DFX Intelligence
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Q••• C••••••• A•••• M••••••••• A•
Other adviser, based in Zug, reporting $6.6B of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $6.6B
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +11%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- institutional share of RAUM 0.837314786815845
- Contact points 2
Every filed figure, and the identifiersCRD 170341 · SEC 801-79427 · 14 filingsShowHide
CRD 170341SEC 801-79427Legal name Q••• C••••••• A•••• M•••••••••First filing on the tape Mar 18, 2014, latest Mar 30, 2026SEC status approved since Apr 14, 2014IAPD
RAUM
$6.6B
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$6.6B as of Mar 30, 2026
Mar 4, 2015$2.3B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 2, 2018$30.0M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 4, 20150 then
Employees (5.A)10 as of Mar 30, 2026
Mar 4, 201514 then
Private funds: no history
RAUM +11% over the last fiscal year+6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $735MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$4.8B72%
- Pooled investment vehicles$1.1B16%
- Pension and profit-sharing plans$779M12%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.16 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• J••• · Cco, Board Membercontrolsince 11/2012 · owns 5% to 10%
- P••••••• M••••• · Member Of Managementcontrolsince 09/2012 · owns less than 5%
- S••••• T••••• · Ceocontrolsince 05/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 100.0% to 84.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: other advisers, $5B to $20B (134)
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.2B to $4.2BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.8B to $2.4BMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $534M to $779MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $27.0M to $1.1BMar 31, 2025 to Mar 30, 2026
- RAUM · $6.0B to $6.6BMar 31, 2025 to Mar 30, 2026
- Accounts · 7 to 8Mar 20, 2024 to Mar 31, 2025
- Corporate clients · 3 to 4Mar 20, 2024 to Mar 31, 2025
- Employees · 11 to 10Mar 20, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 31, 2025
- HQ state · unset to Mar 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $4.2BMar 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.9B to $1.8BMar 20, 2024 to Mar 31, 2025
- Pension RAUM · $573M to $534MMar 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $28.0M to $27.0MMar 20, 2024 to Mar 31, 2025
- RAUM · $6.5B to $6.0BMar 20, 2024 to Mar 31, 2025
- Accounts · 6 to 7Feb 21, 2023 to Mar 20, 2024
- Corporate clients · 2 to 3Feb 21, 2023 to Mar 20, 2024
- Discretionary RAUM · $2.9B to $2.6BFeb 21, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $2.5B to $3.9BFeb 21, 2023 to Mar 20, 2024
- Pension RAUM · $450M to $573MFeb 21, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $26.5M to $28.0MFeb 21, 2023 to Mar 20, 2024
- RAUM · $5.4B to $6.5BFeb 21, 2023 to Mar 20, 2024
- Corporate clients · unset to 2.0Feb 21, 2022 to Feb 21, 2023
- Pension plan clients · unset to 2.0Feb 21, 2022 to Feb 21, 2023
- Pooled vehicle clients · 1 to 2Feb 21, 2022 to Feb 21, 2023
- Discretionary RAUM · $1.9B to $2.9BFeb 21, 2022 to Feb 21, 2023
- Non-discretionary RAUM · $3.2B to $2.5BFeb 21, 2022 to Feb 21, 2023
- Pension RAUM · $556M to $450MFeb 21, 2022 to Feb 21, 2023
- Pooled vehicle RAUM · $7.0M to $26.5MFeb 21, 2022 to Feb 21, 2023
- RAUM · $5.1B to $5.4BFeb 21, 2022 to Feb 21, 2023
- Accounts · 7 to 6Apr 6, 2021 to Feb 21, 2022
- Employees · 13 to 11Apr 6, 2021 to Feb 21, 2022
- Organization form · Other (specify) to CorporationApr 6, 2021 to Feb 21, 2022
- Discretionary RAUM · $2.1B to $1.9BApr 6, 2021 to Feb 21, 2022
- Non-discretionary RAUM · $3.1B to $3.2BApr 6, 2021 to Feb 21, 2022
- Pension RAUM · $445M to $556MApr 6, 2021 to Feb 21, 2022
- Pooled vehicle RAUM · $8.0M to $7.0MApr 6, 2021 to Feb 21, 2022
- RAUM · $5.2B to $5.1BApr 6, 2021 to Feb 21, 2022
Signals
6 dated events
- ••• LockedJun 4, 2020 · Control person left · inference
- ••• LockedJun 4, 2020 · Control person left · inference
- ••• LockedJun 4, 2020 · Control person left · inference
- ••• LockedJun 4, 2020 · Control person left · inference
- ••• LockedMar 2, 2018 · RAUM change · derived
- ••• LockedMar 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026