DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2020 · 18 filings
SEC status approved since Apr 29, 2020
RAUM
$293M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$279M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$293M as of Mar 24, 2026
Mar 16, 2021$164M then
HNW client RAUM$233M as of Mar 24, 2026
Mar 16, 2021$134M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 16, 20213 then
Employees (5.A)4 as of Mar 24, 2026
Mar 16, 20213 then
Private funds: no history
RAUM +14% over the last fiscal year+14% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $471,595derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$233M79%
- Individuals$46.5M16%
- Pension and profit-sharing plans$8.3M2.8%
- Charitable organizations$5.3M1.8%
- Individual clients
- 112reported
- HNW clients
- 91reported
- Pension plan clients
- 2reported
- Charitable clients
- 2reported
- Accounts
- 621reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• H•••••• S•••••Chartered Financial Analyst | Boulder, Co | Apr 8, 2014 | 27 y | 0 |
| K•••••••• K•••••• B•••••Chartered Financial Analyst | Boulder, Co | Apr 8, 2014 | 15 y | 1 |
| D•••••• V••••••• O•••••••• | Whitefish, Mt | Oct 28, 2016 | 39 y | 3 |
| T••••• S•••••••••Chartered Financial Analyst | Boulder, Co | Sep 15, 2025 | 10 y | 1 |
| D••••• T••••• G••••••Chartered Financial Analyst | Boulder, Co | Jul 22, 2026 | 16 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• T••••• G•••••• from T•••••••• I••••••••• M••••••••• I••Jul 22, 2026 · Other
- T••••• S••••••••• from C••••••• A•••• M••••••••• L••Sep 15, 2025 · RIA to RIA
- D•••••• V••••••• O•••••••• from A••• C•••••• M•••••••••Oct 28, 2016 · Other
- K•••••••• K•••••• B••••• from C••••••• F•••••••• M••••••••• L••Apr 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• K••••••••• K•••••• · Managing Membercontrolsince 02/2014 · owns 50% to 75%
- S•••••• W••••••• H•••••• · Managing Member, Ccocontrolsince 11/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boulder, Co · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Whitefish, MT1 employees
What changed
consecutive filings, newest first
- Accounts · 591 to 621Mar 21, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4Mar 21, 2025 to Mar 24, 2026
- Charity clients · 1 to 2Mar 21, 2025 to Mar 24, 2026
- HNW clients · 85 to 91Mar 21, 2025 to Mar 24, 2026
- Individual clients · 110 to 112Mar 21, 2025 to Mar 24, 2026
- Pension plan clients · unset to 2.0Mar 21, 2025 to Mar 24, 2026
- Employees · 3 to 4Mar 21, 2025 to Mar 24, 2026
- State-registered IARs · 3 to 4Mar 21, 2025 to Mar 24, 2026
- Discretionary RAUM · $258M to $293MMar 21, 2025 to Mar 24, 2026
- HNW RAUM · $207M to $233MMar 21, 2025 to Mar 24, 2026
- Individual RAUM · $45.7M to $46.5MMar 21, 2025 to Mar 24, 2026
- Pension RAUM · unset to 8341392.0Mar 21, 2025 to Mar 24, 2026
- RAUM · $258M to $293MMar 21, 2025 to Mar 24, 2026
- Accounts · 553 to 591Mar 21, 2024 to Mar 21, 2025
- Advisory employees · 4 to 3Mar 21, 2024 to Mar 21, 2025
- Charity clients · 2 to 1Mar 21, 2024 to Mar 21, 2025
- HNW clients · 60 to 85Mar 21, 2024 to Mar 21, 2025
- Individual clients · 135 to 110Mar 21, 2024 to Mar 21, 2025
- Employees · 4 to 3Mar 21, 2024 to Mar 21, 2025
- Financial planning clients · 101-250 to 101-250Mar 21, 2024 to Mar 21, 2025
- State-registered IARs · 4 to 3Mar 21, 2024 to Mar 21, 2025
- Discretionary RAUM · $195M to $258MMar 21, 2024 to Mar 21, 2025
- HNW RAUM · $151M to $207MMar 21, 2024 to Mar 21, 2025
- Individual RAUM · $63.6M to $45.7MMar 21, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $23.9M to $0Mar 21, 2024 to Mar 21, 2025
- RAUM · $219M to $258MMar 21, 2024 to Mar 21, 2025
- Accounts · 559 to 553Mar 24, 2023 to Mar 21, 2024
- Charity clients · 3 to 2Mar 24, 2023 to Mar 21, 2024
- HNW clients · 59 to 60Mar 24, 2023 to Mar 21, 2024
- Individual clients · 151 to 135Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $172M to $195MMar 24, 2023 to Mar 21, 2024
- HNW RAUM · $139M to $151MMar 24, 2023 to Mar 21, 2024
- Individual RAUM · $53.4M to $63.6MMar 24, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $24.3M to $23.9MMar 24, 2023 to Mar 21, 2024
- RAUM · $196M to $219MMar 24, 2023 to Mar 21, 2024
- Accounts · 556 to 559Mar 18, 2022 to Mar 24, 2023
- Charity clients · 2 to 3Mar 18, 2022 to Mar 24, 2023
- HNW clients · 60 to 59Mar 18, 2022 to Mar 24, 2023
- Individual clients · 139 to 151Mar 18, 2022 to Mar 24, 2023
- Discretionary RAUM · $171M to $172MMar 18, 2022 to Mar 24, 2023
Signals
1 dated events
- K••••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-443-2076reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 844-543-4382reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 720-443-2076reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026