DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• P•••• M••••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Jun 26, 2019 · 10 filings
SEC status approved since Jul 26, 2019
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$144M as of Apr 29, 2026
Mar 30, 2020$299M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 30, 20200 then
Employees (5.A)4 as of Apr 29, 2026
Mar 30, 20205 then
Private funds4 as of Apr 29, 2026
Mar 30, 20203 then
RAUM -15% over the last fiscal year-1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $144M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$144M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $144M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• P•••• M••••• F•••• L••• | Hedge Fund | $106M | 29 | Dec 10, 2013 |
| T•••• P•••• R•••• F•••• L•no longer reported | Hedge Fund | $87.4M | 4 | Mar 19, 2018 |
| T•••• P•••• R•••• F•••• L• ••••••••• B•no longer reported | Hedge Fund | $32.1M | 1 | Mar 28, 2019 |
| T•••• P•••• F••••• O••••••••• F••• L• | Hedge Fund | $31.8M | 19 | Mar 30, 2020 |
| T•••• P•••• P•••••••• L•no longer reported | Hedge Fund | $25.4M | 21 | Dec 10, 2013 |
| T•••• P•••• O••••••• F•••• L•••no longer reported | Hedge Fund | $22.4M | 7 | Dec 10, 2013 |
| T•••• T••••• A••••••••• L• | Private Equity Fund | $4.9M | 14 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D•••••• N••••••• · Chief Operating Officercontrolsince 03/2013 · owns 10% to 25%
- N••••••• N••• · Managing Membercontrolsince 03/2013 · owns 75% or more
- T••••• S•••••• E••• · Chief Financial Officer, Chief Compliance Officercontrolsince 06/2013 · owns less than 5%
Related persons
Schedule D 7.A
- T•••• P•••• •••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Mar 24, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 6Mar 24, 2025 to Mar 30, 2026
- Assets in custody · $169M to $144MMar 24, 2025 to Mar 30, 2026
- Private funds · 3 to 4Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $169M to $144MMar 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $169M to $144MMar 24, 2025 to Mar 30, 2026
- RAUM · $169M to $144MMar 24, 2025 to Mar 30, 2026
- Assets in custody · $143M to $169MMar 28, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $143M to $169MMar 28, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $143M to $169MMar 28, 2024 to Mar 24, 2025
- RAUM · $143M to $169MMar 28, 2024 to Mar 24, 2025
- Advisory employees · 3 to 2Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $152M to $143MMar 30, 2023 to Mar 28, 2024
- Employees · 5 to 4Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $152M to $143MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $152M to $143MMar 30, 2023 to Mar 28, 2024
- RAUM · $152M to $143MMar 30, 2023 to Mar 28, 2024
- Assets in custody · $242M to $152MApr 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $242M to $152MApr 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $242M to $152MApr 29, 2022 to Mar 30, 2023
- RAUM · $242M to $152MApr 29, 2022 to Mar 30, 2023
- Assets in custody · $242M to $242MMar 30, 2022 to Apr 29, 2022
- Discretionary RAUM · $242M to $242MMar 30, 2022 to Apr 29, 2022
- Pooled vehicle RAUM · $242M to $242MMar 30, 2022 to Apr 29, 2022
- RAUM · $242M to $242MMar 30, 2022 to Apr 29, 2022
- Assets in custody · $309M to $242MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $309M to $242MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $309M to $242MMar 30, 2021 to Mar 30, 2022
- RAUM · $309M to $242MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $299M to $309MMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $299M to $309MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $299M to $309MMar 30, 2020 to Mar 30, 2021
- RAUM · $299M to $309MMar 30, 2020 to Mar 30, 2021
- Assets in custody · $246M to $299MJun 26, 2019 to Mar 30, 2020
- Private funds · 6 to 3Jun 26, 2019 to Mar 30, 2020
- Discretionary RAUM · $246M to $299MJun 26, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $246M to $299MJun 26, 2019 to Mar 30, 2020
- RAUM · $246M to $299MJun 26, 2019 to Mar 30, 2020
Signals
1 dated events
- T•••• P•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• P•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••• P•••• M••••••••• L•• · Private Equityshared crd · organization
- T•••• P•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/totem-point-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-905-8646reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026