DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• W••••• M••••••••• L••
Latest filing Jun 9, 2026
First filing on the tape Aug 27, 2021 · 21 filings
SEC status approved since Sep 27, 2021
RAUM
$539M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$539M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$67.3M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$539M as of Jun 9, 2026
Jan 18, 2022$150M then
HNW client RAUM$230M as of Jun 9, 2026
Jan 18, 2022$34.3M then
State-registered IARs (5.B.3)8 as of Jun 9, 2026
Jan 18, 20225 then
Employees (5.A)8 as of Jun 9, 2026
Jan 18, 20225 then
Private funds: no history
RAUM +37% over the last fiscal year+40% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 212derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $152,528derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -26%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$308M57%
- High-net-worth individuals$230M43%
- Individual clients
- 1,505reported
- HNW clients
- 193reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,532reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• S•••• C••••• | Wausau, Wi | Jun 13, 2018 | 11 y | 0 |
| K••••• E•••••••• B•••••••• | Wausau, Wi | Sep 14, 2023 | 11 y | 0 |
| R••• M•••••• P•••• | Wausau, Wi | Sep 6, 2024 | 16 y | 0 |
| C••••• A•••• K•••••• | Wausau, Wi | Feb 27, 2025 | 11 y | 0 |
| J••••• A•••••••• T••• | Wausau, Wi | Jun 24, 2025 | 11 y | 0 |
| C••• J•••• B••••• | Wausau, Wi | Dec 8, 2025 | 18 y | 0 |
| Z•••••• M•••••• K•••• | Wausau, Wi | Dec 11, 2025 | 13 y | 0 |
| L•••• T••••• W••••• | Wausau, Wi | Jan 13, 2026 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• C•••• J•••• · Chief Compliance Officercontrolsince 07/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wausau, Wi · principal | 8 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Eau Claire, WI4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 3, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $393,600,000 to $538,727,785, advisors 8 to 8, private clients 2280 to 1698, offices 1 to 1 (2025-04-10 to 2026-04-03)peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 3,520 to 3,532Feb 2, 2026 to Apr 3, 2026
- HNW clients · 190 to 193Feb 2, 2026 to Apr 3, 2026
- Individual clients · 1,495 to 1,505Feb 2, 2026 to Apr 3, 2026
- Discretionary RAUM · $529M to $539MFeb 2, 2026 to Apr 3, 2026
- HNW RAUM · $225M to $230MFeb 2, 2026 to Apr 3, 2026
- Individual RAUM · $303M to $308MFeb 2, 2026 to Apr 3, 2026
- RAUM · $529M to $539MFeb 2, 2026 to Apr 3, 2026
- Accounts · 3,340 to 3,520Sep 25, 2025 to Feb 2, 2026
- Advisory employees · 9 to 8Sep 25, 2025 to Feb 2, 2026
- HNW clients · 160 to 190Sep 25, 2025 to Feb 2, 2026
- Individual clients · 1,400 to 1,495Sep 25, 2025 to Feb 2, 2026
- Employees · 9 to 8Sep 25, 2025 to Feb 2, 2026
- Financial planning clients · 26-50 to 0Sep 25, 2025 to Feb 2, 2026
- State-registered IARs · 9 to 8Sep 25, 2025 to Feb 2, 2026
- Discretionary RAUM · $499M to $529MSep 25, 2025 to Feb 2, 2026
- HNW RAUM · $177M to $225MSep 25, 2025 to Feb 2, 2026
- Individual RAUM · $322M to $303MSep 25, 2025 to Feb 2, 2026
- RAUM · $499M to $529MSep 25, 2025 to Feb 2, 2026
- Accounts · 3,275 to 3,340Jun 24, 2025 to Sep 25, 2025
- HNW clients · 130 to 160Jun 24, 2025 to Sep 25, 2025
- Individual clients · 2,102 to 1,400Jun 24, 2025 to Sep 25, 2025
- Discretionary RAUM · $425M to $499MJun 24, 2025 to Sep 25, 2025
- HNW RAUM · $122M to $177MJun 24, 2025 to Sep 25, 2025
- Individual RAUM · $303M to $322MJun 24, 2025 to Sep 25, 2025
- RAUM · $425M to $499MJun 24, 2025 to Sep 25, 2025
- Accounts · 3,001 to 3,275Apr 10, 2025 to Jun 24, 2025
- Advisory employees · 8 to 9Apr 10, 2025 to Jun 24, 2025
- HNW clients · 80 to 130Apr 10, 2025 to Jun 24, 2025
- Individual clients · 2,200 to 2,102Apr 10, 2025 to Jun 24, 2025
- Employees · 8 to 9Apr 10, 2025 to Jun 24, 2025
- Financial planning clients · 26-50 to 26-50Apr 10, 2025 to Jun 24, 2025
- State-registered IARs · 8 to 9Apr 10, 2025 to Jun 24, 2025
- Discretionary RAUM · $394M to $425MApr 10, 2025 to Jun 24, 2025
- HNW RAUM · $121M to $122MApr 10, 2025 to Jun 24, 2025
- Individual RAUM · $273M to $303MApr 10, 2025 to Jun 24, 2025
- RAUM · $394M to $425MApr 10, 2025 to Jun 24, 2025
- Advisory employees · 7 to 8Jan 13, 2025 to Feb 26, 2025
- Employees · 7 to 8Jan 13, 2025 to Feb 26, 2025
- State-registered IARs · 7 to 8Jan 13, 2025 to Feb 26, 2025
- Accounts · 2,336 to 3,001Sep 18, 2024 to Jan 13, 2025
Signals
2 dated events
- B•••• W••••• M••••••••• L•• reported RAUM $393.6M, up 47% from $268.0M (2024-09-18 to 2025-01-13)Jan 13, 2025 · RAUM change · derived
- B•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/retirewithbuska/mycompany/?viewAsMemberreportedpublic record, Form ADV, Sep 18, 2026
- Website
- givebackwithbuska.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 715-355-4445reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026