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Former SEC-registered adviser

A• A•••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 170249SEC 801-79083IAPD
Latest filing Mar 30, 2022
First filing on the tape Jan 9, 2014 · 13 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$439M gross assets
History
13 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2022
Mar 20, 2015$595M then
HNW client RAUM$0 as of Mar 30, 2022
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2022
Mar 20, 20150 then
Employees (5.A)9 as of Mar 30, 2022
Mar 20, 20157 then
Private funds1 as of Mar 30, 2022
Mar 20, 20151 then
RAUM -46% over the last fiscal year-0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$280MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$439M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A• T••••••••• M••••• F•••• L•••Hedge Fund$439M44Jan 9, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • N••••••• M••••••• B••••••• · Chief Compliance Officer & Chief Operating Officercontrol
        since 10/2013 · owns less than 5%
      • R•••••• N•••••••• A•••••••• · Limited Partner, Chief Executive Officer & Portfolio M••••••control
        since 10/2013 · owns 75% or more
      • R•••• R•••••• P•••••••• · Chief Financial Officercontrol
        since 01/2019 · owns less than 5%
      • R•••••• N•••••••• A•••••••• · Managing Membercontrol
        since 04/2014 · owns 75% or more of A• M••••••• L••
      Entity owners
      • A• M••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • A• A•••• M••••••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 9
        Mar 31, 2021 to Mar 30, 2022
      • Employees · 10 to 9
        Mar 31, 2021 to Mar 30, 2022
      • Discretionary RAUM · $2.1B to $1.1B
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.1B to $439M
        Mar 31, 2021 to Mar 30, 2022
      • RAUM · $2.1B to $1.1B
        Mar 31, 2021 to Mar 30, 2022
      • Related bank · true to false
        Mar 31, 2021 to Mar 30, 2022
      • Other offices · 2 to 0
        Mar 16, 2020 to Mar 31, 2021
      • Discretionary RAUM · $1.7B to $2.1B
        Mar 16, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $1.2B to $1.1B
        Mar 16, 2020 to Mar 31, 2021
      • RAUM · $1.7B to $2.1B
        Mar 16, 2020 to Mar 31, 2021
      • Advisory employees · 9 to 10
        Mar 27, 2019 to Mar 16, 2020
      • Employees · 9 to 10
        Mar 27, 2019 to Mar 16, 2020
      • Other offices · 1 to 2
        Mar 27, 2019 to Mar 16, 2020
      • Discretionary RAUM · $1.1B to $1.7B
        Mar 27, 2019 to Mar 16, 2020
      • Pooled vehicle RAUM · $668M to $1.2B
        Mar 27, 2019 to Mar 16, 2020
      • RAUM · $1.1B to $1.7B
        Mar 27, 2019 to Mar 16, 2020
      • Related bank · false to true
        Mar 27, 2019 to Mar 16, 2020
      • Advisory employees · 8 to 9
        Mar 26, 2018 to Mar 27, 2019
      • Employees · 8 to 9
        Mar 26, 2018 to Mar 27, 2019
      • Discretionary RAUM · $680M to $1.1B
        Mar 26, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $219M to $668M
        Mar 26, 2018 to Mar 27, 2019
      • RAUM · $680M to $1.1B
        Mar 26, 2018 to Mar 27, 2019
      • Advisory employees · 9 to 8
        Aug 14, 2017 to Mar 26, 2018
      • Advisory activities · 1 to 2
        Aug 14, 2017 to Mar 26, 2018
      • Business name · A• A•••• M••••••••• L•• to A• A•••• M••••••••• L•
        Aug 14, 2017 to Mar 26, 2018
      • Charity clients · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Corporate clients · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • HNW clients · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Individual clients · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Pension plan clients · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Pooled vehicle clients · unset to 1.0
        Aug 14, 2017 to Mar 26, 2018
      • Assets in custody · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Custody of client assets · false to true
        Aug 14, 2017 to Mar 26, 2018
      • Employees · 9 to 8
        Aug 14, 2017 to Mar 26, 2018
      • Legal name · A• A•••• M••••••••• L•• to A• A•••• M••••••••• L•
        Aug 14, 2017 to Mar 26, 2018
      • Other offices · unset to 1.0
        Aug 14, 2017 to Mar 26, 2018
      • Discretionary RAUM · $535M to $680M
        Aug 14, 2017 to Mar 26, 2018
      • HNW RAUM · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Individual RAUM · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      • Pension RAUM · unset to 0.0
        Aug 14, 2017 to Mar 26, 2018
      Signals
      7 dated events
      • A• A•••• M••••••••• L• reported RAUM $1.1B, down 46% from $2.1B (2021-03-31 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • A• A•••• M••••••••• L• reported RAUM $1.7B, up 48% from $1.1B (2019-03-27 to 2020-03-16)
        Mar 16, 2020 · RAUM change · derived
      • A• A•••• M••••••••• L• reported RAUM $1.1B, up 67% from $680.1M (2018-03-26 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • Petronius Razvan Rone (Chief Financial Officer) appeared on Schedule A of A• A•••• M••••••••• L•
        Mar 27, 2019 · Control person joined · fact
      • A• A•••• M••••••••• L• reported RAUM $680.1M, up 27% from $534.8M (2017-08-14 to 2018-03-26)
        Mar 26, 2018 · RAUM change · derived
      • A• A•••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 14, 2017 · Succession (Item 4) · fact
      • I••••••••• A•••••• filed its initial SEC registration (Form ADV)
        Jan 9, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026