DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Nov 5, 2013 · 34 filings
SEC status approved since Nov 8, 2013
RAUM
$439M
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
92%
$405M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$439M as of Mar 26, 2026
Mar 31, 2014$0 then
HNW client RAUM$395M as of Mar 26, 2026
Mar 31, 2018$109M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 31, 20140 then
Employees (5.A)4 as of Mar 26, 2026
Mar 31, 20142 then
Private funds: no history
RAUM +28% over the last fiscal year+21% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $59.5M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$395M90%
- Charitable organizations$33.4M7.6%
- Individuals$9.3M2.1%
- Corporations and businesses$725,0740.2%
- Individual clients
- 36reported
- HNW clients
- 54reported
- Pension plan clients
- 0reported
- Charitable clients
- 11reported
- Accounts
- 322reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.5M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• R••• L••••• | Sewell, Nj | Apr 21, 2021 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• N••••••••• to T•••• A•••••••• W••••• A•••••••• L••Dec 31, 2016 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A••••• H••••• · Chief Compliance Officersince 02/2014 · owns 5% to 10%
Entity owners
- T•••• A•••••••• W••••• A•••••••• L•• · Memberdirect · owns 75% or more
- T• M••••••• L•• · Memberindirect · owns 50% to 75% of T•••• A•••••••• W••••• A•••••••• L••
Related persons
Schedule D 7.A
- T•••• A•••••••• W••••• A•••••••• L••investment advisery
Advisers that list T• C•••••• M••••••••• L•• as a related person
- 281937 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sewell, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 26, 2026HNW RAUM per HNW client of $7,323,917 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.3 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 292 to 322Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Mar 26, 2026
- Charity clients · 9 to 11Mar 28, 2025 to Mar 26, 2026
- HNW clients · 48 to 54Mar 28, 2025 to Mar 26, 2026
- Individual clients · 30 to 36Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $52.8M to $59.5MMar 28, 2025 to Mar 26, 2026
- Employees · 3 to 4Mar 28, 2025 to Mar 26, 2026
- Insurance-licensed employees · 3 to 4Mar 28, 2025 to Mar 26, 2026
- State-registered IARs · 3 to 4Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $99.7M to $104MMar 28, 2025 to Mar 26, 2026
- HNW RAUM · $312M to $395MMar 28, 2025 to Mar 26, 2026
- Individual RAUM · $8.3M to $9.3MMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $244M to $335MMar 28, 2025 to Mar 26, 2026
- RAUM · $344M to $439MMar 28, 2025 to Mar 26, 2026
- Accounts · 261 to 292Oct 17, 2024 to Mar 28, 2025
- Charity clients · 7 to 9Oct 17, 2024 to Mar 28, 2025
- Corporate clients · 0.0 to unsetOct 17, 2024 to Mar 28, 2025
- HNW clients · 52 to 48Oct 17, 2024 to Mar 28, 2025
- Individual clients · 38 to 30Oct 17, 2024 to Mar 28, 2025
- Pension plan clients · unset to 0.0Oct 17, 2024 to Mar 28, 2025
- Pooled vehicle clients · unset to 0.0Oct 17, 2024 to Mar 28, 2025
- Insurance-licensed employees · 0 to 3Oct 17, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Oct 17, 2024 to Mar 28, 2025
- State-registered IARs · 0 to 3Oct 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $94.8M to $99.7MOct 17, 2024 to Mar 28, 2025
- HNW RAUM · $281M to $312MOct 17, 2024 to Mar 28, 2025
- Individual RAUM · $5.6M to $8.3MOct 17, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $208M to $244MOct 17, 2024 to Mar 28, 2025
- RAUM · $303M to $344MOct 17, 2024 to Mar 28, 2025
- HQ city · TURNERSVILLE to SEWELLApr 26, 2024 to Oct 17, 2024
- Accounts · 285 to 261Mar 29, 2023 to Mar 24, 2024
- Charity clients · 6 to 7Mar 29, 2023 to Mar 24, 2024
- Assets in custody · $51.5M to $52.8MMar 29, 2023 to Mar 24, 2024
- Discretionary RAUM · $89.3M to $94.8MMar 29, 2023 to Mar 24, 2024
- HNW RAUM · $237M to $281MMar 29, 2023 to Mar 24, 2024
- Individual RAUM · $4.5M to $5.6MMar 29, 2023 to Mar 24, 2024
- Non-discretionary RAUM · $161M to $208MMar 29, 2023 to Mar 24, 2024
- RAUM · $250M to $303MMar 29, 2023 to Mar 24, 2024
- Accounts · 264 to 285Mar 30, 2022 to Mar 29, 2023
- Charity clients · 7 to 6Mar 30, 2022 to Mar 29, 2023
Signals
1 dated events
- T• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@tacapitalmanagement.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 646-290-5660reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6462905660reportedpublic record, Form ADV, Mar 26, 2026
- Team page
- tacapitalmanagement.com/team-2-2reportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026