DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• W••••• M•••••••••
Legal name H••••• W••••• M••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Jan 4, 2018 · 11 filings
SEC status approved since Feb 6, 2018
RAUM
$284M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$282M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$71.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$284M as of Mar 27, 2026
May 14, 2019$129M then
HNW client RAUM$216M as of Mar 27, 2026
May 14, 2019$79.6M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
May 14, 20192 then
Employees (5.A)3 as of Mar 27, 2026
May 14, 20193 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $71.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $940,301derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$216M76%
- Individuals$65.8M23%
- Pension and profit-sharing plans$1.2M0.4%
- Corporations and businesses$449,0000.2%
- Individual clients
- 218reported
- HNW clients
- 77reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 302reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• R•••• B•••••• | Champaign, Il | Sep 16, 2014 | 17 y | 1 |
| C•••••• B•••••••• H••••• | Champaign, Il | Sep 23, 2014 | 15 y | 0 |
| D••••• E••••• H•••••Certified Financial Planner, Personal Financial Specialist | Champaign, Il | Mar 21, 2015 | 25 y | 1 |
| G••••••• A• V••••••••• | Champaign, Il | Jun 8, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• E••••• H••••• from R•••• H••••• • A••••••••• I•••Mar 21, 2015 · Other
- R••• R•••• B•••••• from R•••• H••••• • A••••••••• I•••Sep 16, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D•••••• E••••• · Chief Executive Officer/Ccocontrolsince 09/2014 · owns less than 5%
- H•••••• V•••••••• B•••••••• · Shareh•••••controlsince 01/2015 · owns 75% or more
- H•••••• C••••••• B•••••••• · Presidentsince 01/2015 · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• B• H•••••• A••••••• A• L••insurancen
- D••••• E• H••••• • A••••••••• I•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Champaign, Il · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 291 to 302Mar 27, 2025 to Mar 27, 2026
- Corporate clients · 3 to 4Mar 27, 2025 to Mar 27, 2026
- HNW clients · 66 to 77Mar 27, 2025 to Mar 27, 2026
- Individual clients · 219 to 218Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $245M to $284MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $180M to $216MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $63.1M to $65.8MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $1.1M to $1.2MMar 27, 2025 to Mar 27, 2026
- RAUM · $245M to $284MMar 27, 2025 to Mar 27, 2026
- Accounts · 283 to 291Mar 29, 2024 to Mar 27, 2025
- Corporate clients · unset to 3.0Mar 29, 2024 to Mar 27, 2025
- HNW clients · 57 to 66Mar 29, 2024 to Mar 27, 2025
- Individual clients · 220 to 219Mar 29, 2024 to Mar 27, 2025
- Pension plan clients · unset to 3.0Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · 251-500 to 251-500Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $221M to $245MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $153M to $180MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $65.7M to $63.1MMar 29, 2024 to Mar 27, 2025
- Pension RAUM · $1.3M to $1.1MMar 29, 2024 to Mar 27, 2025
- RAUM · $221M to $245MMar 29, 2024 to Mar 27, 2025
- Accounts · 727 to 283Mar 30, 2023 to Mar 29, 2024
- HNW clients · 51 to 57Mar 30, 2023 to Mar 29, 2024
- Individual clients · 214 to 220Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $191M to $221MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $129M to $153MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $60.5M to $65.7MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · $1.0M to $1.3MMar 30, 2023 to Mar 29, 2024
- RAUM · $191M to $221MMar 30, 2023 to Mar 29, 2024
- Accounts · 704 to 727Jul 6, 2022 to Mar 30, 2023
- Advisory employees · 2 to 3Jul 6, 2022 to Mar 30, 2023
- Individual clients · 207 to 214Jul 6, 2022 to Mar 30, 2023
- State-registered IARs · 2 to 3Jul 6, 2022 to Mar 30, 2023
- Discretionary RAUM · $203M to $191MJul 6, 2022 to Mar 30, 2023
- HNW RAUM · $135M to $129MJul 6, 2022 to Mar 30, 2023
- Individual RAUM · $65.3M to $60.5MJul 6, 2022 to Mar 30, 2023
- Pension RAUM · $1.7M to $1.0MJul 6, 2022 to Mar 30, 2023
- RAUM · $203M to $191MJul 6, 2022 to Mar 30, 2023
- Accounts · 644 to 704Apr 1, 2021 to Mar 25, 2022
- HNW clients · 44 to 51Apr 1, 2021 to Mar 25, 2022
- Individual clients · 198 to 207Apr 1, 2021 to Mar 25, 2022
Signals
1 dated events
- H••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jan 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 217-398-4014reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 217-398-4015reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/holder-wealth-management-inc-reportedpublic record, Form ADV, Sep 19, 2026
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 217-398-4015reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026