DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••• C•••••• A•••••••• L••
Latest filing Apr 27, 2026
First filing on the tape Jun 29, 2020 · 8 filings
SEC status approved since Jun 29, 2020
RAUM
$905M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$905M as of Apr 27, 2026
Mar 29, 2021$392M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 29, 20211 then
Employees (5.A)14 as of Apr 27, 2026
Mar 29, 20219 then
Private funds4 as of Apr 27, 2026
Mar 29, 20213 then
RAUM -1.5% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $226MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$905M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• P••••••• I•• L••• | Private Equity Fund | $331M | 54 | Mar 30, 2020 |
| N•••••• P•••••••• L••• | Private Equity Fund | $139M | 25 | Oct 30, 2013 |
| N•••••• P••••••• E•••••••• F•••• L••• | Private Equity Fund | $5.5M | 11 | Oct 30, 2013 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• B••••• T••• · Managing Member, Managing Director, And Member Of The Investment Committeecontrolsince 06/2011 · owns 25% to 50%
- L••• K•• S•••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- R•••• R•••• S•••• · Managing Director And Member Of The Investment Committeecontrolsince 01/2024 · owns less than 5%
- S••••••••• B•••• · Managing Member, Managing Director, And Member Of The Investment Committeecontrolsince 06/2011 · owns 25% to 50%
- S••••••• R•••• M•••• · Managing Member, Managing Director, And Member Of The Investment Committeecontrolsince 06/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
- N•••••• I••••••••• M••••••••• I•• L•••bankpooled vehicle sponsorn
- N•••••• I••••••••• M••••••••• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 12Mar 28, 2025 to Mar 27, 2026
- Employees · 11 to 14Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $919M to $905MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $919M to $905MMar 28, 2025 to Mar 27, 2026
- RAUM · $919M to $905MMar 28, 2025 to Mar 27, 2026
- Accounts · 3 to 4Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 11 to 10Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 3 to 4Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $475M to $919MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $475M to $919MMar 28, 2024 to Mar 28, 2025
- RAUM · $475M to $919MMar 28, 2024 to Mar 28, 2025
- Assets in custody · 196782202.0 to unsetMar 31, 2023 to Mar 28, 2024
- Custody of client assets · true to falseMar 31, 2023 to Mar 28, 2024
- Insurance-licensed employees · 1 to 0Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 0Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $492M to $475MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $492M to $475MMar 31, 2023 to Mar 28, 2024
- RAUM · $492M to $475MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 9 to 11Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $175M to $197MMar 30, 2022 to Mar 31, 2023
- Employees · 10 to 11Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $518M to $492MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $518M to $492MMar 30, 2022 to Mar 31, 2023
- RAUM · $518M to $492MMar 30, 2022 to Mar 31, 2023
- Assets in custody · $175M to $175MMar 29, 2021 to Mar 30, 2022
- Employees · 9 to 10Mar 29, 2021 to Mar 30, 2022
- HQ city · ARLINGTON to ROSSLYNMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $392M to $518MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $392M to $518MMar 29, 2021 to Mar 30, 2022
- RAUM · $392M to $518MMar 29, 2021 to Mar 30, 2022
- Advisory employees · 8 to 9Jun 29, 2020 to Mar 29, 2021
- Assets in custody · $120M to $175MJun 29, 2020 to Mar 29, 2021
- Employees · 8 to 9Jun 29, 2020 to Mar 29, 2021
- Private funds · 6 to 3Jun 29, 2020 to Mar 29, 2021
- Discretionary RAUM · $283M to $392MJun 29, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $283M to $392MJun 29, 2020 to Mar 29, 2021
- RAUM · $283M to $392MJun 29, 2020 to Mar 29, 2021
Signals
7 dated events
- N•••••• C•••••• A•••••••• L•• reported RAUM $918.8M, up 94% from $474.7M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- S•••• R••• R••• (Managing Director And Member Of The Investment Committee) appeared on Schedule A of N•••••• C•••••• A•••••••• L••Mar 28, 2024 · Control person joined · fact
- Kun Seung Lee (Chief Financial Officer And Vp Of Compliance) appeared on Schedule A of N•••••• C•••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Jeffrey Rodd Macklin (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of N•••••• C•••••• A•••••••• L•• (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- N•••••• C•••••• A•••••••• L•• reported RAUM $518.2M, up 32% from $392.2M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- N•••••• C•••••• A•••••••• L•• reported RAUM $392.2M, up 38% from $283.4M (2020-06-29 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- N•••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••• C•••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- N•••••• C•••••• A•••••••• L•• · Private Equityshared crd · organization
- N•••••• C•••••• A•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/navimed-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- n••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (202) 817-2850reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026