DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• O•• C••••••• L••
Latest filing Jul 13, 2026
First filing on the tape Mar 24, 2022 · 26 filings
SEC status approved since Apr 25, 2022
RAUM
$262M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$262M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$65.4M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$262M as of Jul 13, 2026
Jan 9, 2023$122M then
HNW client RAUM$261M as of Jul 13, 2026
Jan 9, 2023$103M then
State-registered IARs (5.B.3)4 as of Jul 13, 2026
Jan 9, 20232 then
Employees (5.A)7 as of Jul 13, 2026
Jan 9, 20233 then
Private funds: no history
RAUM +33% over the last fiscal year+29% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $65.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $659,065derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$261M100%
- Individuals$1.0M0.4%
- Individual clients
- 3reported
- HNW clients
- 122reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 397reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• A•••••• H••••• | Rancho Santa Fe, Ca | Mar 20, 2014 | 18 y | 4 |
| P•••• S••••• C•••••••Certified Financial Planner | Rancho Santa Fe, Ca | Feb 10, 2022 | 19 y | 2 |
| M•••••• T••••• S••••• | Rancho Santa Fe, Ca | Mar 21, 2024 | 15 y | 0 |
| C•••• S••••••Certified Financial Planner | Rancho Santa Fe, Ca | Jan 22, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• S••••• C••••••• from W••••• A•••••••• P•••••••• L••Feb 10, 2022 · RIA to RIA
- R••• A•••••• H••••• from C•••••• S••••• • C••• I•••Mar 20, 2014 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• R•••• A•••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 01/2014 · owns 75% or more
- C•••••••• P••••• S••••• · Managing Membersince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rancho Santa Fe, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 356 to 397Sep 30, 2025 to Mar 9, 2026
- HNW clients · 101 to 122Sep 30, 2025 to Mar 9, 2026
- Individual clients · 8 to 3Sep 30, 2025 to Mar 9, 2026
- Employees · 6 to 7Sep 30, 2025 to Mar 9, 2026
- Discretionary RAUM · $196M to $262MSep 30, 2025 to Mar 9, 2026
- HNW RAUM · $193M to $261MSep 30, 2025 to Mar 9, 2026
- Individual RAUM · $2.8M to $1.0MSep 30, 2025 to Mar 9, 2026
- RAUM · $196M to $262MSep 30, 2025 to Mar 9, 2026
- Accounts · 309 to 356Jun 19, 2024 to Mar 20, 2025
- Advisory employees · 3 to 4Jun 19, 2024 to Mar 20, 2025
- HNW clients · 57 to 101Jun 19, 2024 to Mar 20, 2025
- Individual clients · 41 to 8Jun 19, 2024 to Mar 20, 2025
- Employees · 4 to 6Jun 19, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 11-25Jun 19, 2024 to Mar 20, 2025
- State-registered IARs · 3 to 4Jun 19, 2024 to Mar 20, 2025
- Discretionary RAUM · $157M to $196MJun 19, 2024 to Mar 20, 2025
- HNW RAUM · $136M to $193MJun 19, 2024 to Mar 20, 2025
- Individual RAUM · $21.3M to $2.8MJun 19, 2024 to Mar 20, 2025
- RAUM · $157M to $196MJun 19, 2024 to Mar 20, 2025
- Accounts · 285 to 309Feb 28, 2024 to Jun 10, 2024
- HQ city · SAN DIEGO to RANCHO SANTA FEFeb 28, 2024 to Jun 10, 2024
- Discretionary RAUM · $144M to $157MFeb 28, 2024 to Jun 10, 2024
- HNW RAUM · $123M to $136MFeb 28, 2024 to Jun 10, 2024
- RAUM · $144M to $157MFeb 28, 2024 to Jun 10, 2024
- Advisory employees · 2 to 3Jan 18, 2024 to Feb 28, 2024
- Business name · B••• O•• to B••• O•• C••••••• L••Jan 18, 2024 to Feb 28, 2024
- Employees · 3 to 4Jan 18, 2024 to Feb 28, 2024
- State-registered IARs · 2 to 3Jan 18, 2024 to Feb 28, 2024
- Legal name · B••• O•• to B••• O•• C••••••• L••Jan 18, 2024 to Feb 28, 2024
- Business name · B••• O•• C••••••• L•• to B••• O••Jan 17, 2024 to Jan 18, 2024
- Legal name · B••• O•• C••••••• L•• to B••• O••Jan 17, 2024 to Jan 18, 2024
- Accounts · 278 to 285Dec 19, 2023 to Jan 11, 2024
- HNW clients · 59 to 57Dec 19, 2023 to Jan 11, 2024
- Individual clients · 35 to 41Dec 19, 2023 to Jan 11, 2024
- Discretionary RAUM · $140M to $144MDec 19, 2023 to Jan 11, 2024
- HNW RAUM · $122M to $123MDec 19, 2023 to Jan 11, 2024
- Individual RAUM · $18.1M to $21.3MDec 19, 2023 to Jan 11, 2024
- RAUM · $140M to $144MDec 19, 2023 to Jan 11, 2024
- HNW clients · 57 to 59Apr 13, 2023 to Jun 16, 2023
- Individual clients · 36 to 35Apr 13, 2023 to Jun 16, 2023
Signals
1 dated events
- B••• O•• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bull-oak-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bulloak.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (858) 999-3550reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026