DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2015 · 17 filings
SEC status approved since Jul 2, 2015
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$170M as of Mar 31, 2026
Mar 30, 2016$285M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20160 then
Employees (5.A)12 as of Mar 31, 2026
Mar 30, 20166 then
Private funds3 as of Mar 31, 2026
Mar 30, 20161 then
RAUM -9.2% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$170M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• I••••••••• F••• I•• L• | Private Equity Fund | $238M | 28 | Mar 30, 2018 |
| D•••• I••••••••• F•••• L• | Private Equity Fund | $30.1M | 34 | Dec 13, 2013 |
| D•••• U•• C••••••••• L• | Private Equity Fund | $14.9M | 2 | Mar 30, 2018 |
| D•••• L•• C••••••••• L• | Private Equity Fund | $8.1M | 2 | Mar 31, 2023 |
| D•••• U•• C••••••••• I• L• | Private Equity Fund | $5.0M | 1 | Mar 26, 2021 |
| D•••• U•• L••••• C••••••••• L• | Private Equity Fund | $1.9M | 2 | Mar 26, 2021 |
| D•••• P•••••• C••••••••• L• | Private Equity Fund | $463,314 | 2 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••• L•••• · Chief Financial Officercontrolsince 01/2022 · owns less than 5%
- C••••••••• M••••••• R••••• · Chief Investment Officercontrolsince 08/2013 · owns 75% or more
- K•••••••• E••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- C••••••••• M••••••• R••••• · Membercontrolsince 10/2012 · owns 75% or more of D•••• Capital, LLC
Entity owners
- D•••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•••• F••• G•• L••pooled vehicle sponsorn
- D•••• F••• I• G•• L••bankpooled vehicle sponsorn
- D•••• L•• G•• L••pooled vehicle sponsorn
- D•••• P•••••• G•• L••pooled vehicle sponsorn
- D•••• S••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Private funds · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $187M to $170MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $187M to $170MMar 31, 2025 to Mar 31, 2026
- RAUM · $187M to $170MMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 4Aug 2, 2024 to Mar 31, 2025
- Advisory employees · 3 to 6Aug 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 4Aug 2, 2024 to Mar 31, 2025
- Employees · 7 to 12Aug 2, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 2, 2024 to Mar 31, 2025
- Private funds · 7 to 4Aug 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $298M to $187MAug 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $298M to $187MAug 2, 2024 to Mar 31, 2025
- RAUM · $298M to $187MAug 2, 2024 to Mar 31, 2025
- Advisory employees · 4 to 3May 16, 2023 to Mar 29, 2024
- Employees · 9 to 7May 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $422M to $298MMay 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $422M to $298MMay 16, 2023 to Mar 29, 2024
- RAUM · $422M to $298MMay 16, 2023 to Mar 29, 2024
- Private funds · 6 to 7Mar 30, 2022 to Mar 31, 2023
- Accounts · 6 to 7Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 5 to 4Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Mar 30, 2022 to Mar 31, 2023
- Employees · 10 to 9Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $568M to $422MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $568M to $422MMar 30, 2022 to Mar 31, 2023
- RAUM · $568M to $422MMar 30, 2022 to Mar 31, 2023
- Accounts · 5 to 6May 3, 2021 to Mar 30, 2022
- Advisory employees · 6 to 5May 3, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 6May 3, 2021 to Mar 30, 2022
- Private funds · 5 to 6May 3, 2021 to Mar 30, 2022
- Discretionary RAUM · $450M to $568MMay 3, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $450M to $568MMay 3, 2021 to Mar 30, 2022
- RAUM · $450M to $568MMay 3, 2021 to Mar 30, 2022
- Discretionary RAUM · $415M to $450MMar 26, 2021 to May 3, 2021
- Pooled vehicle RAUM · $415M to $450MMar 26, 2021 to May 3, 2021
- RAUM · $415M to $450MMar 26, 2021 to May 3, 2021
- Accounts · 3 to 5Mar 30, 2020 to Mar 26, 2021
- Pooled vehicle clients · 3 to 5Mar 30, 2020 to Mar 26, 2021
Signals
9 dated events
- D•••• C•••••• M••••••••• L• reported RAUM $186.7M, down 37% from $298.2M (2024-08-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Eileen Kavanagh (Chief Compliance Officer) appeared on Schedule A of D•••• C•••••• M••••••••• L•Aug 2, 2024 · Control person joined · fact
- Kumar Sanjay Sanghoee (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of D•••• C•••••• M••••••••• L• (listed 2024-03-29, absent 2024-08-02)Aug 2, 2024 · Control person left · inference
- D•••• C•••••• M••••••••• L• reported RAUM $298.2M, down 29% from $422.5M (2023-05-16 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- D•••• C•••••• M••••••••• L• reported RAUM $422.5M, down 26% from $567.8M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- L•••• M••• A••••••• (Chief Financial Officer) appeared on Schedule A of D•••• C•••••• M••••••••• L•Mar 30, 2022 · Control person joined · fact
- D•••• C•••••• M••••••••• L• reported RAUM $567.8M, up 26% from $450.3M (2021-05-03 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- D•••• C•••••• M••••••••• L• reported RAUM $424.2M, up 43% from $296.5M (2017-03-27 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- D•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D•••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- D•••• C•••••• M••••••••• L• · Private Equityshared crd · organization
- D•••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/delos-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- D••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-257-4450reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026