DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• A•••• M••••••••• L••••••
Latest filing Mar 19, 2026
First filing on the tape Jan 13, 2014 · 20 filings
SEC status approved since Feb 11, 2014
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
145
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$26B as of Mar 19, 2026
Mar 10, 2015$7.1B then
HNW client RAUM$0 as of Mar 19, 2026
Mar 28, 2018$313,415 then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 10, 20150 then
Employees (5.A)145 as of Mar 19, 2026
Mar 10, 201552 then
Private funds: no history
RAUM +37% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $336MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$99.9M71%
- Other investment advisers$34.5M24%
- Corporations and businesses$7.2M5.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 77reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• Z•••••••• · Directorcontrolsince 04/2014 · owns less than 5%
- D•••• C••• · Chief Executive Officercontrolsince 02/2013 · owns less than 5%
- L••• Z••••• · Directorcontrolsince 11/2017 · owns less than 5%
- W•••• C••• · Deputy Coocontrolsince 11/2023 · owns less than 5%
- W•••• M••••••• · Chief Compliance Officer, Chief Legal Officercontrolsince 10/2014 · owns less than 5%
- Y•••• X••••••• · Directorcontrolsince 11/2017 · owns less than 5%
- Z••••• G•••• · Directorcontrolsince 02/2008 · owns less than 5%
- Z•••• G••• · Chief Financial Officercontrolsince 07/2015 · owns less than 5%
- Z•••• Y• · Directorcontrolsince 11/2017 · owns less than 5%
- Z••• Y•••••• · Directorcontrolsince 06/2022 · owns less than 5%
Entity owners
- C•••• S••••••• A•••• M••••••••• C•• L••• · Shareholderdirect · owns 50% to 75%
- K••••••• S•••• L•••••• · Shareholderdirect · owns 25% to 50%
- W•••••••• A••••••••• C•••••• L•••••• · Shareholderdirect · owns 10% to 25%
- H••••• S••••••••• C••• L••• · Shareholderindirect · owns 25% to 50% of C•••• S••••••• Asset Management Co., Ltd.
- S••••••• I••••••••• H••••••• C••• L••• · Shareholderindirect · owns 25% to 50% of C•••• S••••••• Asset Management Co., Ltd.
- S••••••••• A••••• S••••••••• A•• M••••••••• C••••••••• O• S••••••• M•••••••• P••••••• G••••••••• · Shareholderindirect · owns 75% or more of S••••••• I••••••••• H••••••• C••• L•••
Related persons
Schedule D 7.A
- C•••• S••••••• A•••• M••••••••• C• L••investment advisery
- C••• A•••• M••••••••• P••• L••investment advisery
- K••••••• S•••• L••••••investment advisery
- W•••••••• A••••••••• C•••••• L••••••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $18,911,094,941 to $25,872,126,867 (+37.0%) between the annual amendments of 2025-03-18 and 2026-03-19; the peer median change was +11.0% (113 comparable advisers, 91.0th percentile of changes)peers: other advisers, $20B and over (113) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 123 to 77Mar 18, 2025 to Mar 19, 2026
- Advisory employees · 21 to 24Mar 18, 2025 to Mar 19, 2026
- Advisory activities · 3 to 2Mar 18, 2025 to Mar 19, 2026
- Charity clients · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Corporate clients · unset to 2.0Mar 18, 2025 to Mar 19, 2026
- HNW clients · 8 to 0Mar 18, 2025 to Mar 19, 2026
- Individual clients · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Pension plan clients · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Pooled vehicle clients · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Employees · 126 to 145Mar 18, 2025 to Mar 19, 2026
- Discretionary RAUM · $18B to $26BMar 18, 2025 to Mar 19, 2026
- HNW RAUM · $1.3M to $0Mar 18, 2025 to Mar 19, 2026
- Individual RAUM · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $729M to $103MMar 18, 2025 to Mar 19, 2026
- Pension RAUM · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · unset to 0.0Mar 18, 2025 to Mar 19, 2026
- RAUM · $19B to $26BMar 18, 2025 to Mar 19, 2026
- Accounts · 130 to 123Mar 25, 2024 to Mar 18, 2025
- Advisory employees · 18 to 21Mar 25, 2024 to Mar 18, 2025
- Corporate clients · 2.0 to unsetMar 25, 2024 to Mar 18, 2025
- HNW clients · 14 to 8Mar 25, 2024 to Mar 18, 2025
- Employees · 106 to 126Mar 25, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 18, 2025
- HQ state · unset to Mar 25, 2024 to Mar 18, 2025
- Discretionary RAUM · $13B to $18BMar 25, 2024 to Mar 18, 2025
- HNW RAUM · $1.8M to $1.3MMar 25, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $494M to $729MMar 25, 2024 to Mar 18, 2025
- RAUM · $14B to $19BMar 25, 2024 to Mar 18, 2025
- Employees · 94 to 106Mar 28, 2023 to Mar 25, 2024
- Accounts · 132 to 130Mar 28, 2023 to Mar 25, 2024
- Advisory employees · 17 to 18Mar 28, 2023 to Mar 25, 2024
- Corporate clients · 4 to 2Mar 28, 2023 to Mar 25, 2024
- Discretionary RAUM · $10B to $13BMar 28, 2023 to Mar 25, 2024
- HNW RAUM · $15.1M to $1.8MMar 28, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $626M to $494MMar 28, 2023 to Mar 25, 2024
- RAUM · $11B to $14BMar 28, 2023 to Mar 25, 2024
- Accounts · 64 to 132Mar 31, 2022 to Mar 28, 2023
- Advisory employees · 15 to 17Mar 31, 2022 to Mar 28, 2023
- Corporate clients · unset to 4.0Mar 31, 2022 to Mar 28, 2023
- HNW clients · 17 to 14Mar 31, 2022 to Mar 28, 2023
Signals
8 dated events
- C••• A•••• M••••••••• L•••••• reported RAUM $25.9B, up 37% from $18.9B (2025-03-18 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- C••• A•••• M••••••••• L•••••• reported RAUM $18.9B, up 38% from $13.7B (2024-03-25 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- Chen Wang (Deputy Coo) appeared on Schedule A of C••• A•••• M••••••••• L••••••Mar 25, 2024 · Control person joined · fact
- Nmn Choe Yong Ng (Coo) no longer on Schedule A of C••• A•••• M••••••••• L•••••• (listed 2023-03-28, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Yundong Zhu (Director) appeared on Schedule A of C••• A•••• M••••••••• L••••••Mar 28, 2023 · Control person joined · fact
- C••• A•••• M••••••••• L•••••• reported RAUM $8.3B, up 57% from $5.3B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Ping Zhi Zhang (Shareholder) no longer on Schedule A of C••• A•••• M••••••••• L•••••• (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- C••• A•••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)Jan 13, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••• A•••• M••••••••• L•••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- HK.LINKEDIN.COM/COMPANY/C•••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- csopasset.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 852 3406-5652reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026