DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E••••••• F••• M•••••••••

Former SEC-registered adviserCiudad De Mexico, CRD 169639SEC 801-79334websiteIAPD
Legal name E••••••• F••• M••••••••• A••••• I••••••••• S••••••• D• C•••
Latest filing Jan 3, 2024
First filing on the tape Mar 4, 2014 · 11 filings
SEC status approved since Apr 15, 2014
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM: $3.0B
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 3, 2024
Mar 31, 20150 then
Employees (5.A)8 as of Jan 3, 2024
Mar 31, 201515 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 3, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• I•••••• · Ownercontrol
        since 05/2013 · owns 75% or more
      • M•••••• J••••••• D•••• · Ceocontrol
        since 05/2013 · owns less than 5%
      • G••••••• O•••• · Compliance Officer
        since 01/2021 · owns less than 5%
      • G•••••••• I•••••• A•••••••• · Invetment Director
        since 12/2019 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 12 to 8
        May 5, 2022 to Jan 3, 2024
      • Advisory employees · 5 to 3
        Mar 24, 2021 to May 5, 2022
      • Advisory employees · 8 to 5
        Jul 1, 2019 to Mar 24, 2021
      • Employees · 17 to 12
        Jul 1, 2019 to Mar 24, 2021
      • HQ city · DISTRITO FEDERAL to CIUDAD DE MEXICO
        Jul 1, 2019 to Mar 24, 2021
      • Employees · 19 to 17
        Mar 16, 2018 to Jul 1, 2019
      • Legal name · E••••••• F••• M•••••••••, A••••• DE INVERSIONES, S.A.P.I. DE C.V to E••••••• F••• M••••••••• A••••• I••••••••• S••••••• D• C•••
        May 3, 2017 to Mar 16, 2018
      • Other offices · unset to 0.0
        May 3, 2017 to Mar 16, 2018
      • Financial planning clients · unset to 1-10
        Jun 2, 2016 to May 3, 2017
      • Legal name · E••••••• F••• M•••••••••, S.A.P.I. DE C.V. to E••••••• F••• M•••••••••, A••••• DE INVERSIONES, S.A.P.I. DE C.V
        Jun 2, 2016 to May 3, 2017
      • Accounts · 1.0 to unset
        Mar 31, 2015 to Jun 2, 2016
      • Advisory employees · 11 to 8
        Mar 31, 2015 to Jun 2, 2016
      • Employees · 15 to 19
        Mar 31, 2015 to Jun 2, 2016
      • Discretionary RAUM · 3000000000.0 to unset
        Mar 31, 2015 to Jun 2, 2016
      • Non-discretionary RAUM · 0.0 to unset
        Mar 31, 2015 to Jun 2, 2016
      • RAUM · 3000000000.0 to unset
        Mar 31, 2015 to Jun 2, 2016
      • Advisory employees · 9 to 11
        Apr 10, 2014 to Mar 31, 2015
      • Employees · 14 to 15
        Apr 10, 2014 to Mar 31, 2015
      • Discretionary RAUM · $1.1B to $3.0B
        Apr 10, 2014 to Mar 31, 2015
      • RAUM · $1.1B to $3.0B
        Apr 10, 2014 to Mar 31, 2015
      • Related adviser · true to false
        Apr 10, 2014 to Mar 31, 2015
      • Legal name · E••••••• F••• M••••••••• SAPI DE CV to E••••••• F••• M•••••••••, S.A.P.I. DE C.V.
        Mar 4, 2014 to Apr 10, 2014
      Signals
      2 dated events
      • E••••••• F••• M••••••••• no longer on the SEC adviser roster (last listed 2025-09-02)
        Dec 20, 2025 · Left the SEC roster · derived
      • E••••••• F••• M••••••••• filed its initial SEC registration (Form ADV)
        Mar 4, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026