DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U•••• P••• C•••••• M••••••••• L•••
Latest filing Aug 13, 2026
First filing on the tape Oct 11, 2016 · 14 filings
SEC status approved since Oct 20, 2016
RAUM
$928M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$928M as of Aug 13, 2026
Mar 9, 2017$203M then
HNW client RAUM$0 as of Aug 13, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Mar 9, 20170 then
Employees (5.A)10 as of Aug 13, 2026
Mar 9, 20177 then
Private funds4 as of Aug 13, 2026
Mar 9, 20172 then
RAUM +31% over the last fiscal year+1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $232MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$928M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U•••• P••• C•••••• I••• L••• | Private Equity Fund | $289M | 20 | Mar 30, 2022 |
| U•••• P••• C•••••• I•• L••• | Private Equity Fund | $229M | 15 | Sep 18, 2017 |
| U•••• P••• C•••••• I• L••• | Private Equity Fund | $136M | 17 | Jan 6, 2014 |
| U•••• P••• C•••••• I• ••••••••• L•••no longer reported | Private Equity Fund | $25.0M | 1 | Oct 11, 2016 |
Owners and control persons
Schedule A and B, latest filing
- J••••• M•••••• M••••• · Managing Partner, Chief Compliance Officercontrolsince 10/2013 · owns 50% to 75%
- M••••••• P••••• J••••• · Principalcontrolsince 10/2013 · owns 25% to 50%
- J••••• M•••••• M••••• · Managing Membercontrolsince 10/2013 · owns 75% or more of U•••• P••• C•••••• M••••••••• G•• L••
Entity owners
- U•••• P••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- U•••• P••• C•••••• I• G•• L•••investment adviserpooled vehicle sponsorn
- U•••• P••• C•••••• I• G•• L•••investment adviserpooled vehicle sponsorn
- U•••• P••• C•••••• I•• G•• L•••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4Apr 26, 2025 to Mar 19, 2026
- Pooled vehicle clients · 3 to 4Apr 26, 2025 to Mar 19, 2026
- Private funds · 3 to 4Apr 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $711M to $928MApr 26, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $711M to $928MApr 26, 2025 to Mar 19, 2026
- RAUM · $711M to $928MApr 26, 2025 to Mar 19, 2026
- Financial planning clients · unset to Mar 25, 2024 to Apr 26, 2025
- Discretionary RAUM · $654M to $711MMar 25, 2024 to Apr 26, 2025
- Pooled vehicle RAUM · $654M to $711MMar 25, 2024 to Apr 26, 2025
- RAUM · $654M to $711MMar 25, 2024 to Apr 26, 2025
- Advisory employees · 8 to 9Mar 16, 2023 to Mar 25, 2024
- Discretionary RAUM · $893M to $654MMar 16, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $893M to $654MMar 16, 2023 to Mar 25, 2024
- RAUM · $893M to $654MMar 16, 2023 to Mar 25, 2024
- Employees · 8 to 10Mar 30, 2022 to Mar 16, 2023
- Discretionary RAUM · $866M to $893MMar 30, 2022 to Mar 16, 2023
- Pooled vehicle RAUM · $866M to $893MMar 30, 2022 to Mar 16, 2023
- RAUM · $866M to $893MMar 30, 2022 to Mar 16, 2023
- Accounts · 2 to 3Mar 25, 2021 to Mar 30, 2022
- Pooled vehicle clients · 2 to 3Mar 25, 2021 to Mar 30, 2022
- Private funds · 2 to 3Mar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $548M to $866MMar 25, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $548M to $866MMar 25, 2021 to Mar 30, 2022
- RAUM · $548M to $866MMar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $503M to $548MMar 18, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $503M to $548MMar 18, 2020 to Mar 25, 2021
- RAUM · $503M to $548MMar 18, 2020 to Mar 25, 2021
- Discretionary RAUM · $433M to $503MMar 20, 2019 to Mar 18, 2020
- Pooled vehicle RAUM · $433M to $503MMar 20, 2019 to Mar 18, 2020
- RAUM · $433M to $503MMar 20, 2019 to Mar 18, 2020
- Advisory employees · 7 to 8Mar 26, 2018 to Mar 20, 2019
- Employees · 7 to 8Mar 26, 2018 to Mar 20, 2019
- Discretionary RAUM · $402M to $433MMar 26, 2018 to Mar 20, 2019
- Pooled vehicle RAUM · $402M to $433MMar 26, 2018 to Mar 20, 2019
- RAUM · $402M to $433MMar 26, 2018 to Mar 20, 2019
- Advisory employees · 6 to 7Sep 18, 2017 to Mar 26, 2018
- Charity clients · unset to 0.0Sep 18, 2017 to Mar 26, 2018
- Corporate clients · unset to 0.0Sep 18, 2017 to Mar 26, 2018
- HNW clients · unset to 0.0Sep 18, 2017 to Mar 26, 2018
- Individual clients · unset to 0.0Sep 18, 2017 to Mar 26, 2018
Signals
5 dated events
- U•••• P••• C•••••• M••••••••• L••• reported RAUM $928.5M, up 31% from $711.3M (2025-04-26 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- U•••• P••• C•••••• M••••••••• L••• reported RAUM $654.4M, down 27% from $893.0M (2023-03-16 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- U•••• P••• C•••••• M••••••••• L••• reported RAUM $865.8M, up 58% from $548.2M (2021-03-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- U•••• P••• C•••••• M••••••••• L••• reported RAUM $402.4M, up 100% from $201.4M (2017-09-18 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- U•••• P••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Oct 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- U•••• P••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- U•••• P••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/union-park-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- U••••-P•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 857-254-1751reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026