DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•• C•••••• H•••••••• L••

Asset manager (funds and pooled vehicles)Greenwich, ConnecticutCRD 169825SEC 801-79413website IAPD

Latest filing Mar 31, 2026

First filing on the tape Mar 17, 2014 · 39 filings

SEC status approved since Apr 2, 2014

RAUM

$646M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

39 filings and snapshots on the tape

RAUM$646M as of Mar 31, 2026

Mar 30, 2015$77.0M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20150 then

Employees (5.A)7 as of Mar 31, 2026

Mar 30, 201510 then

Private funds1 as of Mar 31, 2026

Mar 30, 20151 then

RAUM -38% over the last fiscal year+1.8% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $92.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -38%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $646M, 7 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$646M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $646M for 7 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G•• H•••••••• L•no longer reported	Private Equity Fund	$24.0M	107	Mar 17, 2014
G•• A••••••••• I••••• F•••• L•••no longer reported	Other Private Fund	$15.0M	81	Mar 30, 2016
G•• A••••••••• P••••••••• L•no longer reported	Private Equity Fund	$5.3M	15	Mar 17, 2014
G•• H••••••• Q••••••••• L•no longer reported	Other Private Fund	$3.1M	57	Mar 17, 2014
C••• V•••••••• L•no longer reported	Private Equity Fund	$1.3M	8	Jul 4, 2014
G•• H••••••• Q••••••••• L•	Other Private Fund	$0	94	Mar 29, 2019

Owners and control persons

Schedule A and B, latest filing

C•••••• R•••••• E••••• · Ceo And Chief Financial Officercontrol
since 07/2021 · owns less than 5%
E••••••• M••••••• S•••• · Cco And General Counselcontrol
since 08/2020 · owns less than 5%
G••••••• D••••• C•••••• · Non-Management Ownercontrol
since 05/2014 · owns 75% or more

Related persons

Schedule D 7.A

A••••• W•••• M••••••••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Palm Beach Gardens, FL1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

employee count dropChange between filings · filing Mar 31, 2026
employees (Item 5.A) moved from 13.0 to 7.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (395 comparable advisers, 2.0th percentile of changes)
peers: asset managers, $500M to $1B (395) · 1.8% percentile
RAUM down 25 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $1,045,341,957 to $646,189,076 (-38.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 3.0th percentile of changes)
peers: asset managers, $500M to $1B (673) · 3.3% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 2 to 1
Mar 31, 2025 to Mar 31, 2026
Assets in custody · $1.0B to $646M
Mar 31, 2025 to Mar 31, 2026
Employees · 13 to 7
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $1.0B to $646M
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.0B to $646M
Mar 31, 2025 to Mar 31, 2026
RAUM · $1.0B to $646M
Mar 31, 2025 to Mar 31, 2026
Advisory employees · 4 to 2
May 30, 2024 to Mar 31, 2025
Assets in custody · $997M to $1.0B
May 30, 2024 to Mar 31, 2025
Employees · 22 to 13
May 30, 2024 to Mar 31, 2025
Financial planning clients · unset to
May 30, 2024 to Mar 31, 2025
Discretionary RAUM · $1.2B to $1.0B
May 30, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.2B to $1.0B
May 30, 2024 to Mar 31, 2025
RAUM · $1.2B to $1.0B
May 30, 2024 to Mar 31, 2025
Assets in custody · $973M to $997M
Apr 28, 2023 to Mar 27, 2024
Employees · 24 to 22
Apr 28, 2023 to Mar 27, 2024
HQ city · NEW YORK to GREENWICH
Apr 28, 2023 to Mar 27, 2024
HQ state · NY to CT
Apr 28, 2023 to Mar 27, 2024
Other offices · 2 to 1
Apr 28, 2023 to Mar 27, 2024
Discretionary RAUM · $612M to $1.2B
Apr 28, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $612M to $1.2B
Apr 28, 2023 to Mar 27, 2024
RAUM · $612M to $1.2B
Apr 28, 2023 to Mar 27, 2024
Advisory employees · 8 to 4
Mar 31, 2022 to Mar 28, 2023
Assets in custody · $161M to $973M
Mar 31, 2022 to Mar 28, 2023
Employees · 39 to 24
Mar 31, 2022 to Mar 28, 2023
Discretionary RAUM · $1.2B to $612M
Mar 31, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $1.2B to $612M
Mar 31, 2022 to Mar 28, 2023
RAUM · $1.2B to $612M
Mar 31, 2022 to Mar 28, 2023
Accounts · 8 to 7
Nov 17, 2021 to Mar 31, 2022
Pooled vehicle clients · 8 to 7
Nov 17, 2021 to Mar 31, 2022
Assets in custody · $128M to $161M
Nov 17, 2021 to Mar 31, 2022
Employees · 46 to 39
Nov 17, 2021 to Mar 31, 2022
Private funds · 2 to 1
Nov 17, 2021 to Mar 31, 2022
Discretionary RAUM · $15.6M to $1.2B
Nov 17, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $15.6M to $1.2B
Nov 17, 2021 to Mar 31, 2022
RAUM · $15.6M to $1.2B
Nov 17, 2021 to Mar 31, 2022
Advisory employees · 12 to 8
Jun 11, 2021 to Nov 17, 2021
Employees · 51 to 46
Jun 11, 2021 to Nov 17, 2021
Related broker-dealer · true to false
Jun 11, 2021 to Nov 17, 2021
Accounts · 9 to 8
Dec 10, 2020 to Mar 31, 2021
Advisory employees · 10 to 12
Dec 10, 2020 to Mar 31, 2021

Signals

8 dated events

G•• C•••••• H•••••••• L•• reported RAUM $646.2M, down 38% from $1.0B (2025-03-31 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
G•• C•••••• H•••••••• L•• reported RAUM $1.2B, up 88% from $611.9M (2023-04-28 to 2024-03-27)
Mar 27, 2024 · RAUM change · derived
G•• C•••••• H•••••••• L•• reported RAUM $611.9M, down 50% from $1.2B (2022-03-31 to 2023-03-28)
Mar 28, 2023 · RAUM change · derived
G•• C•••••• H•••••••• L•• reported RAUM $15.6M, down 93% from $238.6M (2020-12-10 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Steven Michael Cohn (Chief Compliance Officer) no longer on Schedule A of G•• C•••••• H•••••••• L•• (listed 2019-05-01, absent 2019-11-08)
Nov 8, 2019 · Control person left · inference
Richard Kyle Brengel (Chief Financial Officer) no longer on Schedule A of G•• C•••••• H•••••••• L•• (listed 2018-12-18, absent 2019-03-29)
Mar 29, 2019 · Control person left · inference
G•• C•••••• H•••••••• L•• reported RAUM $434.3M, up 77% from $245.9M (2018-02-27 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
G•• C•••••• H•••••••• L•• filed its initial SEC registration (Form ADV)
Mar 17, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

G•• C•••••• H•••••••• L•• · Independent Sponsors
shared crd · capital_provider
G•• C•••••• H•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/gpb-capital-holdings-llcreportedpublic record, Form ADV, Sep 18, 2026
Firm profile: linkedin.com/company/highline-management-increportedpublic record, Form ADV, Sep 18, 2026
Website: DM.EPIQII.COM/CASE/GPBCAPITAL/INFOreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 855-635-3027reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026