DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• O•••••• C•••••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Apr 15, 2014 · 26 filings
SEC status approved since Apr 28, 2014
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.2%
$58.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 13, 2015$221M then
HNW client RAUM$58.2M as of Mar 30, 2026
Mar 16, 2018$32.9M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 13, 20150 then
Employees (5.A)19 as of Mar 30, 2026
Mar 13, 20157 then
Private funds2 as of Mar 30, 2026
Mar 13, 20151 then
RAUM -20% over the last fiscal year-4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $204MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B90%
- Charitable organizations$123M6.7%
- High-net-worth individuals$58.2M3.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.9 institutional_share=0.07 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• O•••••• C••••• M••••• F•••• L••• | Hedge Fund | $2.3B | 180 | Mar 6, 2017 |
| O•• O•••••• C••••• F•••• L•no longer reported | Hedge Fund | $54.2M | 26 | Aug 21, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• D••••• C•••••• · Chief Compliance Officercontrolsince 08/2016 · owns less than 5%
- C•••••••• M•••••• · Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- F••• L•••••••• R••••• · Managing Member Of The General Partner, Senior Portfolio Manager, Limited Partnercontrolsince 01/2014 · owns 25% to 50%
- J••••••• R•••• M•••••• · Managing Member Of The General Partner, Senior Portfolio Manager, Limited Partnercontrolsince 01/2014 · owns 50% to 75%
- F••• L•••••••• R••••• · Managing Membercontrolsince 01/2014 · owns 25% to 50% of O•• O•••••• C•••••• M••••••••• G• L••
- G•••••• J•••••• J••• · Membercontrolsince 12/2021 · owns 75% or more of M••••• L••• L••
- J••••••• R•••• M•••••• · Managing Membercontrolsince 01/2014 · owns 50% to 75% of O•• O•••••• C•••••• M••••••••• G• L••
- W••••••••• D••• W••••••• · Membercontrolsince 08/2022 · owns 75% or more of D•••• C•••• L••
Entity owners
- O•• O•••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- D•••• C•••• L•• · Memberindirect · owns 25% to 50% of I•••••••• B•• H••••••• L••
- I•••••••• B•• H••••••• L•• · Memberindirect · owns 75% or more of I•••••••• B•• P••••••• L••
- I•••••••• B•• P••••••• L•• · Managerindirect · owns 50% to 75% of I•••••••• B•• C•••••• L••
- M••••• L••• L•• · Memberindirect · owns 25% to 50% of I•••••••• B•• H••••••• L••
- I•••••••• B•• C•••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- O•• O•••••• C•••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): yes on the filing of 2025-12-05, no on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Pooled vehicle clients · 3 to 5Dec 5, 2025 to Mar 30, 2026
- Assets in custody · 0.0 to unsetDec 5, 2025 to Mar 30, 2026
- Custody of client assets · true to falseDec 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.4B to $1.8BDec 5, 2025 to Mar 30, 2026
- HNW RAUM · $43.1M to $58.2MDec 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.1B to $1.7BDec 5, 2025 to Mar 30, 2026
- RAUM · $2.4B to $1.8BDec 5, 2025 to Mar 30, 2026
- Accounts · 8 to 9May 22, 2025 to Aug 19, 2025
- Private funds · 1 to 2May 22, 2025 to Aug 19, 2025
- Discretionary RAUM · $2.3B to $2.4BMay 22, 2025 to Aug 19, 2025
- Pooled vehicle RAUM · $2.1B to $2.1BMay 22, 2025 to Aug 19, 2025
- RAUM · $2.3B to $2.4BMay 22, 2025 to Aug 19, 2025
- Financial planning clients · unset to Mar 27, 2025 to May 22, 2025
- Advisory employees · 9 to 12Mar 21, 2024 to Mar 27, 2025
- Employees · 15 to 19Mar 21, 2024 to Mar 27, 2025
- Other offices · 0 to 1Mar 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.4B to $2.3BMar 21, 2024 to Mar 27, 2025
- HNW RAUM · unset to 43081397.0Mar 21, 2024 to Mar 27, 2025
- Individual RAUM · 0.0 to unsetMar 21, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.3B to $2.1BMar 21, 2024 to Mar 27, 2025
- RAUM · $2.4B to $2.3BMar 21, 2024 to Mar 27, 2025
- Related adviser · false to trueMar 21, 2024 to Mar 27, 2025
- Related bank · false to trueMar 21, 2024 to Mar 27, 2025
- Accounts · 5 to 8Mar 21, 2023 to Mar 21, 2024
- Advisory employees · 7 to 9Mar 21, 2023 to Mar 21, 2024
- Advisory activities · 2 to 3Mar 21, 2023 to Mar 21, 2024
- Charity clients · 1.0 to unsetMar 21, 2023 to Mar 21, 2024
- Employees · 12 to 15Mar 21, 2023 to Mar 21, 2024
- Discretionary RAUM · $2.1B to $2.4BMar 21, 2023 to Mar 21, 2024
- Individual RAUM · unset to 0.0Mar 21, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $2.0B to $2.3BMar 21, 2023 to Mar 21, 2024
- RAUM · $2.1B to $2.4BMar 21, 2023 to Mar 21, 2024
- Accounts · 4 to 5Mar 29, 2022 to Mar 21, 2023
- Advisory employees · 15 to 7Mar 29, 2022 to Mar 21, 2023
- Pooled vehicle clients · 2 to 3Mar 29, 2022 to Mar 21, 2023
- Custody of client assets · false to trueMar 29, 2022 to Mar 21, 2023
- Employees · 15 to 12Mar 29, 2022 to Mar 21, 2023
- Other offices · 1 to 0Mar 29, 2022 to Mar 21, 2023
- Discretionary RAUM · $2.3B to $2.1BMar 29, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $2.1B to $2.0BMar 29, 2022 to Mar 21, 2023
Signals
6 dated events
- Michael Carrieri (Chief Financial Officer) appeared on Schedule A of O•• O•••••• C•••••• M••••••••• L•Mar 29, 2022 · Control person joined · fact
- Woodruff Dan Wisniewski (Member) appeared on Schedule A of O•• O•••••• C•••••• M••••••••• L•Mar 29, 2022 · Control person joined · fact
- John Joseph Geraci (Member) appeared on Schedule A of O•• O•••••• C•••••• M••••••••• L•Mar 29, 2022 · Control person joined · fact
- O•• O•••••• C•••••• M••••••••• L• reported RAUM $2.3B, up 65% from $1.4B (2021-03-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- O•• O•••••• C•••••• M••••••••• L• reported RAUM $1.0B, up 61% from $640.5M (2017-05-24 to 2018-03-16)Mar 16, 2018 · RAUM change · derived
- O•• O•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Apr 15, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/OLD-O••••••-CAPITAL-MANAGEMENT-LPreportedpublic record, Form ADV, Sep 19, 2026
- Website
- OLDO••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-331-6920reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026