DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• G••••
Legal name T•••••• C•••••• G••••• L••
Latest filing May 20, 2026
First filing on the tape Mar 31, 2017 · 17 filings
SEC status approved since Apr 11, 2017
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.7B as of May 20, 2026
Mar 30, 2018$497M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 30, 20180 then
Employees (5.A)27 as of May 20, 2026
Mar 30, 201812 then
Private funds11 as of May 20, 2026
Mar 30, 20187 then
RAUM +12% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• C•••••• F••• I••• L• | Private Equity Fund | $500M | 39 | Mar 30, 2018 |
| T•••••• C•••••• F••• I•• L••• | Private Equity Fund | $294M | 32 | Mar 28, 2023 |
| T•••••• C•••••• F••• I•• L• | Private Equity Fund | $108M | 19 | Mar 31, 2017 |
| T•••••• C•••••• F••• I• L•no longer reported | Private Equity Fund | $8.4M | 22 | Mar 31, 2017 |
| T•••••• C•••••• F••• I• ••••••••• L• | Private Equity Fund | $1.3M | 1 | Mar 31, 2017 |
| T•••••• A••••••• C••••••• L•• | Private Equity Fund | $571,420 | 4 | Mar 30, 2020 |
| T•••••• A•• H••••••• L••no longer reported | Private Equity Fund | $217,302 | 10 | Mar 31, 2017 |
| T•••••• B•••• H••••••• L•• | Private Equity Fund | $91,558 | 10 | Mar 31, 2017 |
| T•••••• S••••••• H••••••• L••no longer reported | Private Equity Fund | $15,336 | 3 | Mar 29, 2019 |
| T•••••• O•• H•••••••• L•• | Private Equity Fund | $0 | 30 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• N•••••• R•••••• · Chief Compliance Officercontrolsince 03/2017 · owns less than 5%
- F•••••• K••••••• B•••• · Managing Membercontrolsince 12/2007 · owns less than 5%
- R••••••• R••••••• W•••••• · Managing Membercontrolsince 12/2007 · owns less than 5%
- F•••••• K••••••• B•••• · Membercontrolsince 01/2019 · owns 25% to 50% of T•••••• C•••••• H••••••• L••
- R••••••• R••••••• W•••••• · Membercontrolsince 01/2019 · owns 25% to 50% of T•••••• C•••••• H••••••• L••
Entity owners
- T•••••• C•••••• M••••••••• L••• · Memberdirect · owns 75% or more
- T•••••• C•••••• H••••••• L•• · Memberindirect · owns 75% or more of T•••••• C•••••• M••••••••• L•••
Related persons
Schedule D 7.A
- T•••••• C•••••• G• I•• L••pooled vehicle sponsorn
- T•••••• C•••••• G• I••pooled vehicle sponsorn
- T•••••• C•••••• G• I•• L••pooled vehicle sponsorn
- T•••••• O•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.7B to $1.7BMar 31, 2026 to May 20, 2026
- Pooled vehicle RAUM · $1.7B to $1.7BMar 31, 2026 to May 20, 2026
- RAUM · $1.7B to $1.7BMar 31, 2026 to May 20, 2026
- Accounts · 9 to 11Apr 29, 2025 to Mar 31, 2026
- Advisory employees · 20 to 21Apr 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 11Apr 29, 2025 to Mar 31, 2026
- Assets in custody · $914M to $1.2BApr 29, 2025 to Mar 31, 2026
- Employees · 25 to 27Apr 29, 2025 to Mar 31, 2026
- Private funds · 9 to 11Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.7BApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.7BApr 29, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.7BApr 29, 2025 to Mar 31, 2026
- Accounts · 7 to 9Oct 18, 2024 to Apr 29, 2025
- Advisory employees · 17 to 20Oct 18, 2024 to Apr 29, 2025
- Pooled vehicle clients · 7 to 9Oct 18, 2024 to Apr 29, 2025
- Assets in custody · $605M to $914MOct 18, 2024 to Apr 29, 2025
- Employees · 19 to 25Oct 18, 2024 to Apr 29, 2025
- Financial planning clients · unset to Oct 18, 2024 to Apr 29, 2025
- Private funds · 7 to 9Oct 18, 2024 to Apr 29, 2025
- Discretionary RAUM · $904M to $1.5BOct 18, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $904M to $1.5BOct 18, 2024 to Apr 29, 2025
- RAUM · $904M to $1.5BOct 18, 2024 to Apr 29, 2025
- Assets in custody · $609M to $605MMar 28, 2024 to Apr 24, 2024
- Discretionary RAUM · $896M to $904MMar 28, 2024 to Apr 24, 2024
- Pooled vehicle RAUM · $896M to $904MMar 28, 2024 to Apr 24, 2024
- RAUM · $896M to $904MMar 28, 2024 to Apr 24, 2024
- Accounts · 8 to 7Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 15 to 17Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 7Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $568M to $609MMar 28, 2023 to Mar 28, 2024
- Employees · 17 to 19Mar 28, 2023 to Mar 28, 2024
- Private funds · 8 to 7Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $961M to $896MMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $961M to $896MMar 28, 2023 to Mar 28, 2024
- RAUM · $961M to $896MMar 28, 2023 to Mar 28, 2024
- Accounts · 7 to 8Mar 29, 2022 to Mar 28, 2023
- Pooled vehicle clients · 7 to 8Mar 29, 2022 to Mar 28, 2023
- Assets in custody · $462M to $568MMar 29, 2022 to Mar 28, 2023
- Private funds · 7 to 8Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $671M to $961MMar 29, 2022 to Mar 28, 2023
Signals
4 dated events
- T•••••• C•••••• G•••• reported RAUM $1.5B, up 66% from $903.6M (2024-10-18 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- T•••••• C•••••• G•••• reported RAUM $961.5M, up 43% from $671.1M (2022-03-29 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- T•••••• C•••••• G•••• reported RAUM $496.9M, up 133% from $213.1M (2017-05-02 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- T•••••• C•••••• G•••• filed its initial SEC registration (Form ADV)Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• C•••••• G•••• · Independent Sponsorsshared crd · capital_provider
- T•••••• C•••••• G•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/transom-capital-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (424) 832-7299reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026