DFX Intelligence
RIA Intelligence
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SEC-registered adviser
G••••• E•••• S••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Aug 27, 2025 · 3 filings
SEC status approved since Aug 29, 2025
RAUM
$50.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$50.5M as of Mar 24, 2026
Aug 27, 2025$40.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Aug 27, 20250 then
Employees (5.A)7 as of Mar 24, 2026
Aug 27, 20256 then
Private funds1 as of Mar 24, 2026
Aug 27, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $40.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$40.0M79%
- Investment companies$10.5M21%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $40.0M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• E•••• G••••• M••••• F•••• L• | Hedge Fund | $29.5M | 2 | Oct 29, 2021 |
| G••••• E•••• G••••• F•••• L• | Hedge Fund | $22.6M | 10 | Sep 23, 2020 |
| Q•••••• H•••• F•••• L•no longer reported | Hedge Fund | $11.5M | 3 | Jan 31, 2017 |
| G••••• E•••• G••••• F••• O•••••••• L•• | Hedge Fund | $6.9M | 2 | Oct 29, 2021 |
| V•••••• F•••• L•no longer reported | Hedge Fund | $4.6M | 3 | Dec 6, 2013 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• C••••• J••• · Chief Financial Officer, Chief Operating Officer & Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- Z••••••• M•••• E••• · Managing Membercontrolsince 10/2013 · owns 10% to 25%
- Z••••••• R••••• · Managing Membercontrolsince 10/2013 · owns 25% to 50%
- Z••••••• M••• J••• · Membersince 10/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $50.5M to $40.0MNov 5, 2025 to Mar 24, 2026
- Employees · 6 to 7Nov 5, 2025 to Mar 24, 2026
- Other offices · 0 to 1Nov 5, 2025 to Mar 24, 2026
- Discretionary RAUM · $53.5M to $50.5MNov 5, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $50.5M to $40.0MNov 5, 2025 to Mar 24, 2026
- RAUM · $53.5M to $50.5MNov 5, 2025 to Mar 24, 2026
- Accounts · 3 to 4Aug 27, 2025 to Nov 5, 2025
- Advisory activities · 1 to 2Aug 27, 2025 to Nov 5, 2025
- Assets in custody · $40.6M to $50.5MAug 27, 2025 to Nov 5, 2025
- Discretionary RAUM · $40.6M to $53.5MAug 27, 2025 to Nov 5, 2025
- Pooled vehicle RAUM · $40.6M to $50.5MAug 27, 2025 to Nov 5, 2025
- RAUM · $40.6M to $53.5MAug 27, 2025 to Nov 5, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 561-510-6606reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026