DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N••••••••• C•••••• P•••••••
Legal name N••••••••• C•••••• P••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Jun 20, 2022 · 8 filings
SEC status approved since Jul 21, 2022
RAUM
$582M
reported, Item 5.F
Discretionary
37%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$582M as of Apr 29, 2026
Mar 31, 2023$365M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 31, 20230 then
Employees (5.A)10 as of Apr 29, 2026
Mar 31, 202310 then
Private funds14 as of Apr 29, 2026
Mar 31, 202310 then
RAUM +10% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 37%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$582M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••••••••• R••• E••••• O••••••••• F••• I•• L••• | Real Estate Fund | $93.1M | 41 | Mar 29, 2021 |
| N•• P• P•••••••• L•• | Real Estate Fund | $56.7M | 2 | Jun 20, 2022 |
| P•••• C•••••• P••••••• F••• I• L• | Real Estate Fund | $48.3M | 10 | May 15, 2020 |
| N•• P•••••••• I• C••••••• L•• | Real Estate Fund | $45.3M | 3 | Mar 28, 2024 |
| N•• E•••••• H•••• C••••••• L•• | Real Estate Fund | $43.8M | 2 | Jun 20, 2022 |
| N••••••••• C••••••••• F••• L•• | Real Estate Fund | $40.5M | 1 | Jun 20, 2022 |
| N•• V••••• L•• | Real Estate Fund | $31.0M | 4 | Mar 31, 2023 |
| N••••••••• R••• E••••• O••••••••• F••• I• L••• | Real Estate Fund | $28.4M | 14 | Mar 25, 2014 |
| N••••••••• R••• E••••• O••••••••• F••• I• L••• | Real Estate Fund | $21.9M | 4 | Mar 28, 2018 |
| N•• G•••• T••• C••••••• L•• | Real Estate Fund | $15.1M | 3 | Mar 28, 2024 |
| N••••••••• F••• I• L••• | Real Estate Fund | $10.2M | 12 | Mar 28, 2024 |
| N•• P•••• A•••• H••••••• L••no longer reported | Real Estate Fund | $4.1M | 2 | Jun 20, 2022 |
| N••••••••• B• C••••••••• F••• L•• | Real Estate Fund | $1.1M | 1 | Jun 20, 2022 |
| N•• B•••• 2• L•• | Real Estate Fund | $516,195 | 2 | Jun 20, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M•••••••• G••••• · Treasurer, Chief Operating Officer And Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- D••••••••• C••••••••• R••••• · President And Chief Marketing Officer/New Business Developmentcontrolsince 01/2014 · owns less than 5%
- G••••• M••••••• B••••••• · Chief Executive Officer And Chief Investment Officercontrolsince 01/2014 · owns less than 5%
- W•••••• G••••••• N••• · Secretarycontrolsince 01/2014 · owns less than 5%
- G••••• M••••••• B••••••• · Managing Membercontrolsince 08/2012 · owns 50% to 75% of H••••••••• P•••••••• L••
- G•••••• J•••••• M••• · Investor Relations Officersince 08/2022 · owns less than 5%
- M••••••••• L•••••• G••••••• · Chief Financial Officersince 02/2020 · owns less than 5%
Entity owners
- H••••••••• P•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- N•• P•••• G• L••pooled vehicle sponsory
- N••••••••• F••• I• G• L••pooled vehicle sponsory
- N••••••••• R••• E••••• F••• I• G• L••pooled vehicle sponsory
- N••••••••• R••• E••••• F••• I• G• L••pooled vehicle sponsory
- N••••••••• R••• E••••• F••• I•• G• L••pooled vehicle sponsory
- N••••••••• R••• E••••• O••••••••• F••• I• L•••pooled vehicle sponsory
Advisers that list N••••••••• C•••••• P••••••• as a related person
- 139223 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $208M to $217MMar 27, 2026 to Apr 29, 2026
- Non-discretionary RAUM · $411M to $365MMar 27, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $619M to $582MMar 27, 2026 to Apr 29, 2026
- RAUM · $619M to $582MMar 27, 2026 to Apr 29, 2026
- Accounts · 13 to 14Apr 29, 2025 to Mar 27, 2026
- Pooled vehicle clients · 13 to 14Apr 29, 2025 to Mar 27, 2026
- Private funds · 13 to 14Apr 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $211M to $208MApr 29, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $316M to $411MApr 29, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $528M to $619MApr 29, 2025 to Mar 27, 2026
- RAUM · $528M to $619MApr 29, 2025 to Mar 27, 2026
- Employees · 11 to 10Mar 28, 2024 to Apr 29, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $214M to $211MMar 28, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $250M to $316MMar 28, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $464M to $528MMar 28, 2024 to Apr 29, 2025
- RAUM · $464M to $528MMar 28, 2024 to Apr 29, 2025
- Accounts · 10 to 13Apr 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 10 to 13Apr 28, 2023 to Mar 28, 2024
- Private funds · 10 to 13Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $227M to $214MApr 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $138M to $250MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $365M to $464MApr 28, 2023 to Mar 28, 2024
- RAUM · $365M to $464MApr 28, 2023 to Mar 28, 2024
- Employees · 10 to 11Mar 31, 2023 to Apr 28, 2023
- Accounts · 9 to 10Jun 21, 2022 to Mar 31, 2023
- Advisory employees · 8 to 7Jun 21, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 10Jun 21, 2022 to Mar 31, 2023
- Assets in custody · 212134530.0 to unsetJun 21, 2022 to Mar 31, 2023
- Custody of client assets · true to falseJun 21, 2022 to Mar 31, 2023
- Employees · 9 to 10Jun 21, 2022 to Mar 31, 2023
- Private funds · 9 to 10Jun 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $167M to $227MJun 21, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $86.6M to $138MJun 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $254M to $365MJun 21, 2022 to Mar 31, 2023
- RAUM · $254M to $365MJun 21, 2022 to Mar 31, 2023
- Private funds · 18 to 9Jun 20, 2022 to Jun 21, 2022
Signals
3 dated events
- N••••••••• C•••••• P••••••• reported RAUM $365.1M, up 44% from $253.8M (2022-06-21 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Andrew David Gertner (Executive Vice President And Chief Risk Officer) no longer on Schedule A of N••••••••• C•••••• P••••••• (listed 2022-06-21, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- N••••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Jun 20, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N••••••••• C•••••• P••••••• · Private Equityshared crd · organization
- N••••••••• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/northlight-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- nlightcp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-873-6547reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N••••••••• C•••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…