DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••• I••••••••• A•••••••• L••

Asset manager (funds and pooled vehicles)Irvine, CaliforniaCRD 169572SEC 801-108305website IAPD

Latest filing Mar 27, 2026

First filing on the tape Aug 18, 2016 · 30 filings

SEC status approved since Aug 26, 2016

RAUM

$5.8B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$5.8B as of Mar 27, 2026

Mar 31, 2017$105M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 31, 20170 then

Employees (5.A)16 as of Mar 27, 2026

Mar 31, 20173 then

Private funds7 as of Mar 27, 2026

Mar 31, 20171 then

RAUM +34% over the last fiscal year+33% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

Archetypes, each a printed rule

PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $833MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +34%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$5.8B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

10 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S•••• S•••••••• O••••••••• F•••• L•	Real Estate Fund	$1.8B	29	Sep 1, 2020
S•• D••• O••••••••• F••• I•• L•••	Real Estate Fund	$817M	34	Oct 23, 2018
S•• D••• O••••••••• R•••• L••no longer reported	Real Estate Fund	$484M	1	Mar 31, 2019
S•• D••• O••••••••• F••• I••• L•	Real Estate Fund	$404M	36	Mar 30, 2024
S•••• S•••••••• O••••••••• F••• I•• L•	Real Estate Fund	$110M	11	Mar 30, 2024
S•• D••• O••••••••• F•••• L•••	Real Estate Fund	$108M	17	Aug 18, 2016
S•• S•••••• O••••••••• F•••• L•••no longer reported	Securitized Asset Fund	$55.0M	1	Mar 30, 2020
S•• S•••••• O••••••••• F••• I•• L•no longer reported	Securitized Asset Fund	$50.0M	1	Sep 1, 2020
S•• I• C••••••••• L•	Real Estate Fund	$190,017	4	Mar 30, 2024
S•• S•••••• O••••••••• F•••• L•	Real Estate Fund	$190,017	1	Mar 30, 2024

Owners and control persons

Schedule A and B, latest filing

A••••• S••••••• D•••••••• · Managing Directorcontrol
since 12/2021 · owns less than 5%
C•••• M••••••• A•••••• · Managing Directorcontrol
since 06/2022 · owns less than 5%
J••••••• R•••••• P•••••••• · Senior Portfolio Manager And Chief Investment Strategistcontrol
since 09/2012 · owns less than 5%
S••••• T••• J••••• · Managing Directorcontrol
since 09/2022 · owns less than 5%
W•••••••• M••••••• L••••••• · Chief Financial Officercontrol
since 12/2019 · owns less than 5%
M•••••••• K••••• R••••••• · Partner
since 08/2016 · owns 10% to 25%
S••••••••• A•••• S••••••• · Chief Compliance Officer
since 05/2023 · owns less than 5%

Entity owners

S•• I•• L•• · Delaware Limited Liability Company
direct · owns 75% or more
S•••• C•••••• H•••••• C••••••• L•• · Member
indirect · owns 75% or more of S•••• C•••••• O••••••••• L••
S•••• C•••••• O••••••••• L•• · Member
indirect · owns 75% or more of S•• I•• L••
T•••••• C•••••• V••• L••• · General Partner
indirect · owns F of T•••••• V••• L•••
T•••••• S•••• C•••••• H••••••••• C••••••••• · Member
indirect · owns 75% or more of S•••• C•••••• H•••••• C••••••• L••
T•••••• V•• P••••••• F•••• L••• · Shareholder
indirect · owns 50% to 75% of T•••••• S•••• C•••••• H••••••••• C•••••••••
T•••••• V••• L••• · General Partner
indirect · owns F of T•••••• V•• P••••••• F•••• L•••
T•••••• V••• L••• · Shareholder
indirect · owns 50% to 75% of T•••••• S•••• C•••••• H••••••••• C•••••••••

Related persons

Schedule D 7.A

S••• G•• L••
pooled vehicle sponsory
S••• I• G•• L•
pooled vehicle sponsory
S••• I•• G•• L•
pooled vehicle sponsory
S•• D•• G• •••••••• L••
pooled vehicle sponsory
S•• F••• ••••••• G•• L••
pooled vehicle sponsory
S•• F••• G•• L•
pooled vehicle sponsory
S•• F••• I• G•• L•
pooled vehicle sponsory
S•• I• C•••••••• G•• L•
pooled vehicle sponsory
S••• O•• G•• L••
pooled vehicle sponsory
S••• S••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 6 to 7
Mar 31, 2025 to Mar 27, 2026
Pooled vehicle clients · 6 to 7
Mar 31, 2025 to Mar 27, 2026
Employees · 15 to 16
Mar 31, 2025 to Mar 27, 2026
Private funds · 5 to 7
Mar 31, 2025 to Mar 27, 2026
Discretionary RAUM · $4.3B to $5.8B
Mar 31, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $4.3B to $5.8B
Mar 31, 2025 to Mar 27, 2026
RAUM · $4.3B to $5.8B
Mar 31, 2025 to Mar 27, 2026
Advisory employees · 9 to 10
Apr 29, 2024 to Mar 31, 2025
Financial planning clients · unset to
Apr 29, 2024 to Mar 31, 2025
Private funds · 6 to 5
Apr 29, 2024 to Mar 31, 2025
Discretionary RAUM · $3.3B to $4.3B
Apr 29, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $3.3B to $4.3B
Apr 29, 2024 to Mar 31, 2025
RAUM · $3.3B to $4.3B
Apr 29, 2024 to Mar 31, 2025
Accounts · 7 to 6
Mar 30, 2024 to Apr 29, 2024
Pooled vehicle clients · 7 to 6
Mar 30, 2024 to Apr 29, 2024
Private funds · 7 to 6
Mar 30, 2024 to Apr 29, 2024
Discretionary RAUM · $3.3B to $3.3B
Mar 30, 2024 to Apr 29, 2024
Pooled vehicle RAUM · $3.3B to $3.3B
Mar 30, 2024 to Apr 29, 2024
RAUM · $3.3B to $3.3B
Mar 30, 2024 to Apr 29, 2024
Accounts · 4 to 7
Jul 24, 2023 to Mar 30, 2024
Advisory employees · 11 to 9
Jul 24, 2023 to Mar 30, 2024
Pooled vehicle clients · 4 to 7
Jul 24, 2023 to Mar 30, 2024
Employees · 16 to 15
Jul 24, 2023 to Mar 30, 2024
Private funds · 3 to 7
Jul 24, 2023 to Mar 30, 2024
Discretionary RAUM · $2.5B to $3.3B
Jul 24, 2023 to Mar 30, 2024
Pooled vehicle RAUM · $2.5B to $3.3B
Jul 24, 2023 to Mar 30, 2024
RAUM · $2.5B to $3.3B
Jul 24, 2023 to Mar 30, 2024
Advisory employees · 0 to 11
Mar 30, 2023 to May 30, 2023
Accounts · 5 to 4
Sep 27, 2022 to Mar 30, 2023
Pooled vehicle clients · 3 to 4
Sep 27, 2022 to Mar 30, 2023
Employees · 0 to 16
Sep 27, 2022 to Mar 30, 2023
Private funds · 6 to 3
Sep 27, 2022 to Mar 30, 2023
Discretionary RAUM · $984M to $2.5B
Sep 27, 2022 to Mar 30, 2023
Non-discretionary RAUM · $105M to $0
Sep 27, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $984M to $2.5B
Sep 27, 2022 to Mar 30, 2023
RAUM · $1.1B to $2.5B
Sep 27, 2022 to Mar 30, 2023
Discretionary RAUM · $923M to $984M
Jan 18, 2022 to Mar 30, 2022
Pooled vehicle RAUM · $923M to $984M
Jan 18, 2022 to Mar 30, 2022
RAUM · $1.0B to $1.1B
Jan 18, 2022 to Mar 30, 2022
Related adviser · true to false
Jan 18, 2022 to Mar 30, 2022

Signals

18 dated events

S•••• I••••••••• A•••••••• L•• reported RAUM $5.8B, up 34% from $4.3B (2025-03-31 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
S•••• I••••••••• A•••••••• L•• reported RAUM $4.3B, up 33% from $3.3B (2024-04-29 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
S•••• I••••••••• A•••••••• L•• reported RAUM $3.3B, up 34% from $2.5B (2023-07-24 to 2024-03-30)
Mar 30, 2024 · RAUM change · derived
I-Hui A•••• C••• (Chief Compliance Officer) no longer on Schedule A of S•••• I••••••••• A•••••••• L•• (listed 2023-03-30, absent 2023-05-30)
May 30, 2023 · Control person left · inference
S•••• I••••••••• A•••••••• L•• reported RAUM $2.5B, up 128% from $1.1B (2022-09-27 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
Anthony M•••••• Cook (Managing Director) appeared on Schedule A of S•••• I••••••••• A•••••••• L••
Sep 27, 2022 · Control person joined · fact
Joshua Tal Seder (Managing Director) appeared on Schedule A of S•••• I••••••••• A•••••••• L••
Sep 27, 2022 · Control person joined · fact
B••••• A••••••• (Vice President) no longer on Schedule A of S•••• I••••••••• A•••••••• L•• (listed 2022-06-30, absent 2022-09-27)
Sep 27, 2022 · Control person left · inference
I-Hui A•••• C••• (Chief Compliance Officer) appeared on Schedule A of S•••• I••••••••• A•••••••• L••
Jan 18, 2022 · Control person joined · fact
Yvette Valerie Pierrat (Chief Compliance Officer) no longer on Schedule A of S•••• I••••••••• A•••••••• L•• (listed 2021-03-31, absent 2021-08-13)
Aug 13, 2021 · Control person left · inference
S•••• I••••••••• A•••••••• L•• reported RAUM $986.6M, up 78% from $553.8M (2020-04-02 to 2020-09-01)
Sep 1, 2020 · RAUM change · derived
S•••• I••••••••• A•••••••• L•• reported RAUM $553.8M, up 41% from $392.2M (2019-09-13 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
L••••••• M•••••• W••••••• (Chief Financial Officer) appeared on Schedule A of S•••• I••••••••• A•••••••• L••
Mar 30, 2020 · Control person joined · fact
S•••• I••••••••• A•••••••• L•• reported RAUM $392.2M, up 57% from $250.0M (2019-03-31 to 2019-09-13)
Sep 13, 2019 · RAUM change · derived
M•••••• David Browne (Chief Financial Officer) no longer on Schedule A of S•••• I••••••••• A•••••••• L•• (listed 2019-03-31, absent 2019-09-13)
Sep 13, 2019 · Control person left · inference
S••• A•••• S•••• (Principal Financial Officer) no longer on Schedule A of S•••• I••••••••• A•••••••• L•• (listed 2018-10-31, absent 2019-03-31)
Mar 31, 2019 · Control person left · inference
S•••• I••••••••• A•••••••• L•• reported RAUM $300.4M, up 60% from $188.2M (2018-03-29 to 2018-10-23)
Oct 23, 2018 · RAUM change · derived
S•••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Aug 18, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/sabal-investment-holdingsreportedpublic record, Form ADV, Sep 18, 2026
Website: sabal.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 949-255-2699reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

S•••• I••••••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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