DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• C••••••
Legal name G•••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 27, 2015 · 21 filings
SEC status approved since Apr 6, 2015
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
61 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$3.4B as of Mar 31, 2026
Mar 24, 2016$255M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 24, 20160 then
Employees (5.A)67 as of Mar 31, 2026
Mar 24, 20169 then
Private funds10 as of Mar 31, 2026
Mar 24, 20163 then
RAUM -0.4% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $339MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• C•••••• I• L• | Private Equity Fund | $935M | 129 | Mar 27, 2024 |
| G•••• C•••••• I•• L• | Private Equity Fund | $746M | 123 | Mar 29, 2021 |
| G•••• C•••••• I• L• | Private Equity Fund | $569M | 71 | Mar 31, 2017 |
| G•••• C•••••• P••••••• I•• L• | Private Equity Fund | $368M | 25 | Mar 29, 2021 |
| G•••• C•••••• P••••••• I• L• | Private Equity Fund | $355M | 21 | Mar 27, 2024 |
| G•••• C•••••• P••••••• I• L• | Private Equity Fund | $217M | 13 | Mar 31, 2017 |
| G•••• F••• L• | Private Equity Fund | $120M | 64 | Mar 27, 2015 |
| G•••• P••••••• F••• L• | Private Equity Fund | $34.5M | 6 | Mar 27, 2015 |
| G•••• O•••••• L•no longer reported | Private Equity Fund | $51,933 | 30 | Dec 21, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• D••••• A•••• · Partnercontrolsince 09/2021 · owns less than 5%
- G•••••••• C•••••••• S••••• · Chief Compliance Officer, General Counselcontrolsince 09/2024 · owns less than 5%
- J••••••• J••••• R•••• · Partnercontrolsince 12/2019 · owns less than 5%
- J••••••• D•••• W••••••• · Co-Founder, Managing Partnercontrolsince 08/2013 · owns less than 5%
- M•••••••• T•••••• R•• · Co-Founder, Managing Partnercontrolsince 08/2013 · owns less than 5%
- S•••••• J••••• G•••• · Chief Financial Officer, Partnercontrolsince 10/2020 · owns less than 5%
- J••••••• D•••• W••••••• · Limited Partnercontrolsince 09/2021 · owns 25% to 50% of G•••• C•••••• P•••••• F••••• L•
- J••••••• D•••• W••••••• · Managing Membercontrolsince 09/2021 · owns 25% to 50% of G•••• C•••••• H••••• G•• L••
- M•••••••• T•••••• R•• · Limited Partnercontrolsince 09/2021 · owns 25% to 50% of G•••• C•••••• P•••••• F••••• L•
- M•••••••• T•••••• R•• · Managing Membercontrolsince 09/2021 · owns 25% to 50% of G•••• C•••••• H••••• G•• L••
Entity owners
- G•••• C•••••• H•••••••• L•• · Sole Memberdirect · owns 75% or more
- G•••• C•••••• H••••• G•• L•• · General Partnerindirect · owns F of G•••• C•••••• H•••••• L•
- G•••• C•••••• H••••• G•• L•• · General Partnerindirect · owns F of G•••• C•••••• P•••••• F••••• L•
- G•••• C•••••• H•••••• L• · Memberindirect · owns 75% or more of G•••• C•••••• H•••••••• L••
- G•••• C•••••• P•••••• F••••• L• · Limited Partnerindirect · owns 75% or more of G•••• C•••••• H•••••• L•
Related persons
Schedule D 7.A
- G•••• I••••••••• C•• I• L••pooled vehicle sponsorn
- G•••• I••••••••• C•• I•• L••pooled vehicle sponsorn
- G•••• I••••••••• C•• I• L••pooled vehicle sponsorn
- G•••• I••••••••• C•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 10Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 10Mar 28, 2025 to Mar 31, 2026
- Employees · 61 to 67Mar 28, 2025 to Mar 31, 2026
- Private funds · 8 to 10Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.4B to $3.4BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.4B to $3.4BMar 28, 2025 to Mar 31, 2026
- RAUM · $3.4B to $3.4BMar 28, 2025 to Mar 31, 2026
- Employees · 67 to 61Sep 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.3B to $3.4BSep 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.3B to $3.4BSep 10, 2024 to Mar 28, 2025
- RAUM · $3.3B to $3.4BSep 10, 2024 to Mar 28, 2025
- Advisory employees · 35 to 61Apr 16, 2024 to Sep 10, 2024
- Advisory activities · 1 to 2Apr 16, 2024 to Sep 10, 2024
- Custody of client assets · false to trueApr 16, 2024 to Sep 10, 2024
- Employees · 60 to 67Apr 16, 2024 to Sep 10, 2024
- Related adviser · true to falseApr 16, 2024 to Sep 10, 2024
- Accounts · 6 to 8Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 26 to 35Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 6 to 8Mar 30, 2023 to Mar 27, 2024
- Custody of client assets · true to falseMar 30, 2023 to Mar 27, 2024
- Employees · 48 to 60Mar 30, 2023 to Mar 27, 2024
- Private funds · 6 to 8Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.2B to $3.3BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.2B to $3.3BMar 30, 2023 to Mar 27, 2024
- RAUM · $2.2B to $3.3BMar 30, 2023 to Mar 27, 2024
- Accounts · 7 to 6Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 18 to 26Mar 31, 2022 to Mar 30, 2023
- Employees · 37 to 48Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $2.4B to $2.2BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.4B to $2.2BMar 31, 2022 to Mar 30, 2023
- RAUM · $2.4B to $2.2BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 6Mar 29, 2021 to Mar 31, 2022
- Employees · 25 to 37Mar 29, 2021 to Mar 31, 2022
- Private funds · 7 to 6Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.9B to $2.4BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.9B to $2.4BMar 29, 2021 to Mar 31, 2022
- RAUM · $1.9B to $2.4BMar 29, 2021 to Mar 31, 2022
- Accounts · 5 to 7Oct 19, 2020 to Mar 29, 2021
- Pooled vehicle clients · 5 to 7Oct 19, 2020 to Mar 29, 2021
Signals
7 dated events
- Sartor Courtney Gesualdi (Chief Compliance Officer, General Counsel) appeared on Schedule A of G•••• C••••••Sep 10, 2024 · Control person joined · fact
- G•••• C•••••• reported RAUM $3.3B, up 49% from $2.2B (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- A•••• D•••• F••••••• (Partner) appeared on Schedule A of G•••• C••••••Mar 31, 2022 · Control person joined · fact
- G•••• C•••••• reported RAUM $1.9B, up 67% from $1.1B (2020-10-19 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Roger James Jackson (Partner) appeared on Schedule A of G•••• C••••••Mar 29, 2021 · Control person joined · fact
- Glenn Jason Snider (Chief Compliance Officer) appeared on Schedule A of G•••• C••••••Oct 19, 2020 · Control person joined · fact
- G•••• C•••••• filed its initial SEC registration (Form ADV)Mar 27, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••• C•••••• · Independent Sponsorsshared crd · capital_provider
- G•••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- gaugecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 682-334-5800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026