, 2022 to Mar 20, 2023
- Discretionary RAUM · $8.4M to $8.0MMar 22, 2022 to Mar 20, 2023
- HNW RAUM · $3.2M to $2.7MMar 22, 2022 to Mar 20, 2023
- Individual RAUM · $5.2M to $5.3MMar 22, 2022 to Mar 20, 2023
- RAUM · $8.4M to $8.0MMar 22, 2022 to Mar 20, 2023
- Accounts · 10 to 11Mar 23, 2021 to Mar 22, 2022
- Individual clients · 9 to 10Mar 23, 2021 to Mar 22, 2022
- Discretionary RAUM · $7.8M to $8.4MMar 23, 2021 to Mar 22, 2022
- Individual RAUM · $4.6M to $5.2MMar 23, 2021 to Mar 22, 2022
- RAUM · $7.8M to $8.4MMar 23, 2021 to Mar 22, 2022
- Accounts · 15 to 10Feb 13, 2020 to Mar 23, 2021
- Individual clients · 14 to 9Feb 13, 2020 to Mar 23, 2021
- Discretionary RAUM · $11.0M to $7.8MFeb 13, 2020 to Mar 23, 2021
- HNW RAUM · $3.4M to $3.2MFeb 13, 2020 to Mar 23, 2021
- Individual RAUM · $7.6M to $4.6MFeb 13, 2020 to Mar 23, 2021
- RAUM · $11.0M to $7.8MFeb 13, 2020 to Mar 23, 2021
- Discretionary RAUM · $11.2M to $11.0MMar 27, 2018 to Mar 27, 2019
- HNW RAUM · $3.6M to $3.4MMar 27, 2018 to Mar 27, 2019
- RAUM · $11.2M to $11.0MMar 27, 2018 to Mar 27, 2019
- Accounts · 19 to 15Mar 30, 2017 to Mar 27, 2018
Signals
1 dated events
- E• A•••••••• G••••• E•••• S••••••• filed its initial SEC registration (Form ADV)Oct 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G•••••E••••SERVICES.CHreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 41-43-322-98-70reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026